Investment advisory contract definition

Investment advisory contract means any contract or agreement whereby a person agrees to act as investment adviser to or to manage any investment or trading account of another person other than an investment company registered under Title I of the Investment Company Act of 1940, as amended.

Split View

AI-Powered Contracts

Draft, Review & Redline at the Speed of AI

Get StartedBook a Demo

Investment advisory contract means any Contract pursuant to which an Advisory Entity provides investment management, investment advisory or subadvisory services.

Investment advisory contract means any Contract pursuant to which a Person provides services (whether as adviser, subadviser or otherwise) that would render such Person an “investment adviser” as defined in Section 202(a)(11) of the Advisers Act or Section 2(a)(20) of the 1940 Act (without taking into account any exceptions or exemptions to or from such definitions).

Examples of Investment advisory contract in a sentence

• This Limited Power of Attorney shall be revoked and terminated automatically upon the cancellation or termination of the Services Agreement or as to any Fund upon the cancellation or termination of the Adviser’s Investment Advisory Contract for such Fund.

• This Limited Power of Attorney shall be revoked and terminated automatically upon the cancellation or termination of the Investment Advisory Contract between the Trust and the Adviser.

• This Limited Power of Attorney shall be revoked and terminated automatically upon the cancellation or termination of the Investment Advisory Contract between the Corporation and the Adviser.

• During the term of this Agreement, the Administrator will pay all expenses incurred by it in connection with its obligations under this Agreement, except such expenses as are assumed by the Funds under this Agreement, and any expenses that are paid under the terms of the Investment Advisory Contract.

• Said Investment Advisory Contract as so amended, but only with respect to the aforesaid Fund, is herein referred to collectively as the “Contract”.

More Definitions of Investment advisory contract

Investment advisory contract means any Contract pursuant to which any Acquired Company provides Investment Advisory Services to any Person.

Investment advisory contract means any contract or agreement whereby a person agrees to act as an investment adviser or to manage any investment or trading account for a person other than an investment adviser as defined in subsection (26).

Investment advisory contract means any Contract entered by a Person with a Client for the performance of Investment Advisory Services to such Client by such Person.

Investment advisory contract means any Contract constituting an agreement or arrangement for the performance of investment management and/or advisory or subadvisory services.

Investment advisory contract means any contract or agreement whereby a person

Investment advisory contract means any Contract pursuant to which Seller provides investment management or advisory services to a

Investment advisory contract means any investment advisory agreement entered into by 1838, L.P. for the purpose of providing investment advisory services to a client which is not a registered investment company or series thereof.