Investment advisory contract definition

Investment advisory contract means any contract or agreement whereby a person agrees to act as investment adviser to or to manage any investment or trading account of another person other than an investment company registered under Title I of the Investment Company Act of 1940, as amended.

Investment advisory contract means any Contract entered by a Person with a Client for the performance of Investment Advisory Services to such Client by such Person.

Investment advisory contract means any Contract pursuant to which a Person provides services (whether as adviser, subadviser or otherwise) that would render such Person an “investment adviser” as defined in Section 202(a)(11) of the Advisers Act or Section 2(a)(20) of the 1940 Act (without taking into account any exceptions or exemptions to or from such definitions).

Examples of Investment advisory contract in a sentence

• This Limited Power of Attorney shall be revoked and terminated automatically upon the cancellation or termination of the Services Agreement or as to any Fund upon the cancellation or termination of the Adviser’s Investment Advisory Contract for such Fund.

• This Limited Power of Attorney shall be revoked and terminated automatically upon the cancellation or termination of the Investment Advisory Contract between the Trust and the Adviser.

• This Limited Power of Attorney shall be revoked and terminated automatically upon the cancellation or termination of the Investment Advisory Contract between the Corporation and the Adviser.

• During the term of this Agreement, the Administrator will pay all expenses incurred by it in connection with its obligations under this Agreement, except such expenses as are assumed by the Funds under this Agreement, and any expenses that are paid under the terms of the Investment Advisory Contract.

• FIMC, then known as Federated Management, entered into an Investment Advisory Contract dated as of December 31, 1991 and an amendment thereto dated as of June 1, 2001 with Federated Income Securities Trust, a Massachusetts business trust (the “Trust”), and an Exhibit D thereto dated September 1, 2003 making the Contract applicable to Federated Muni and Stock Advantage Fund, portfolio of the Trust (the “Fund”).

More Definitions of Investment advisory contract

Investment advisory contract means a Contract under which the Company, its Subsidiaries or CAM provides investment advisory or sub-advisory services to, or manages any investment or trading account of, any Client whether as the general partner, managing member, adviser, or sub-adviser or otherwise.

Investment advisory contract means any contract or agreement whereby a person agrees to act as an investment adviser or to manage any investment or trading account for a person other than an investment adviser as defined in subsection (26).

Investment advisory contract means any Contract pursuant to which Seller provides investment management or advisory services to a

Investment advisory contract means any investment advisory agreement entered into by 1838, L.P. for the purpose of providing investment advisory services to a client which is not a registered investment company or series thereof.

Investment advisory contract means a Contract (including the Organizational Documents of CT or any of its Subsidiaries, including any Fund Entity, any side letters or any other similar written agreements relating to such Contract) under which CT or any of its Subsidiaries, including CTIMCO and its Subsidiaries, provides investment advisory or sub-advisory services to, or manages any investment or trading account of, any Client whether as the general partner, managing member, adviser, or sub-adviser or otherwise.

Investment advisory contract or “Investment Advisory Contracts” shall mean individually or collectively those fee generating agreements entered into between Purchaser and each Target Fund in connection with the transactions contemplated by this Agreement substantially in the form attached hereto as Exhibit M, with such economic terms as set forth in Schedule 9.17 hereto.

Investment advisory contract means any contract or agreement whereby a person