Rule 16b- definition

Rule 16b-. 3 means Rule 16b-3, as promulgated by the Commission under Section 16(b) of the Exchange Act, as amended from time to time.
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Rule 16b- means Rule 16b of the Securities and Exchange Act of 1934.
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Rule 16b- means Rule 16b-3 promulgated under Section 16(b) of the Securities Exchange Act of 1934, as amended, or any successor provision in effect at the time of grant or exercise of an Award.
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Examples of Rule 16b- in a sentence

  • If necessary to comply with its expedited schedule for Rule 16(b) conferences, a court may require the written report outlining the discovery plan be filed fewer than 14 days after the conference between the parties, or excuse the parties from submitting a written report and permit them to report orally on their discovery plan at the Rule 16(b) conference as per Fed.

  • Except in a proceeding exempted from initial disclosure under Rule 26(a)(1)(B) or when the court orders otherwise, the parties must confer as soon as prac- ticable—and in any event at least 21 days be- fore a scheduling conference is to be held or a scheduling order is due under Rule 16(b).

  • The court shall enter a written scheduling order as prescribed in Rule 16(b) of the Federal Rules of Civil Procedure.

  • With respect to Section 16 Persons, transactions under this Plan are intended to comply with all applicable conditions of Rule 16b 3.

  • A preliminary scheduling conference will be conducted before the assigned District Judge or Magistrate Judge for all cases on this Complex track, and an initial scheduling order, in accordance with Rule 16(b) of the Federal Rules of Civil Procedure, will issue following the conference.

  • A preliminary scheduling conference shall be conducted before the assigned District Judge for all cases on this Complex track, and an initial scheduling order, in accordance with Rule 16(b) of the Federal Rules of Civil Procedure, shall be issued following such conference.

  • The attorneys are encouraged to meet and confer before the conference and seek consensus to the extent possible concerning the applicable items on thetentative agenda, including a proposed discovery plan under Rule 26(f) and a suggested schedule under Rule 16(b) for joining parties, amending pleadings, filing motions (including dispositive motions), and remanding any unresolved cases for trials in the transferor courts.

  • Except in a proceeding exempted from initial disclosure under Rule 26(a)(1)(B) or when the court orders otherwise, the parties must confer as soon as practicable--and in any event at least 21 days before a scheduling conference is to be held or a scheduling order is due under Rule 16(b).

  • In accordance with the view of the process as fundamentally administrative and inquisitorial, these Rules do not give the complainant the rights of a party to litigation and leave the complainant’s role largely to the discretion of the special committee.However, Rule 16(b) gives the complainant the prerogative to make a brief written submission showing that he or she is aware of relevant evidence not already known to the special committee.

  • Except in a proceeding exempted from initial disclosure under Rule 26(a)(1)(B) or when the court orders otherwise, the parties must confer as soon as practicable — and in any event at least 21 days before a scheduling conference is to be held or a scheduling order is due under Rule 16(b).


More Definitions of Rule 16b-

Rule 16b-. 3. "Rule 16b-3" shall mean Rule 16b-3 (as amended from time to time) promulgated by the SEC under the Act, and any successor thereto.
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Rule 16b-. 3” 4 (ff) “Section 16(b)” 4 (gg) “Service Provider” 4 (hh) “Share” 4
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Rule 16b-. 3” 3 2.37 “Section 16 Person” 3 2.38 “Shares” 4 2.39 “Subsidiary” 4 2.40 “Termination of Service” 4 2.41 “Total Shareholder Return” 4 SECTION 3 ADMINISTRATION 4 3.1 The Committee 4 3.2 Authority of the Committee 4 3.3 Delegation by the Committee 4 3.4 Decisions Binding 4 SECTION 4 SHARES SUBJECT TO THE PLAN 5 4.1 Number of Shares 5 4.2 Lapsed Awards 5 4.3 Adjustments in Awards and Authorized Shares 5 SECTION 5 STOCK OPTIONS 5 5.1 Grant of Options 5 5.2 Award Agreement 5 5.3 Exercise Price 5 5.4 Expiration of Options 7 5.5 Exercisability of Options 6 5.6 Payment 6 5.7 Restrictions on Share Transferability 6 5.8 Certain Additional Provisions for Incentive Stock Options 6 SECTION 6 RESTRICTED STOCK 7 6.1 Grant of Restricted Stock 7 6.2 Restricted Stock Agreement 7 6.3 Transferability 7 6.4 Other Restrictions 7 6.5 Removal of Restrictions 8 6.6 Voting Rights 8 6.7 Dividends and Other Distributions 8 6.8 Return of Restricted Stock to Company 8 SECTION 7 NONEMPLOYEE DIRECTOR OPTIONS 8 7.1 Granting of Options 8 7.2 Terms of Options 8 SECTION 8 MISCELLANEOUS 9 8.1 Deferrals 9 8.2 No Effect on Employment or Service 9 8.3 Participation 9 8.4 Indemnification 9 8.5 Successors 10 8.6 Limited Transferability of Awards 10 8.7 Beneficiary Designations 10 8.8 No Rights as Stockholder 10 SECTION 9 AMENDMENT, TERMINATION, AND DURATION 10 9.1 Amendment, Suspension, or Termination 10 9.2 Duration of the Plan 10 SECTION 10 TAX WITHHOLDING 11 10.1 Withholding Requirements 11 10.2 Withholding Arrangements 11 SECTION 11 LEGAL CONSTRUCTION 11 11.1 Gender and Number 11 11.2 Severability 11 11.3 Requirements of Law 11 11.4 Securities Law Compliance 11 11.5 Governing Law 11 11.6 Captions 11 EXECUTION 11
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Rule 16b- means Rule l6b of the Exchange Act.
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Rule 16b-. 3. "Rule 16b-3" shall mean that certain Rule 16b-3 under the Exchange Act, as such Rule may be amended from time to time.
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Related to Rule 16b-

  • Rule 16b-3 means Rule 16b-3 of the Exchange Act or any successor to Rule 16b-3, as in effect when discretion is being exercised with respect to the Plan.

  • Section 16(b means Section 16(b) of the Exchange Act.

  • Rule 164 “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • Rule 173 “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • Rule 159A “Rule 405” and “Rule 415” mean, in each case, such rule promulgated under the Securities Act (or any successor provision), as the same shall be amended from time to time.

  • Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.

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  • Commodity Exchange Act means the Commodity Exchange Act (7 U.S.C. § 1 et seq.), as amended from time to time, and any successor statute.

  • Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Rule 497 refers to Rule 497(c) or 497(h) under the Act, as applicable.

  • Rule 163 “Rule 164”, “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • 1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;

  • Rule 701 means Rule 701 promulgated under the Securities Act.

  • U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder;

  • SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act.

  • Rule 17f-7 means Rule 17f-7 promulgated under the 1940 Act.

  • Rule 145 means Rule 145 as promulgated by the Commission under the Securities Act, as such Rule may be amended from time to time, or any similar successor rule that may be promulgated by the Commission.

  • Rule 158 “Rule 163”, “Rule 164”, “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • 1934 Act means the Securities Exchange Act of 1934, as amended.

  • Section 162(m means Section 162(m) of the Code.

  • Exchange Act Regulations means the General Rules and Regulations under the Exchange Act.

  • Rule 433 and “Rule 462” refer to such rules under the Act.

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

  • Rule 134 “Rule 164,” “Rule 172,” “Rule 405,” “Rule 415,” “Rule 424,” “Rule 430A,” “Rule 430B,” “Rule 433” and “Rule 462” refer to such rules under the Act.