Rule 159A “Rule 405” and “Rule 415” mean, in each case, such rule promulgated under the Securities Act (or any successor provision), as the same shall be amended from time to time.
rule making ’ means agency process for formulating, amending, or repealing a rule;
Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.
Rule 145 means Rule 145 as promulgated by the Commission under the Securities Act, as such Rule may be amended from time to time, or any similar successor rule that may be promulgated by the Commission.
Rule 173 “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.
SEC Rule means Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934.
SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act.
Rule 497 refers to Rule 497(c) or 497(h) under the Act, as applicable.
Rule 3a-7 means Rule 3a-7 under the Investment Company Act.
Rule 3a-5 means Rule 3a-5 under the Investment Company Act.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.
Securities Act means the Securities Act of 1933, as amended.
Rule 144 means Rule 144 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule.
Rule 430B Information means the information included in any preliminary prospectus or the Prospectus or any amendment or supplement to any of the foregoing that was omitted from the Registration Statement at the time it first became effective but is deemed to be part of and included in the Registration Statement pursuant to Rule 430B.
Rule 430A Information means information with respect to the Securities and the offering thereof permitted to be omitted from the Registration Statement when it becomes effective pursuant to Rule 430A.
Rule 163 “Rule 164”, “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.
Rule 430A and "Rule 462" refer to such rules under the Act.
Rule Change means the changing of fund rules by varying or deleting existing rules and adding new rules.
Rule 415 Offering means an offering on a delayed or continuous basis pursuant to Rule 415 (or any successor rule to similar effect) promulgated under the Securities Act.
Rule 17f-7 means Rule 17f-7 promulgated under the 1940 Act.
Rule 164 “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.
1933 Act means the Securities Act of 1933, as amended.
Rule 17g-5 Rule 17g-5 under the Exchange Act.
Rule 144A means Rule 144A promulgated under the Securities Act.
Rule 144(k) means Rule 144(k) under the Securities Act (or any successor provision promulgated by the SEC).
SEC Regulation D means Regulation D as promulgated under the Securities Act of 1933, as amended, as the same may be in effect from time to time.