Acceptance of Orders; Position Limits Sample Clauses

Acceptance of Orders; Position Limits. (i) Xxxxxx Xxxxxxx shall have the right to limit the size of open positions (net or gross) of Customer with respect to the Account at any time and to refuse acceptance of orders to establish new positions, whether such refusal or limitation is required by, or based on position limits imposed under, Applicable Law. Xxxxxx Xxxxxxx shall immediately notify Customer of its rejection of any order. Unless specified by Customer, Xxxxxx Xxxxxxx may designate the exchange or other markets (including, without limitation, GLOBEX or ACCESS) on which it will attempt to execute orders. (ii) Customer shall file or cause to be filed all applications or reports required under Applicable Law with the CFTC or the relevant contract market or clearing house, and shall provide Xxxxxx Xxxxxxx with a copy of such applications or reports and such other information as Xxxxxx Xxxxxxx may reasonably request in connection therewith.
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Acceptance of Orders; Position Limits. (i) Where Customer has not breached any applicable position limits, Xxxxxx Xxxxxxx shall have the right to limit the size of positions (net or gross) of Customer with respect to the Account at any time on no less than three Business Days’ prior written notice and to refuse acceptance of orders to establish new positions at any time, without regard to whether such refusal or limitation is required by, or based on position limits imposed under, Applicable Law. Xxxxxx Xxxxxxx shall have the right to limit the size of open positions (net or gross) of Customer with respect to the Account at any time only as necessary to comply with Applicable Law or applicable position limits. Xxxxxx Xxxxxxx shall promptly notify Customer of its rejection of any order. To the extent permitted by Applicable Law, Xxxxxx Xxxxxxx is authorized to combine orders for Customer’s Account with orders for other customers. Unless specified by Customer, Xxxxxx Xxxxxxx may designate the exchange or other markets (including, without limitation, an exchange’s electronic trading platform) on or through which it will attempt to execute orders. (ii) Customer shall, in connection with transactions in Contracts hereunder, provide Xxxxxx Xxxxxxx with such information as Xxxxxx Xxxxxxx may from time to time reasonably request in connection with regulatory inquiries relating to any such transactions.
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Acceptance of Orders; Position Limits. (i) Morgan Stanley shall have the right to limit the size of opxx xxxixxxxx (net or gross) of Customer with respect to the Account at any time and to refuse acceptance of orders to establish new positions, whether such refusal or limitation is required by, or based on position limits imposed under, Applicable Law. Morgan Stanley shall immediately notify Customer of its rejxxxxxx xx xxx order. Unless specified by Customer, Morgan Stanley may designate the exchange or other markets (xxxxxdxxx, xxthout limitation, GLOBEX or ACCESS) on which it will attempt to execute orders. (ii) Customer shall file or cause to be filed all applications or reports required under Applicable Law with the CFTC or the relevant contract market or clearing house, and shall provide Morgan Stanley with a copy of such applications or reports and such xxxxx information as Morgan Stanley may reasonably request in connection therewixx.
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Acceptance of Orders; Position Limits. (i) Xxxxxx Xxxxxxx shall have the right to limit the size of open positions (net or gross) of Customer with respect to the Account at any time and to refuse acceptance of orders to establish new positions, whether such refusal or limitation is required by, or based on position limits imposed under, Applicable Law. Xxxxxx Xxxxxxx shall promptly notify Customer of its rejection of any order. To the extent permitted by Applicable Law, Xxxxxx Xxxxxxx is authorized to combine orders for Customer’s Account with orders for other customers. Unless specified by Customer, Xxxxxx Xxxxxxx may designate the exchange or other markets (including, without limitation, an exchange’s electronic trading platform) on or through which it will attempt to execute orders. (ii) Customer shall file or cause to be filed all applications or reports required under Applicable Law with the CFTC or the relevant contract market or clearing house, and shall provide Xxxxxx Xxxxxxx with a copy of such applications or reports and such other information as Xxxxxx Xxxxxxx may reasonably request in connection therewith.
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Acceptance of Orders; Position Limits. (i) BNYM Clearing shall have the right, whenever in its reasonable discretion it deems such action necessary or desirable and upon reasonable notice to Customer, to limit the size of open positions (net or gross) of Customer with respect to the Account and to refuse to accept any orders to establish new positions, whether such refusal, reduction or limitation is required by, or based on position limits imposed under, Applicable Law. BNYM Clearing shall promptly notify Customer if it has limited or has refused to accept any order. Unless specified by Customer, BNYM Clearing may designate the exchange or other market on which it will attempt to execute orders, and (ii) Customer shall comply with all position limit rules and shall file or cause to be filed all applications or reports required under Applicable Law with the CFTC or the relevant exchange or market or clearing house, and shall promptly provide BNYM Clearing with a copy of such applications or reports and such other information as BNYM Clearing may reasonably request in connection therewith.
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Acceptance of Orders; Position Limits. Customer acknowledges that all orders, whether placed through the System, through a floor broker or otherwise, are at Customer’s sole risk. Customer shall be solely responsible for all orders entered or attempted to be entered through Customer’s identifiers. Acceptance of an order for placement does not constitute an agreement or representation by AACC that there is sufficient margin in Customer’s account to support the resulting position. Customer acknowledges that AACC may set minimum net liquidating equity for Customer’s Account. Customer hereby acknowledges Customer’s responsibility to keep appraised of current margin requirements in connection with all trading activities, agrees to post all required margin for trades ordered by Xxxxxxxx, and agrees to be liable for the losses incurred on all trades ordered by Customer, regardless of whether there is sufficient margin posted when the trade is ordered. AACC may refuse to accept any order transmitted or attempted to be transmitted through the System for any reason, including Customer’s failure to post adequate margin. AACC is not responsible for any delay or failure to provide the System, or for any failure or inability to execute any order in the event that there is a restriction on Customer’s account or that Customer fails to make a margin deposit. AACC reserves the right to report acceptance, rejection, and execution of Xxxxxxxx’s orders by e-mail and/or telephone, as determined in the sole discretion of AACC. If AACC believes, that execution or attempted execution of any Customer order might contravene any Applicable law or Exchange rule or violates AACC’s Risk Guidelines, AACC, in its sole discretion, may delay or refuse to execute any order to purchase or sell Commodity Interests for Customer’s Account, at any time, and from time to time. In addition to compliance with any position limits that AACC may impose hereunder, Customer agrees to comply with any applicable position limits that may be established by any governmental regulations or the rules of any Exchange or self-regulatory organization, whether Customer is acting alone or in concert with others.
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Acceptance of Orders; Position Limits. Barclays shall have the right, whenever in its discretion it deems it appropriate, to limit the number of open Contracts (net or gross) that Barclays will at any time execute, clear and/or carry for Customer, to require Customer to reduce open positions carried with Barclays, and to refuse the acceptance of orders to establish new positions. Barclays shall immediately notify Customer of its rejection of any order. Unless specified by Customer, Barclays may designate the Transaction Facilities (including, without limitation, any electronic trading systems or facilities) on or through which it will attempt to execute orders. Customer shall comply at all times, including throughout the trading day, with all position limit rules imposed by Applicable Law.
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Acceptance of Orders; Position Limits 
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Related to Acceptance of Orders; Position Limits

  • Acceptance of Orders Orders received by the Representative from the Selected Dealer will be accepted only at the price, in the amounts and on the terms which are set forth in the Company's current Prospectus, subject to allotment in the Representative's uncontrolled discretion. The Representative reserves the right to reject any orders, in whole or in part.

  • Acceptance of Order We may in our sole discretion accept an Order in whole or in part. An Order is accepted by us through our trading platform.

  • Auction Schedule; Method of Submission of Orders (a) The Funds and the Auction Agent shall conduct Auctions for each series of Preferred Shares in accordance with the schedule set forth below. Such schedule may be changed at any time by the Auction Agent with the consent of the Fund, which consent shall not be withheld unreasonably. The Auction Agent shall give notice of any such change to BD. Such notice shall be received prior to the first Auction Date on which any such change shall be effective. Time Event ---- ----- By 9:30 A.M. Auction Agent advises the Funds and the Broker-Dealers of the Maximum Rate as set forth in Section 3.2(a) hereof.

  • Submission of Orders Those persons who purchase Shares shall make their checks payable to “Xxxx Credit Property Trust V, Inc.” or, alternatively, “CCPT V” or, in the event that the purchase is made using a Joint Subscription Agreement, “Xxxx REIT.” Checks received by the Dealer that conform to the foregoing instructions shall be transmitted for deposit as set forth below. The Dealer Manager may authorize the Dealer, if the Dealer is a “$250,000 broker-dealer”, to instruct its customers to make its checks for Shares subscribed for payable directly to the Dealer, in which case the Dealer will collect the proceeds of the subscriber’s checks and issue a check made payable in the manner described above for the aggregate amount of the subscription proceeds. Transmittal of received investor funds will be made in accordance with the following procedures: (a) If the Dealer conducts its internal supervisory procedures at the location where subscription documents and checks are initially received, the Dealer shall conduct its suitability review of the transaction and if the transaction is suitable and the paperwork is in good order forward the subscription documents and the checks to the Company by the end of the next business day following receipt of the subscription documents and the checks. (b) If the internal supervisory procedures are to be performed at a different location (the “Final Review Office”), the subscription documents and checks must be transmitted to the Final Review Office by the end of the next business day following receipt by the Dealer of the subscription documents and checks. The Final Review Office will, by the end of the next business day following receipt by the Final Review Office of the subscription documents and checks, conduct its suitability review of the transaction and if the transaction is suitable and the paperwork is in good order forward the subscription documents and the checks to the Company.

  • TERMINATION OF ORDERS Participating Entities may terminate an order, in whole or in part, immediately upon notice to Supplier in the event of any of the following events: 1. The Participating Entity fails to receive funding or appropriation from its governing body at levels sufficient to pay for the equipment, products, or services to be purchased; or 2. Federal, state, or provincial laws or regulations prohibit the purchase or change the Participating Entity’s requirements.

  • AGGREGATION OF ORDERS On occasions when the Adviser deems the purchase or sale of a security to be in the best interest of the Allocated Assets as well as other clients of the Adviser, the Adviser may to the extent permitted by applicable laws and regulations, but shall be under no obligation to, aggregate the orders for securities to be purchased or sold. In such event, allocation of the securities so purchased or sold, as well as the expenses incurred in the transaction, will be made by the Adviser in the manner the Adviser considers to be the most equitable and consistent with its fiduciary obligations to the Portfolio and to its other clients. The Manager recognizes that, in some cases, the Adviser’s allocation procedure may limit the size of the position that may be acquired or sold for the Allocated Assets.

  • Accuracy of Orders; Customer Signatures You shall be responsible for the accuracy, timeliness and completeness of any orders transmitted by you on behalf of your customers by any means, including wire or telephone. In addition, you agree to guarantee the signatures of your customers when such guarantee is required by the Company and you agree to indemnify and hold harmless all persons, including us and the Funds’ transfer agent, from and against any and all loss, cost, damage or expense suffered or incurred in reliance upon such signature guarantee.

  • Duration of Order You may make an oral stop payment order which will lapse within fourteen (14) calendar days unless confirmed in writing within that time. A written stop payment order is effective for six (6) months and may be renewed in writing from time to time. We do not have to notify you when a stop payment order expires.

  • Order to Stop Work The Chief Procurement Officer, may, by written order to Contractor at any time, and without notice to any surety, require Contractor to stop all or any part of the work called for by this contract. This order shall be for a specified period not exceeding 90 days after the order is delivered to Contractor, unless the parties agree to any further period. Any such order shall be identified specifically as a stop work order issued pursuant to this clause. Upon receipt of such an order, Contractor shall forthwith comply with its terms and take all reasonable steps to minimize the occurrence of costs allocable to the work covered by the order during the period of work stoppage. Before the stop work order expires, or within any further period to which the parties shall have agreed, the Chief Procurement Officer shall either: i. cancel the stop work order; or, ii. terminate the work covered by such order as provided in the Termination for Default clause or the Termination for Convenience clause of this contract.

  • Notice of variation of order of application The Agent may give notices under Clause 17.2 from time to time; and such a notice may be stated to apply not only to sums which may be received or recovered in the future, but also to any sum which has been received or recovered on or after the third Business Day before the date on which the notice is served.

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