Advisor Information Source Web Portal. (Monthly fee included in annual base fee schedule) · $[ ] /fund/month · Specialized projects will be analyzed and an estimate will be provided prior to work being performed. Plus Out-Of-Pocket Expenses – Including but not limited to postage, stationery, programming, special reports, daily compliance testing systems expenses, proxies, insurance, EXXXX filing, retention of records, federal and state regulatory filing fees, certain insurance premiums, expenses from board of directors meetings, third party auditing and legal expenses, conversion expenses (if necessary), and all other out-of-pocket expenses.
Advisor Information Source Web Portal. $____ /fund per month § Specialized projects will be analyzed and an estimate will be provided prior to work being performed SEC §15(c) Reporting § $____ /fund per report – first class § $____ /additional class report Out-Of-Pocket Expenses Including but not limited to postage, stationery, programming, special reports, daily compliance testing systems expenses, proxies, insurance, EXXXX filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, and conversion expenses (if necessary). Additional Services Available but not included above are the following services – multiple classes, legal administration, daily fund compliance testing, and daily performance reporting. Fees are billed monthly. *Subject to annual CPI increase, Milwaukee MSA.
Advisor Information Source Web Portal. $150/month per fund for the first 12 months; then $250/month per fund after 12 months · Report customization and report creation will be an additional charge per hour
Advisor Information Source Web Portal. $[ ] /fund/month (fee waived) · Specialized projects will be analyzed and an estimate will be provided prior to work being performed. Plus Out-Of-Pocket Expenses – Including but not limited to postage, stationery, programming, special reports, daily compliance testing systems expenses, proxies, insurance, EXXXX filing, retention of records, federal and state regulatory filing fees, certain insurance premiums, expenses from board of directors meetings, third party auditing and legal expenses, conversion expenses (if necessary), and all other out-of-pocket expenses. Fees are billed monthly in arrears FUND ADMINISTRATION & COMPLIANCE PORTFOLIO SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE – for ALL HOTCHKIS & WILEY FUNDS Effective January 1, 2013 Annual Legal Administration – Add the following for legal administration services in support of external legal counsel, including annual registration statement update and drafting of supplements: § $[ ] additional minimum Additional Services § New fund launch – as negotiated based upon specific requirements § Subsequent new fund launch – $[ ] /project § Subsequent new share class launch – $[ ] /project § Multi-managed funds – as negotiated based upon specific requirements § Proxy – as negotiated based upon specific requirements § Expedited filings – as negotiated based upon specific requirements § Asset conversion – as negotiated based upon specific requirements § Fulcrum fee – as negotiated based upon specific requirements § Exemptive applications – as negotiated based upon specific requirements Daily Pre- and Post-Tax Fund and/or Sub-Advisor Performance Reporting § Performance Service – $[ ] /CUSIP per month § Setup – $[ ] /CUSIP § Conversion – quoted separately § FTP Delivery – $[ ] setup /FTP site Daily Compliance Services (Cxxxxxx River) § Base fee – $[ ] /fund per year § Setup – $[ ] /fund group § Data Feed – $[ ] /security per month Section 15(c) Reporting § $[ ] /fund per report – first class § $[ ] /additional class report Equity Attribution (Morningstar Direct) § Fees are dependent upon portfolio makeup Bookmark Electronic Board Book Portal § USBFS will establish a central, secure portal for Board materials using a unique client board URL. § Your Fund Administrator will load/maintain all fund board book data for the main fund board meetings and meetings. § Features password-protected, encrypted servers with automatic failover. § Training and ongoing system support. § Accessible from your smart phone or iPad. ...
Advisor Information Source Web Portal. (WAIVED)
Advisor Information Source Web Portal. $___ /fund per month § Specialized projects will be analyzed and an estimate will be provided prior to work being performed Poplar Forest Amended Exhibit T (continued) to the Advisors Series Trust Fund Administration § $___ /fund per report – first class § $___ /additional class report
Advisor Information Source Web Portal. $150 /fund/month · $500 /fund/month for clients using an external administration service · $200 /hour custom development – quoted based upon client requirements Extraordinary Services Quoted separately based upon requirements Includes monthly fund performance reporting. Daily performance reporting additional. Plus out-of-pocket expenses, including but not limited to: Postage, Stationery Programming, Special Reports Daily Compliance Testing Systems Expense Proxies, Insurance XXXXX filing Retention of records Federal and state regulatory filing fees Certain insurance premiums Expenses from board of directors meetings SEC 15c Reporting Auditing and legal expenses Blue Sky conversion expenses (if necessary) All other out-of-pocket expenses
Advisor Information Source Web Portal. $______/fund per month § $______ /fund per month for clients using an external administration service § Specialized projects will be analyzed and an estimate will be provided prior to work being performed Chief Compliance Officer Support Fee* § $______ /year Out-Of-Pocket Expenses Including but not limited to pricing services, international corporate action services, fair value pricing services, factor services, customized reporting, and all other out-of-pocket expenses. Additional Services § Additional base fee of $______ for each additional class NOTE: All schedules subject to change depending upon the use of derivatives – options, futures, short sales, etc. Fees are billed monthly. * Subject to annual CPI increase, Milwaukee MSA.
Advisor Information Source Web Portal. $___ /fund per month § Specialized projects will be analyzed and an estimate will be provided prior to work being performed Chief Compliance Officer (MST) § $_____ /year Reorganization Expenses § $_____ - _____ estimate for drafting, review (internal as well as TPM counsel review) and filing. This estimate does not include proxy solicitation and review by Gxxxxxx & Kxxx. SEC §15(c) Reporting § $____ /fund per report – first class § $___ /additional class report Multiple Classes Add the following for each class beyond the first class: § __ basis point at each level § $_____ /class minimum Out-Of-Pocket Expenses Including but not limited to postage, stationery, programming, special reports, daily compliance testing systems expenses, proxies, insurance, EXXXX filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, and conversion expenses (if necessary). Additional Services Available but not included above are the following services – legal administration, daily fund compliance testing, and daily performance reporting. Fees are billed monthly. *Subject to annual CPI increase, Milwaukee MSA.
Advisor Information Source Web Portal. ■ $___ /fund per month ■ Specialized projects will be analyzed and an estimate will be provided prior to work being performed ■ $___ /fund per report – first class ■ $___ /additional class report Including but not limited to postage, stationery, programming, special reports, daily compliance testing systems expenses, proxies, insurance, EXXXX filing, retention of records, federal and state regulatory filing fees, certain insurance premiums, expenses from board of directors meetings, third party auditing and legal expenses, conversion expenses (if necessary), and all other out-of-pocket expenses.
