Advisor Information Source Web Portal. (Monthly fee included in annual base fee schedule) · $[ ] /fund/month · Specialized projects will be analyzed and an estimate will be provided prior to work being performed. Plus Out-Of-Pocket Expenses – Including but not limited to postage, stationery, programming, special reports, daily compliance testing systems expenses, proxies, insurance, EXXXX filing, retention of records, federal and state regulatory filing fees, certain insurance premiums, expenses from board of directors meetings, third party auditing and legal expenses, conversion expenses (if necessary), and all other out-of-pocket expenses.
Advisor Information Source Web Portal. $____ /fund per month § Specialized projects will be analyzed and an estimate will be provided prior to work being performed SEC §15(c) Reporting § $____ /fund per report – first class § $____ /additional class report Out-Of-Pocket Expenses Including but not limited to postage, stationery, programming, special reports, daily compliance testing systems expenses, proxies, insurance, EXXXX filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, and conversion expenses (if necessary). Additional Services Available but not included above are the following services – multiple classes, legal administration, daily fund compliance testing, and daily performance reporting. Fees are billed monthly. *Subject to annual CPI increase, Milwaukee MSA.
Advisor Information Source Web Portal. $150/month per fund for the first 12 months; then $250/month per fund after 12 months · Report customization and report creation will be an additional charge per hour
Advisor Information Source Web Portal. $[__] per year Conversion Charges ·Capped at one month’s minimum fees ·Waived; if contract is terminated prior to end of term, [__]% is due and payable to USBFS Plus Out-Of-Pocket Expenses – Including but not limited to postage, stationery, programming, special reports, daily compliance testing systems expenses, proxies, insurance, EXXXX filing, retention of records, federal and state regulatory filing fees, certain insurance premiums, expenses from board of directors meetings, auditing and legal expenses, conversion expenses (if necessary), and all other out-of-pocket expenses. Additional available services – see supplemental fee schedules Fees are billed monthly. Chief Compliance Officer Support Services U.S. Bancorp provides support to the Chief Compliance Officer (CCO) of each fund serviced either by U.S. Bancorp Fund Services, LLC or Quasar Distributors, LLC. Indicated below are samples of functions performed by USBFS in this CCO support role: •Business Line Functions Supported • Fund Administration and Compliance • Transfer Agent and Shareholder Services • Fund Accounting • Custody Services • Securities Lending Services • Distribution Services •CCO Portal – Web On-line Access to Fund CCO Documents •Daily Resource to Fund CCO, Fund Board, Advisor •Provide USBFS/USB Critical Procedures & Compliance Controls •Daily and Periodic Reporting •Periodic CCO Conference Calls •Dissemination of Industry/Regulatory Information •Client & Business Line CCO Education & Training •Due Diligence Review of USBFS Service Facilities •Quarterly USBFS Certification •Board Meeting Presentation and Board Support •Testing, Documentation, Reporting Annual Fee Schedule ·$[__] per year Fees are billed monthly. Supplemental Services are available upon written agreement of the parties at the fees set forth on this supplemental fee schedule SEC 15c Reporting · $[__] per fund per report – first class · $[__] per additional class report Electronic Board Materials · USBFS will establish a unique client board URL and load/maintain all fund board book data for the main fund board meetings and meetings for up to two separate committees · Up to [__] non-USBFS users including advisor, legal, audit, etc. · Complete application, data and user security – data encryption and password protected · On-line customized board materials preparation workflow · Includes web-based and local/off-line versions · Includes complete initial and ongoing user training · Includes 24/7/365 access via toll free nu...
Advisor Information Source Web Portal. $[ ] /fund/month · $[ ] /fund/month for clients using an external administration service · $[ ] /hour custom development – quoted based upon client requirements Extraordinary Services Quoted separately based upon requirements Includes monthly fund performance reporting. Daily performance reporting additional. Plus out-of-pocket expenses, including but not limited to: Postage, Stationery Programming, Special Reports Daily Compliance Testing Systems Expense Proxies, Insurance EXXXX filing Retention of records Federal and state regulatory filing fees Certain insurance premiums Expenses from board of directors meetings SEC 15c Reporting Auditing and legal expenses Blue Sky conversion expenses (if necessary) All other out-of-pocket expenses
Advisor Information Source Web Portal. (WAIVED)
Advisor Information Source Web Portal. $___ /fund per month § Specialized projects will be analyzed and an estimate will be provided prior to work being performed Poplar Forest Amended Exhibit T (continued) to the Advisors Series Trust Fund Administration § $___ /fund per report – first class § $___ /additional class report
Advisor Information Source Web Portal. $___ /fund per month § Specialized projects will be analyzed and an estimate will be provided prior to work being performed Chief Compliance Officer (MST) § $_____ /year Reorganization Expenses § $_____ - _____ estimate for drafting, review (internal as well as TPM counsel review) and filing. This estimate does not include proxy solicitation and review by Gxxxxxx & Kxxx. SEC §15(c) Reporting § $____ /fund per report – first class § $___ /additional class report Multiple Classes Add the following for each class beyond the first class: § __ basis point at each level § $_____ /class minimum Out-Of-Pocket Expenses Including but not limited to postage, stationery, programming, special reports, daily compliance testing systems expenses, proxies, insurance, EXXXX filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, and conversion expenses (if necessary). Additional Services Available but not included above are the following services – legal administration, daily fund compliance testing, and daily performance reporting. Fees are billed monthly. *Subject to annual CPI increase, Milwaukee MSA.
Advisor Information Source Web Portal. $[ ] /fund/month (fee waived) · Specialized projects will be analyzed and an estimate will be provided prior to work being performed. Plus Out-Of-Pocket Expenses – Including but not limited to postage, stationery, programming, special reports, daily compliance testing systems expenses, proxies, insurance, EXXXX filing, retention of records, federal and state regulatory filing fees, certain insurance premiums, expenses from board of directors meetings, third party auditing and legal expenses, conversion expenses (if necessary), and all other out-of-pocket expenses. Fees are billed monthly in arrears
Advisor Information Source Web Portal. $______/fund per month § $______ /fund per month for clients using an external administration service § Specialized projects will be analyzed and an estimate will be provided prior to work being performed Chief Compliance Officer Support Fee* § $______ /year Out-Of-Pocket Expenses Including but not limited to pricing services, international corporate action services, fair value pricing services, factor services, customized reporting, and all other out-of-pocket expenses. Additional Services § Additional base fee of $______ for each additional class NOTE: All schedules subject to change depending upon the use of derivatives – options, futures, short sales, etc. Fees are billed monthly. * Subject to annual CPI increase, Milwaukee MSA.
