All Orders Must Be Placed Online; Alternatives May Not Be Available Sample Clauses

All Orders Must Be Placed Online; Alternatives May Not Be Available. All orders for securities transactions must be placed online. Under extraordinary circumstances, some order types may be taken over the phone, but not every order type that is accepted online can be placed over the phone. Specifically, for example, a Direct Trade order may be placed over the phone, but we reserve the right not to accept Window orders over the phone. If an order is placed over the phone, you may be charged additional fees because of the additional costs of processing these orders. Please consult our Pricing page, your Advisor or third party brokerage firm regarding the related charges for those orders. Please consider carefully the risks associated with primarily only having the option of entering orders for your account online. You agree that we have no responsibility for losses or liabilities that arise if we are unable to accept orders for your account online or over the phone. Risks of Online Investing While we have put tremendous resources into building and testing our computer systems, computer glitches, slowdowns, and crashes will occur and the volume of customers using our services online and market volatility can significantly impact order and execution processing times. When trading volumes soar on our nation’s stock markets and many investors want to buy or sell at the same time, lines form and orders cannot be filled as quickly. We also need to restrict access at various times to some parts or all of our services to perform maintenance. While it is our intention that you or your Authorized persons have access to our online services seven (7) days a week except when maintenance is scheduled (usually for weekends), you understand that we do not guarantee access or our ability to process orders for your account. You agree that we are not responsible for any losses or liabilities that arise as a result of high trading volume, market volatility, or computer, telecommunications, or Internet failures, regardless of the cause including specifically if caused by us. Extraordinary Events You agree that we are not liable for any losses caused directly or indirectly by extraordinary events or conditions beyond our control. Such events include, but are not limited to, government actions, exchange or market rulings, suspensions of trading, or quote vendor, market maker or other third party brokerage firm errors, failures or outages. Business Continuity and Contingency Plan We have a comprehensive business continuity program in place that we r...
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All Orders Must Be Placed Online; Alternatives May Not Be Available. All orders for securities transactions must be placed online. We strictly prohibit orders delivered by mail for the purchase or sale of securities or other investments. Under extraordinary circumstances, some order types may be taken over the phone, but not every order type that is accepted online can be placed over the phone. Specifically, for example, a Direct Trade order may be placed over the phone for an additional fee, but we reserve the right not to accept Window orders over the phone. If an order is placed over the phone, you may be charged additional fees because of the additional costs of processing these orders. Please consult our websites, your Advisor, Manager, or third-party brokerage firm regarding the related charges for those orders. Please consider carefully the risks associated with primarily only having the option of entering orders for your account online. You agree that we have no responsibility for losses or liabilities that arise if we are unable to accept or process orders for your account online or over the phone.

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