Ameriprise Sample Clauses

Ameriprise. Financial Services agrees to provide at least quarterly an analysis of expenses under this Agreement and to meet with representatives of the Funds as reasonably requested to provide additional information.
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Ameriprise. Financial Services agrees to monitor the services it provides, to measure the level and quality of services and to provide training and support to financial advisors and servicing agents. Ameriprise Financial Services will use its best efforts to assure that other distributors provide comparable services to shareholders.
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Ameriprise. ☑ Mutual Funds ☑ Annuities
Sample 1
Ameriprise. Financial is hereby appointed as the Fund’s designee for the sole purpose of receiving instructions from Customers for the purchase, redemption and exchange of Shares (“Instructions”). “Close of Trading” shall mean the close of trading on the New York Stock Exchange, generally 4:00 p.m. Eastern Time. Ameriprise Financial represents and warrants that all Instructions transmitted to the Fund for processing on or as of a given Business Day (“Day 1”) shall have been received in proper form and time stamped by Ameriprise Financial prior to the Close of Trading on Day 1. Such Instructions shall receive the share price next calculated following the Close of Trading on Day 1, provided that Fund receives such Instructions from Ameriprise Financial via the NSCC Fund/SERV system prior to the NSCC’s trade cutoff time (currently 8:00 p.m. ET on Day 1), or if Ameriprise Financial is unable to meet that cutoff time, Ameriprise Financial may transmit the Instructions via electronic transmission, telephone or facsimile (or such other means as the parties to this Agreement may agree in writing) and the Fund receives such order no later than 9:30 a.m. ET on the next Business Day (“Day 2”). In cases where such delays are caused by Ameriprise Financial system malfunctions, Ameriprise Financial agrees to reimburse each Fund for any loss incurred by that Fund or dilution caused to that Fund promptly upon demand. Ameriprise Financial represents and warrants that Instructions received in proper form and time stamped by Ameriprise Financial after the Close of Trading on Day 1 shall be treated by Ameriprise Financial and transmitted to the Fund as if received on Day 2. Such Instructions shall receive the share price next calculated following the Close of Trading on Day 2. Ameriprise Financial represents and warrants that Ameriprise Financial has, maintains and periodically tests, procedures and systems in place reasonably designed to prevent Instructions received after the Close of Trading on Day 1 from being executed with Instructions received before the Close of Trading on Day 1. All Instructions the Fund receives from Ameriprise Financial after 9:30 a.m. Eastern Time on Day 2 shall be processed by the Fund on the following Business Day and shall receive the Share price next calculated following the Close of Trading on Day 2. Ameriprise Financial shall, upon request, provide the Fund Company with trade information verifying the time when Ameriprise Financial received and accepted ...
Sample 1

Related to Ameriprise

  • DEALER-MANAGER COMPENSATION (i) Subject to the discounts and other special circumstances described in or otherwise provided in the “Plan of Distribution” section of the Prospectus or this Section 3(d) and Section 3(c), the Company agrees to pay the Dealer Manager selling commissions (“Selling Commissions”) in the amount of seven percent (7.0%) of the selling price of each Primary Share for which a sale is completed. Alternatively, if a particular Soliciting Dealer elects to receive Selling Commissions equal to seven and one-half percent (7.5%) in accordance with the Soliciting Dealers Agreement, subject to Section 3(c), then, with respect to the applicable sale, the Company agrees to pay the Dealer Manager Selling Commissions in the amount of seven and one-half percent (7.5%) of the selling price of each Primary Share for which a sale is completed, two and one-half percent (2.5%) of which Selling Commissions shall be payable at the time of such sale and one percent (1%) of which shall be paid on each anniversary of the closing of such sale up to and including the fifth anniversary of the closing of such sale. No Selling Commissions will be paid for sales of DRP Shares, and Selling Commissions may be reduced or eliminated on certain sales of Shares, including the reduction or elimination of Selling Commissions in accordance with, and on the terms set forth in, the Prospectus. The Dealer Manager will reallow all the Selling Commissions, subject to federal and state securities laws, to the Soliciting Dealer who sold the Primary Shares, as described more fully in the Soliciting Dealers Agreement. In no event shall the Dealer Manager be entitled to payment of any compensation in connection with a sale pursuant to the Offering that is not completed according to this Agreement; provided, however, that the reimbursement of out-of-pocket accountable expenses actually incurred by the Dealer Manager or Person associated with the Dealer Manager shall not be presumed to be unfair or unreasonable and shall be payable under normal circumstances.

  • Sponsor The Sponsor is authorized to prepare, or cause to be prepared, execute and deliver on behalf of the Trust, any such documents, reports, filings, instruments, certificates and opinions as it shall be the duty of the Trust or the Owner Trustee to prepare, file or deliver pursuant to the Basic Documents. Upon written request, the Owner Trustee shall execute and deliver to the Sponsor a limited power of attorney appointing the Sponsor as the Trust’s agent and attorney-in-fact to prepare, or cause to be prepared, execute and deliver any such documents, reports, filings, instruments, certificates and opinions.

  • Tax Advisors The Holder has reviewed with its own tax advisors the U.S. federal, state and local and non-U.S. tax consequences of this investment and the transactions contemplated by this Warrant. With respect to such matters, the Holder relies solely on any such advisors and not on any statements or representations of the Company or any of its agents, written or oral. The Holder understands that it (and not the Company) shall be responsible for its own tax liability that may arise as a result of this investment and the transactions contemplated by this Warrant.

  • Sub-Advisor The U.K. Sub-Advisor shall pay the salaries and fees of all personnel of the U.K. Sub-Advisor performing services for the Portfolio relating to research, statistical and investment activities.

  • Placement Agent It will purchase the Subordinated Note(s) directly from the Company and not from the Placement Agent and understands that neither the Placement Agent nor any other broker or dealer has any obligation to make a market in the Subordinated Notes.

  • The Adviser Except as otherwise provided in Section 5(b) of this Agreement, the Adviser agrees to pay all expenses incurred by a Fund.

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