Annual Fee Based Upon Market Value Per Fund basis point on average daily market value Minimum annual fee per fund - __ Plus portfolio transaction fees Portfolio Transaction Fees § __– Book entry DTC transaction/Federal Reserve transaction/principal paydown § __– Repo agreement/reverse repurchase agreement/time deposit/CD or other non- depository transaction § __– Option/SWAPS/future contract written, exercised or expired § __– Mutual fund trade/Fed wire/margin variation Fed wire § __– Physical transaction § __– Check disbursement (waived if U.S. Bancorp is Administrator) § __– Segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. *Subject to annual CPI increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Advisor’s Signature not required as fees are not changing, only the Zxxxxxx FAMCO Covered Call Fund is being added. Exhibit D (continued) to the Trust for Advised Portfolios Custody Agreement Global Sub-Custodial Services Annual Fee Schedule at January, 2014 COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE Argentina All __ $__ Estonia All __ $__ Australia All __ $__ Euromarkets** All __ $__ Austria All __ $__ Finland All __ $__ Bahrain All __ $__ France All __ $__ Bangladesh All __ $__ Germany All __ $__ Belgium All __ $__ Ghana All __ $__ Bermuda All __ $__ Greece All __ $__ Botswana All __ $__ Hong Kong All __ $__ Brazil All __ $__ Hungary All __ $__ Bulgaria All __ $__ Iceland All __ $__ Canada All __ $__ India All __ $__ Cayman Islands* All __ $__ Indonesia All __ $__ Channel Islands* All __ $__ Ireland All __ $__ Chile All __ $__ Israel All __ $__ China“A” Shares All __ $__ Italy All __ $__ China “B” Shares All __ $__ Jamaica* All __ $__ Columbia All __ $__ Japan All __ $__ Costa Rica All __ $__ Jordan All __ $__ Croatia All __ $__ Kazakhstan All __ $__ Cyprus* All __ $__ Kenya All __ $__ Czech Republic All __ $__ Latvia Equities __ $__ Denmark All __ $__ Latvia Bonds __ $__ Ecuador All __ $__ Lebanon All __ $__ Egypt All __ $__ Lithuania All __ $__ COUNTRY INSTRUMENT SAFEKEE...
Annual Fee Based Upon Market Value Per Fund. [ ] basis point ([ ]%) on average daily market value of all long securities and cash held in the portfolio Plus portfolio transaction fees Portfolio Transaction Fees § $[ ] – Book entry DTC transaction, Federal Reserve transaction § $[ ] – Repurchase agreement, reverse repurchase agreement, time deposit/CD or other non-depository transaction § $[ ] – Option/SWAPS/future contract written, exercised or expired § $[ ] – Principal paydown § $[ ] – Mutual fund trade, Fed wire, margin variation Fed wire § $[ ] – Physical security transaction § $[ ] – Check disbursement (waived if U.S. Bancorp is Administrator) A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange.
Annual Fee Based Upon Market Value Per Fund basis points on all assets Minimum annual fee per fund – N/A Plus portfolio transaction fees Portfolio Transaction Fees § $__– Book entry DTC transaction, Federal Reserve transaction, principal paydown § $__– Repurchase agreement, reverse repurchase agreement, time deposit/CD or other non-depository transaction § $__ – Option/SWAPS/future contract written, exercised or expired § $__– Mutual fund trade, Fed wire, margin variation Fed wire § $__– Physical security transaction § $__– Check disbursement (waived if U.S. Bancorp is Administrator) A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange.
Annual Fee Based Upon Market Value Per Fund. [ ] basis points on the first $[ ] million [ ] basis points on the next $[ ] million [ ] basis points on the next $[ ] million [ ] basis points on the balance Minimum annual fee: $[ ] per fund Advisor Information Source Web Portal ● $[ ] /fund/month ● $[ ] /fund/month for clients using an external administration service ● Specialized projects will be analyzed and an estimate will be provided prior to work being performed. Plus Out-Of-Pocket Expenses – Including but not limited to postage, stationery, programming, special reports, daily compliance testing systems expenses, proxies, insurance, EXXXX filing, retention of records, federal and state regulatory filing fees, certain insurance premiums, expenses from board of directors meetings, third party auditing and legal expenses, conversion expenses (if necessary), and all other out-of-pocket expenses.
Annual Fee Based Upon Market Value Per Fund. [ ] basis points ([ ] of [ ] basis point) on first $[ ] in assets, plus transaction fees [ ] basis points ([ ] of [ ] basis point) on all assets above $[ ] in assets, plus transaction fees Portfolio Transaction Fees (buy or sell): $[ ] per book entry DTC transaction/Federal Reserve transaction/principal paydown $[ ] per short sale $[ ] per repurchase agreement transaction, reverse purchase agreement, time deposit/CD or other non-depository transaction $[ ] per option/SWAPS/future contract written, exercised or expired $[ ] per mutual fund trade/ /margin variation wire and outbound Fed wire $[ ] per physical security transaction $[ ] check disbursement (waived if U.S. Bancorp is Administrator) A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. No charge for the initial conversion free receipt Additional services not included above shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., margin management services, securities lending services, compliance with new SEC rules and reporting requirements), provided that USBFS and US Bank shall inform the Trust as far in advance as reasonably practicable regarding any such planned or actual additional fees. Chief Compliance Officer Support Fee (Fund Complex) $[ ] /year - Custody Miscellaneous Expenses All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, SWIFT charges, negative interest charges and extraordinary expenses based upon complexity.
Annual Fee Based Upon Market Value Per Fund. [---]basis point on average daily market value Minimum annual fee per fund - $[---] Plus portfolio transaction fees Portfolio Transaction Fees § $[---]– Book entry DTC transaction/Federal Reserve transaction/principal paydown § $[---]– Repo agreement/reverse repurchase agreement/time deposit/CD or other non- depository transaction § $[---]– Option/SWAPS/future contract written, exercised or expired § $[---]– Mutual fund trade/Fed wire/margin variation Fed wire § $[---]– Physical transaction § $[---]– Check disbursement (waived if U.S. Bancorp is Administrator) § $[---] – Segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. *Subject to annual CPI increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION ANGEL OAK FUNDS TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ___X__ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ANGEL OAK FUNDS TRUST By: /s/ Mxxxxxx X. Xxxxxxxx Name: Mxxxxxx X. Xxxxxxxx Title: President Date: October 16, 2014
Annual Fee Based Upon Market Value Per Fund. 1 basis point on fund assets for entire fund complex Portfolio Transaction Fees $ 4.00 per book entry DTC transaction $ 4.00 per principal paydown $ 6.00 per short sale $ 7.00 per US Bank repurchase agreement transaction $ 8.00 per option/future contract written, exercised or expired $10.00 per book entry Federal Reserve transaction $15.00 per mutual fund trade $25.00 per physical security transaction $ 8.00 per Cedel/Euroclear transaction $ 5.00 per disbursement (waived if U.S. Bancorp is Administrator) $15.00 per Fed Wire $15.00 per margin variation Fed wire $150.00 per segregated account per year · A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. · Overdrafts – charged to the account at prime interest rate plus 2. · No charge for the initial conversion free receipt. Chief Compliance Officer Support Fee* $1,200 annually Plus out-of-pocket expenses Including, but not limited to, expensed incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, extraordinary expenses based upon complexity and all other out-of-pocket expenses.
Annual Fee Based Upon Market Value Per Fund. 1.00 basis point on average daily market value of all long securities and cash held in the portfolio Minimum annual fee per fund - $4,800 Plus portfolio transaction fees Portfolio Transaction Fees § $4.00 – Book entry DTC transaction, Federal Reserve transaction, principal paydown § $7.00 – Repurchase agreement, reverse repurchase agreement, time deposit/CD or other non-depository transaction § $8.00 – Option/SWAPS/future contract written, exercised or expired § $15.00 – Mutual fund trade, Fed wire, margin variation Fed wire § $50.00 – Physical security transaction § $5.00 – Check disbursement (waived if U.S. Bancorp is Administrator) A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, SWIFT charges and extraordinary expenses based upon complexity.
Annual Fee Based Upon Market Value Per Fund. 005% (½ basis point) on the first $1 billion .004% (4/10 basis point) on the balance Minimum annual fee per fund: • Waived for the first three months • $167 per fund per month for the next 9 months • $4,000 per fund per year thereafter Plus portfolio transaction fees: • Waived for the first 12 months • Standard transaction fees thereafter $4.00 /book entry DTC transaction/Federal Reserve transaction/principal paydown $6.00 /short sale $7.00 /U.S. Bank repurchase agreement transaction $8.00 /option/future contract written, exercised or expired $15.00 /mutual fund trade/Fed wire/margin variation Fed wire $50.00 /physical security transaction $150.00 /segregated account per year • A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. • No charge for the initial conversion free receipt. • Overdrafts- charged to the account at prime interest rate plus 2. Chief Compliance Officer Support Fee* • $2,000 /year Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Exhibit D (continued) to the Custody Agreement – EntrepreneurShares Series Trust GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at September, 2010 Country Instrument Safekeeping Transaction Country Instrument Safekeeping Transaction (BPS) Fee (BPS) Fee Argentina All 12.00 $32 Lebanon All 20.00 $72 Australia All 1.00 $15 Lithuania All 16.00 $40 Austria All 1.70 $17 Luxembourg All 3.20 $25 Bahrain All 40.00 $112 Malaysia All 2.90 $39 Bangladesh All 32.00 $120 Mali* All 32.00 $124 Belgium All 1.20 $22 Malta All 17.60 $60 Benin* All 32.00 $124 Mauritius All 24.00 $80 Bermuda All 12.00 $48 Mexico All 1.50 $10 Botswana All 20.00 $40 Morocco All 28.00 $80 Brazil All 7.20 $17 Namibia All 24.00 $40 Bulgaria All 32.00 $64 Netherlands All 1.50 $12 Burkina Faso* All 32.00 $124 New Zealand All 2.00 $26 Canada All 1.00 $6 Niger* All 32.00 $124 Cayman Islands* All 0.80 $8 Nigeria All 24.00 $40 Channel Islands* All 1.20 $20 Norway All 1.50 $22 Chile All 16.00 $48 Oman All 40.00 $112 China "A" Shares All 9.60 $42 Pakistan All 24.00 $80 China "B" Shares All 9.60 $42 Peru All 35.00 $85 Columbia All 32.00 $80 Philippines All 3.90 $36 Costa Rica All 12.00 $48 Poland All 12.00 $24 Croatia All 28.00 $52 Portugal A...
Annual Fee Based Upon Market Value Per Fund basis point on average daily market value Minimum annual fee per fund - __ Plus portfolio transaction fees Portfolio Transaction Fees § $__ – Book entry DTC transaction/Federal Reserve transaction/principal paydown § $__ – Repo agreement/reverse repurchase agreement/time deposit/CD or other non- depository transaction § $__ – Option/SWAPS/future contract written, exercised or expired § $__ – Mutual fund trade/Fed wire/margin variation Fed wire § $__ – Physical transaction § $__ – Check disbursement (waived if U.S. Bancorp is Administrator) § $__ – Segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus __.
