Client Relationship. 4.1 Each party acknowledges and agrees that each Client is a client of both the Licensee and of TPP. TPP may contact the Client so as to take instructions directly from the Client pursuant to any aspect of the Broker/ Client Relationship or where required by law or regulation.
4.2 Where TPP proposes to exercise rights (“Rights”) against the Client that are given to TPP pursuant to the Terms and Conditions and at law, TPP will use its best endeavours to contact the Licensee so as to seek its views as to the proposed course of action but if TPP determines that it is reasonably necessary to do so, TPP may exercise its Rights without having contacted the Licensee. By way of example and without limitation, Rights include the right to sell Financial Products purchased on behalf of a Client where the Client fails to settle a Buy Trade and the right to buy back Financial Products where the Client fails to settle with respect to a Sell Trade.
Client Relationship. The Employer recognises the relationship between you and clients of Macquarie and will always seek to act in the best interest of the client. Notwithstanding this relationship, the Employer reserves the following rights regarding each client. This clause continues to apply following the end of your employment with Macquarie.
Client Relationship. The Employer recognises the relationship between you and clients of Macquarie and will always seek to act in the best interest of the client. Notwithstanding this relationship, the Employer reserves the following rights regarding each client. In the event that there is a dispute between a client and you or in the event that the Employer does not believe the best interests of the business are being served by you in relation to a client, the Employer has the complete discretion (in consultation with the relevant parties) to allocate or reallocate clients to individual employees in order to achieve the goals of the business. Any behaviour which is regarded as undermining other employees of Macquarie or is not considered to be in the best interests of the business may lead to disciplinary action and in some circumstances may be viewed by the Employer as constituting serious misconduct. The Employer recognises that at the time your employment ceases you may have established a number of client relationships. It is anticipated that client relationships will remain with the Employer. AUSTRALIA COMMISSION EA - April 2012 17 This Agreement can only be altered in writing and with the consent of both parties.
Client Relationship. 11.1 We undertake that during the currency of this Agreement We will not directly and knowingly solicit Business away from You or pass to any third party any information supplied by You in respect of Business placed with Us save to the extent required in performance of our obligations under this Agreement.
11.2 We undertake not to make any arrangements to communicate direct with any of Your Clients, except for the purposes of negotiating a claim, during the currency of this Agreement other than for circumstances set out in the provisions of paragraph 10.4 or 17.
Client Relationship. 12.1 The use of the Website and the Platform by the User does not create a client relationship between the DSO and the User or the DSO and Registrant, Eligible Registrant or Participant, as applicable. The DSO is not acting in any fiduciary capacity in regard to the material on the Website or the Platform.
Client Relationship. 2.1 Your relationship is with Mirabaud and is as described herein and neither that relationship nor the services to be provided by Mirabaud, or any other matter, will give rise to any fiduciary or equitable duties on the part of Mirabaud or any associated company which would prevent or hinder Mirabaud or any associated company in acting in a dual capacity in respect of investments sold or purchased by you.
Client Relationship. 4.1 Each party acknowledges and agrees that each Client is a client of both the Licensee and of TPP. TPP may contact the Client so as to take instructions directly from the Client pursuant to any aspect of the Broker/ Client Relationship or where required by law or regulation.
4.2 Where TPP proposes to exercise rights (“Rights”) against the Client that are given to TPP pursuant to the Terms and Conditions and at law, TPP will use its best endeavours to contact the Licensee so as to seek its views as to the proposed course of action but if TPP determines that it is reasonably necessary to do so, TPP may exercise its Rights without having contacted the Licensee. By way of example and without limitation, Rights include the right to sell Financial Products purchased on behalf of a Client where the Client fails to settle a Buy Trade and the right to buy back Financial Products where the Client fails to settle with respect to a Sell Trade.
4.3 Where TPP obtains the Licensee’s views it must give reasonable consideration to those views prior to exercising its Rights, but TPP may act as it sees fit (but subject to this Agreement) and is not required to act in accordance with the Licensee’s views.
Client Relationship. Coach agrees to maintain the ethics and standards of behavior established by the International Coach Federation “(ICF)”. It is recommended that the Client review the ICF Code of Ethics and the applicable standards of behavior.
Client Relationship. Coach agrees to maintain the ethics and standards of behaviours established by the Chartered Institute of Personnel and Development (CIPD).
Client Relationship. The Client agrees that the Coach is not and will not be liable or responsible for any actions or inaction, or for any direct or indirect result of any services provided by the Coach. Client understands coaching is not therapy and does not substitute for therapy if needed, and does not prevent, cure, or treat any mental disorder or medical disease. The Client understands that in order to enhance the coaching relationship, the Client agrees to communicate honestly, be open to feedback and assistance and to create the time and energy to participate fully in the program.
