Client Rights and Obligations. The Client retains sole ownership of the EarlyBird Account (i.e., the right to withdraw securities or cash, exercise or delegate proxy voting, proceed directly as a security holder against the issuer of any security in the EarlyBird Account, and receive transaction confirmations), and the Client may make deposits and withdrawals at any time, subject to any maintenance requirements of the Custodian. As noted in Section 14, EarlyBird has no right to, and shall not, vote any securities in your EarlyBird Account; voting any securities in your EarlyBird Account is your responsibility.
Client Rights and Obligations. The Client agrees to provide information and/or documentation requested by the Adviser, as it pertains to the Client’s income, investments, taxes, insurance, estate plan, etc. The Client also agrees to discuss with the Adviser his investment objectives, needs and goals. The Client acknowledges that the Adviser will rely on the personal and investment information provided to the Adviser by the Client, Client’s attorney, accountant or other professionals and will not verify such information. The Client agrees to give the Adviser prompt written notice of any modifications, changes or investment restrictions applicable and to notify the Adviser if the Client deems any investments recommended or made for the Account to be in violation of such investment objectives or restrictions. The Client acknowledges that the Adviser cannot adequately perform its services for the Client unless the Client diligently performs his/her responsibilities under this Agreement. Furthermore, the Client understands that the responsibility to update changes to investment guidelines, restrictions and portfolio objectives rests solely with the Client. Consequently, the Client agrees to indemnify X.X. Xxxxx Financial Group, Inc. for any liability incurred by reason of any inaccurate information provided by the Client. The services of the Adviser under this Agreement are limited to recommending strategies for the Client to consider in achieving the Client’s financial objectives. It is clearly understood that Client is under no obligation whatsoever to purchase any financial product or service from the Adviser during or after this planning process. The Adviser will, at the Client’s request, facilitate and coordinate the steps to implement the Client’s plan, in conjunction with the Client’s attorney, accountant, and other pertinent advisors. However, implementation of product related recommendations are not included under this Agreement. If the Client desires, the Adviser’s Representative, acting in a brokerage sales capacity, will recommend specific investments, insurance, or other financial products through which the Client can implement the Client’s plan. The purchase of such products typically results in the payment of fees and/or commissions. The Client is under no obligation to follow, either wholly or partially, any recommendation made by the Adviser It is understood by the Client that the Adviser is a Virginia Corporation, and that the Adviser is licensed/registered with all of the ...
Client Rights and Obligations. (a) The Client retains sole ownership of its Account, and has the sole right to withdraw securities or cash, exercise or delegate proxy voting, and receive transaction confirmations. The Client may make deposits and withdrawals, subject to UTMA and UGMA regulations, Third Party Technology Provider’s requirements and any maintenance requirements of the Custodian account.
(b) Client acknowledges that AMA will not provide investment advice in person, over the phone, or through any other medium, other than in the Client Account via the App.
(c) Client is liable, as provided in this subsection, for any unauthorized electronic fund transfer involving Client’s Account. Client’s liability for an unauthorized electronic fund transfer shall be determined as follows:
Client Rights and Obligations. The Client retains sole ownership of the Stash Account (i.e. the right to withdraw securities or cash, exercise or delegate proxy voting and receive transactions confirmations). The Client may make deposits and withdrawals at any time, subject to any maintenance requirements of the Custodian.
Client Rights and Obligations. (a) The Client retains sole ownership of its Loved Account, and has the sole right to withdraw securities or cash, exercise or delegate proxy voting, and receive transaction confirmations. The Client may make deposits and withdrawals at any time, subject to any maintenance requirements of the Custodian or Loved’s account maintenance rules.
(b) Client acknowledges that Loved will not provide investment advice in person, over the phone, or through any other medium, other than information available on the Application. Client is solely responsible for evaluating the merits of any advice provided through the Application before making any investment or other decision based on the advice. To the extent Client desires to make any investments or implement any recommendations made by Loved, Client is solely responsible for evaluating the merits and risks associated with any investments or implementing any recommendations.
(c) Client will direct and be responsible for the direction of investments through the Application by: (i) reviewing the information about investing and the investments available on the Application; (ii) considering the recommendation that Loved generates through the Application; and (iii) choosing an investment.
(d) Client is liable, as provided in this subsection, for any unauthorized electronic fund transfer involving Client’s Loved Account. If the unauthorized transfer involved an Access Device, it must be an Accepted Access Device and Loved must have provided a means to identify the Client to whom it was issued. Client’s liability for an unauthorized electronic fund transfer shall be determined as follows:
Client Rights and Obligations. The client undertakes: provide the body with all the necessary data (information) required for the certification of the management system, ensure the auditor(s) the conditions necessary for realization the audit plan, cooperate with the lead auditor and the body to agree the audit plan, maintain the management system at a level ensuring compliance with the requirements of the criteria document and ensure the management system's ability to ensure compliance with applicable legal, regulatory and contractual requirements, undertake timely corrective actions in relation to the identified non-compliance, share for the body own documentation of the management system, meet the requirements of the criteria document when referring to the certificate in the means of communication, register and consider each complaint regarding a process covered by a certified management system, keep evidence of the activities related to reported complaints, pay the fees for service of the certification body on time, immediately cease the use of the certificate in the event of expiry of the certificate's validity, suspension or revocation of the certificate's validity, cease all advertising activities indicating a valid certificate when the certificate is suspended, withdrawn or expired, update all advertising materials in the event that the message in these materials is misleading due to the limitation of the scope of certification, not to use the certificate in a way that misleads the interested parties about the scope of the certification, i.e. who and what is certified, not to make (issue) any declarations and not to allow any misleading statements relating to the certificate to be made, not to use or allow the use of the certification document or any part of it in a misleading manner, not refer to the certification of your management system in a way that suggests that the body is certifying a product, including a service or process (and not a management system), not to imply that the certification relates to activities and locations that are outside the scope of the body's certification, not to use the certification of the management system in a way that would damage the reputation of the body and / or the certification system or expose the body and / or the Polish Center for Accreditation (PCA) to loss of public credibility, not to transfer the right to the certificate to third parties without the written consent of Xxxxxxxxxxx-XXXXX, inform the body about significant changes t...
Client Rights and Obligations. Subject to Attachment E in the case of a Custodial Account, the Client retains sole ownership of the Stash Account (i.e., the right to withdraw securities or cash, exercise or delegate proxy voting, proceed directly as a security holder against the issuer of any security in the Stash Account, and receive transaction confirmations), and the Client may make deposits and withdrawals at any time, subject to any maintenance requirements of the Custodian. As noted in Section 14, Stash has no right to, and shall not, vote any securities in your Stash Account; voting any securities in your Stash Account is your responsibility.
Client Rights and Obligations. Each Client retains sole ownership of the Account (i.e. the right to withdraw securities or cash, exercise or delegate proxy voting and receive transactions confirmations). The Client may make deposits and withdrawals at any time the market is open, subject to any applicable Account minimums as noted above. The Client represents and warrants that any Securities that the Client delivers to the Custodian to be held in the Account are free of any encumbrances, including constructive liens. The Client hereby certifies that he/she is legally empowered to enter into or perform this Agreement. If this Agreement is entered into by a trustee or other fiduciary, such trustee or fiduciary represents that the services provided by the Adviser are within the scope of the services and investments authorized by the governing instruments of, and/or laws and regulations applicable to, the Client, and that such trustee or fiduciary is duly authorized to enter into and renew this Agreement.
Client Rights and Obligations. The Client is obliged to inform the Agency without undue delay of all important facts that are significant for the Agency's intermediary activities aimed at finding a Nanny for the Client and/or for the service provision contract between the Client and the Nanny.
Client Rights and Obligations. The Client retains sole ownership of the Your Account (i.e., the right to withdraw securities or cash, exercise or delegate proxy voting, proceed directly as a security holder against the issuer of any security in Your Account, and receive transaction confirmations), and the Client may make deposits and withdrawals at any time, subject to any maintenance requirements of Investore.
