Compensation of the Agent. The Company agrees to pay the Agent for its services under this Agreement in accordance with the schedule as then in effect set forth in Exhibit B of this Agreement or any amendment thereof. In addition, the Company agrees to reimburse the Agent for the following "out-of-pocket" expenses of the Agent within five days after receipt of an itemized statement of such expenses, to the extent that payment of such expenses has not been or is not to be made directly by the Company: (i) costs of stationery, appropriate forms, envelopes, checks, postage, printing (except cost of printing prospectuses, annual and semi-annual reports and proxy materials) and mailing charges, including returned mail and proxies, incurred by the Agent with respect to materials and communications sent to shareholders in carrying out its duties to the Company under this Agreement; (ii) long distance telephone costs incurred by the Agent for telephone communications and microfilm and storage costs for transfer agency records and documents; (iii) costs of all ancillary and supporting services and related expenses (other than insurance premiums) reasonably required by and provided to the Agent, other than by its employees or employees of an affiliate, with respect to functions of the Company being performed by it in its capacity as Agent hereunder, including legal advice and representation in litigation to the extent that such payments are permitted under Paragraph 7 of this Agreement and charges to Agent made by any Subagent; (iv) costs for special reports or information furnished on request pursuant to this Agreement and not specifically required by the Agent by Paragraph 3 of this Agreement; and (v) reasonable costs and expenses incurred by the Agent in connection with the duties of the Agent described in Paragraph (3)(1)(i). In addition, the Company agrees to promptly pay over to the Agent any fees or payment of charges it may receive from a shareholder for services furnished to the shareholder by the Agent. Services and operations incident to the sale and distribution of the Company's shares, including sales communications, confirmations of investments (not including reinvestment of dividends) and the clearing or collection of payments will not be for the account or at the expense of the Company under this Agreement.
Compensation of the Agent. The Fund agrees to pay to the Agent for its services under this Agreement, an amount payable on the first day of the month as shown in the following table pertinent to the average daily net assets of the Fund during the prior month: Fund's Average Daily Monthly Fee Net Assets for the Month (Millions) $0 to $10 None $10 to $25 $917 $25 to $50 $1,833 $50 to $100 $2,750 $100 to$200 $3,666 $200 to $350 $4,583 $350 to $550 $5,500 $550 to $750 $6,417 $750 to $1,000 $7,792 $1,000 and over $9,167 In addition, for each class of shares in excess of one, the Fund pays the Agent a monthly per-class fee equal to 2.5% of the monthly base fee. All other terms of the Agreement remain in full force and effect.
Compensation of the Agent. The Company agrees to pay the ------------------------- compensation of the Agent at such rates as shall be agreed upon from time to time and to reimburse the Agent for its out-of-pocket expenses (including costs of preparation of the Notes and reasonable legal fees and expenses), disbursements and advances incurred or made in accordance with any provisions of this Agreement. The obligations of the Company to the Agent pursuant to this Section shall survive the resignation or removal of the Agent and the satisfaction or termination of the Agreement.
Compensation of the Agent. (a) Except as may otherwise be agreed to by the Fund for the Fund, the Agent will be responsible for the payment of all costs and expenses incurred by the Agent in connection with the performance of the Agent’s obligations under this Agreement.
(b) Subject to circumstances described in or otherwise provided in this Agreement and under the caption “Plan of Distribution” in the Memorandum, which may be amended and restated from time to time, the Fund will pay to the Agent an ongoing distribution and service fee (the “Distribution and Servicing Fee”) based on the net asset values of each eligible class of shares calculated in arrears and paid monthly. Portions of the Distribution and Servicing Fee allocable for distribution or the provision of services shall be as set forth in the Memorandum and shall only be paid/reallowed in consideration for their respective uses. All or a portion of the Distribution and Servicing Fee may be reallowed by the Agent to the Sub-Placement Agent who sold the Shares to which such Distribution and Servicing Fee are attributable, as described more fully in the Sub-Placement Agent Agreement entered into with each such Sub-Placement Agent. Any amounts of the Distribution and Servicing Fee not reallowed by the Agent shall be returned to the Fund unless otherwise agreed by the parties.
(c) Sub-Placement Agents may charge transaction or other fees, including upfront placement fees or brokerage commissions to their own clients outside of the Fund as they may determine from time to time.
(d) The Agent shall cease receiving the Distribution and Servicing Fee upon the earlier to occur of the following: (i) the occurrence of a Liquidity Event with respect to the Fund; and (ii) following the receipt of Multi-Class Exemptive Relief, to the extent that total compensation paid to underwriters, broker-dealers and affiliates in connection with the offer and sale of the Shares exceeds the limits set forth in FINRA Rule 2310.
Compensation of the Agent. On the first Business Day after each anniversary of this Agreement, the Disbursement Agent shall transfer the fees and any other amounts scheduled to be paid under Section 2.12(c) of the Credit Agreement from the Loan Proceeds Account directly to the Agent (with concurrent notice of such payment to the Borrowers), which amount shall constitute compensation for services to be performed by the Agent during such year.
Compensation of the Agent. The Fund agrees to pay to the Agent for its services under this Agreement, an amount payable on the first day of the month as shown on the following table pertinent to the average daily net assets of the Fund during the prior month:
Compensation of the Agent. The Issuer will pay the Agent reasonable compensation for its services based upon the schedule of fees attached or such other schedule of fees as may be agreed upon from time to time between the Agent and the Issuer. The Agent’s compensation may include the amount of any attorney fees incurred by it under Section 17 hereof.
Compensation of the Agent. In consideration of the services to be rendered by Agent, the Owner agrees to pay Agent any of the following forms of compensation as may be applicable.
Compensation of the Agent. The Trust agrees to pay to Agent for its services under this Agreement:
(1) $27,000 per Fund per year, plus
Compensation of the Agent. The Agent shall be entitled to an account ------------------------- acceptance fee in the amount of $1,000, due and payable upon execution of this Agreement, and an account service fee in the amount of $1,500 per year or part thereof for its services hereunder and to reimbursement for its costs and expenses in connection with its performance of additional services under this Agreement (including amounts representing reasonable fees and expenses of the Agent's officers, employees, legal counsel, accountants and/or agents) (collectively, the "Fees"). Buyer shall pay the Fees hereunder; provided, however, that if the Agent incurs any out-of-pocket expenses relating to a dispute which are subject to reimbursement hereunder, Buyer on the one hand and Seller on the other hand shall share equally such expense reimbursement.
