Compliance with Transfer Restrictions. Investor will not (and will cause any Affiliate not to) Transfer any of the Securities in violation of any Law or the transfer restrictions referred to herein.
Compliance with Transfer Restrictions. 15 ARTICLE 7. TERMINATION..................................................... 15 7.1 Termination..................................................... 15
Compliance with Transfer Restrictions. Notwithstanding anything contained herein to the contrary, neither the Trustee nor the Note Registrar shall be responsible for ascertaining whether any transfer complies with the registration provisions of or exemptions from the Securities Act, applicable state securities laws, the rules of any Depositary, ERISA, the Code or the Investment Company Act; provided, that if a certificate is specifically required by the express terms of this Section 2.4 to be delivered to the Trustee or the Note Registrar by a purchaser or transferee of a Note, the Trustee or the Note Registrar, as the case may be, shall be under a duty to receive and examine the same to determine whether the certificate substantially complies on its face with the express terms of this Indenture and shall promptly notify the party delivering the same if such transfer does not comply with such terms.
Compliance with Transfer Restrictions. The Transfer Agent will not be required to accept the registration of transfer of any Securities, except upon presentation of evidence satisfactory to the Corporation that the applicable transfer restrictions have been complied with.
Compliance with Transfer Restrictions. Notwithstanding anything contained herein to the contrary, neither the Trustee nor the Note Registrar shall be responsible for ascertaining whether any transfer complies with the registration provisions of or exemptions from the Securities Act, applicable state securities laws, the rules of any Depositary, ERISA, the Code or the Investment Company Act; provided that if a certificate is specifically required by the express terms of this Section 2.4 to be delivered to the Trustee or the Note Registrar by a purchaser or transferee of a Indenture Issued Note, the Trustee or the Note Registrar, as the case may be, shall be under a duty to receive and examine the same to determine whether the transfer contemplated thereby substantially complies with the express terms of this Indenture and shall promptly notify the party delivering the same if such transfer does not comply with such terms. To the extent applicable to the Issuer, the Issuer shall impose additional restrictions to comply with the USA PATRIOT Act, and any such transfer restrictions shall be binding on each Holder or Beneficial Owner of a Indenture Issued Note. The Issuer shall notify the Trustee and the Note Registrar of the imposition of any such transfer restrictions.
Compliance with Transfer Restrictions. Notwithstanding the foregoing paragraph 1, the Company shall not be required to deliver any certificate for shares of Common Stock upon exercise of this Warrant except in accordance with the provisions, and subject to the limitations, of paragraph 7 hereof and the legends in paragraph 6 and on the first page hereof.
Compliance with Transfer Restrictions. Notwithstanding Section 3.3 and Section 3.4, no distribution of Xxxxxxx Minerals Holdings Units (or corresponding shares of PubCo Class B Common Stock) shall be made to the extent such distribution would not be permissible pursuant to any provision of the Xxxxxxx Minerals Holdings A&R LLC Agreement. To the extent a distribution of Xxxxxxx Minerals Holdings Units to a Member is not permissible under the Xxxxxxx Minerals Holdings A&R LLC Agreement, the Company shall (a) retain and carry forward such Xxxxxxx Minerals Holdings Units until the Company is permitted to distribute such Xxxxxxx Minerals Holdings Units to such Member under the Xxxxxxx Minerals Holdings A&R LLC Agreement or (b) exercise its right to require Xxxxxxx Minerals Holdings to redeem all such Xxxxxxx Minerals Holdings Units and corresponding shares of PubCo Class B Common Stock in exchange for shares of PubCo Class A Common Stock pursuant to Section 4.6(a) of the Xxxxxxx Minerals Holdings A&R LLC Agreement and distribute such shares of PubCo Class A Common Stock (or, to the extent Xxxxxxx Minerals Holdings or PubCo exercises its cash election pursuant to Section 4.6(a) or Section 4.6(f) of the Xxxxxxx Minerals Holdings A&R LLC Agreement, as applicable, such cash) to such Member.
Compliance with Transfer Restrictions. The Holder agrees that if its respective Note, or any portion of it, is sold or otherwise transferred in the future, the Holder shall sell or otherwise transfer the same pursuant to the terms of this Agreement, the Holder's Note, the requirements of the Act and applicable state securities laws. Further, the Holder agrees that it will not transfer any portion of its respective Note unless (i) the Holder has provided the Company with written notice of any proposed disposition prior to the transfer, and (ii) with respect to any proposed transfer to any Person which is not an affiliate of either Warburg Pincus & Co. or the Vertical Group, L.P., the Holder shall provide or obtain (a) a reasonably detailed statement of the circumstances surrounding such proposed transfer, (b) the written consent of the Company to the transfer, and (c) an opinion of counsel reasonably satisfactory in form and substance to the Company to the effect that such transfer is exempt from the registration requirements under the Act and applicable state securities laws or there is then in effect a registration statement under the Act then covering such proposed disposition.
Compliance with Transfer Restrictions. To ensure compliance with the restrictions on the transfer of Shares described in Sections 7.1, 7.2 and 7.3 above, the Company may require that the Shares be held with Fidelity or any brokerage firm designated by the Company (or according to any procedure implemented by the Company) until such Shares are sold.
Compliance with Transfer Restrictions. The Purchaser hereby covenants and agrees to comply with the transfer restrictions provided in Section 2.5.
