Compliance with Transfer Restrictions. Investor will not (and will cause any Affiliate not to) Transfer any of the Securities in violation of any Law or the transfer restrictions referred to herein.
Compliance with Transfer Restrictions. 15 ARTICLE 7. TERMINATION..................................................... 15 7.1 Termination..................................................... 15
Compliance with Transfer Restrictions. Notwithstanding anything contained herein to the contrary, neither the Trustee nor the Note Registrar shall be responsible for ascertaining whether any transfer complies with the registration provisions of or exemptions from the Securities Act, applicable state securities laws, the rules of any Depositary, ERISA, the Code or the Investment Company Act; provided, that if a certificate is specifically required by the express terms of this Section 2.4 to be delivered to the Trustee or the Note Registrar by a purchaser or transferee of a Note, the Trustee or the Note Registrar, as the case may be, shall be under a duty to receive and examine the same to determine whether the certificate substantially complies on its face with the express terms of this Indenture and shall promptly notify the party delivering the same if such transfer does not comply with such terms.
Compliance with Transfer Restrictions. The Transfer Agent will not be required to accept the registration of transfer of any Securities, except upon presentation of evidence satisfactory to the Corporation that the applicable transfer restrictions have been complied with.
Compliance with Transfer Restrictions. Notwithstanding Section 3.3 and Section 3.4, no distribution of Xxxxxxx Minerals Holdings Units (or corresponding shares of PubCo Class B Common Stock) shall be made to the extent such distribution would not be permissible pursuant to any provision of the Xxxxxxx Minerals Holdings A&R LLC Agreement. To the extent a distribution of Xxxxxxx Minerals Holdings Units to a Member is not permissible under the Xxxxxxx Minerals Holdings A&R LLC Agreement, the Company shall (a) retain and carry forward such Xxxxxxx Minerals Holdings Units until the Company is permitted to distribute such Xxxxxxx Minerals Holdings Units to such Member under the Xxxxxxx Minerals Holdings A&R LLC Agreement or (b) exercise its right to require Xxxxxxx Minerals Holdings to redeem all such Xxxxxxx Minerals Holdings Units and corresponding shares of PubCo Class B Common Stock in exchange for shares of PubCo Class A Common Stock pursuant to Section 4.6(a) of the Xxxxxxx Minerals Holdings A&R LLC Agreement and distribute such shares of PubCo Class A Common Stock (or, to the extent Xxxxxxx Minerals Holdings or PubCo exercises its cash election pursuant to Section 4.6(a) or Section 4.6(f) of the Xxxxxxx Minerals Holdings A&R LLC Agreement, as applicable, such cash) to such Member.
Compliance with Transfer Restrictions. Notwithstanding the foregoing paragraph 1, the Company shall not be required to deliver any certificate for shares of Common Stock upon exercise of this Warrant except in accordance with the provisions, and subject to the limitations, of paragraph 7 hereof and the legends in paragraph 6 and on the first page hereof.
Compliance with Transfer Restrictions. Notwithstanding anything contained herein to the contrary, neither the Trustee nor the Note Registrar shall be responsible for ascertaining whether any transfer complies with the registration provisions of or exemptions from the Securities Act, applicable state securities laws, the rules of any Depositary, ERISA, the Code or the Investment Company Act; provided that if a certificate is specifically required by the express terms of this Section 2.4 to be delivered to the Trustee or the Note Registrar by a purchaser or transferee of a Indenture Issued Note, the Trustee or the Note Registrar, as the case may be, shall be under a duty to receive and examine the same to determine whether the transfer contemplated thereby substantially complies with the express terms of this Indenture and shall promptly notify the party delivering the same if such transfer does not comply with such terms. To the extent applicable to the Issuer, the Issuer shall impose additional restrictions to comply with the USA PATRIOT Act, and any such transfer restrictions shall be binding on each Holder or Beneficial Owner of a Indenture Issued Note. The Issuer shall notify the Trustee and the Note Registrar of the imposition of any such transfer restrictions.
Compliance with Transfer Restrictions. To ensure compliance with the restrictions on the transfer of Shares described in Sections 7.1, 7.2 and 7.3 above, the Company may require that the Shares be held with Fidelity or any brokerage firm designated by the Company (or according to any procedure implemented by the Company) until such Shares are sold.
Compliance with Transfer Restrictions. The Purchaser hereby covenants and agrees to comply with the transfer restrictions provided in Section 2.5.
Compliance with Transfer Restrictions. Prior to the Termination Date, the Sponsor will comply with and not seek or agree to a waiver, amendment or termination of the provisions of that certain Letter Agreement, dated as of August 4, 2020, by and among the Sponsor, certain individuals who are members of Holicity’s board of directors and/or management team and Holicity, that was entered into in connection with Holicity’s initial public offering (as it may be amended, the “Insider Letter”), including paragraph 1 therein, regarding the Sponsor’s agreement not to redeem the Covered Shares, subject to the terms therein.
