Executing Broker. Execution Venue Fee Financial Instrument Fractional Shares Insolvency Event a) if a resolution is passed for Your winding up, dissolution or
Executing Broker. For Documentation Customer Clearing Broker For Documentation For Documentation For Documentation For Documentation For Documentation
Executing Broker. Contact Person:....................
Executing Broker. Execution Venue Fee An Executing Broker as mentioned in the BUX Order Execution Policy. An Execution Venue in the meaning of MiFID II. The fees as published on the Website. Financial Instrument A financial instrument within the meaning of MiFID II offered through any BUX mobile application. Insolvency Event a) if a resolution is passed for Your winding up, dissolution or administration or an order is made against You, the appointment of a receiver, administrator, manager, administrative receiver or similar officer over, or if any encumbrancer takes possession of or sells, all or any part of Your business or assets, the making of an arrangement or composition with Your creditors generally or the making of an application to court for protection of Your creditors generally. If You are part of a partnership, the occurrence of any of the foregoing events in relation to any partner in that partnership shall be deemed an Insolvency Event” in relation to You; or b) if You become insolvent or are otherwise unable to pay Your debts as they fall due, or any act of insolvency or analogous event (to those set out in paragraph (a) above) occurs in respect of You. Laws and Regulations Any applicable Dutch and/or European laws and regulations (including but not limited to the Act on Financial Supervision).
Executing Broker. Execution Venue Fee Financial Instrument A financial instrument within the meaning of MiFID II offered through Insolvency Event a) if a resolution is passed for Your winding up, dissolution or
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Executing Broker. We believe that it is in the best interests of our customers for us to transmit customer orders to an appropriately regulated broker-dealer with access to various U.S. based execution venues, including market makers. As of the date of this Policy, we have appointed a single provider, RHS, to provide this service. RHS is a broker-dealer registered with the SEC and is a member of the U.S. Financial Industry Regulatory Authority. RHS is not authorised or regulated by the FCA. A fractional order is a term used to describe an order for the purchase or sale of a portion of a share. You may accrue multiple fractions to own more than one share in aggregate. To enable fractional share trading for our customers, RHS may act in a principal, riskless principal, or agency capacity. Please visit our Help Centre to learn more about fractional shares or see the Customer Agreement for a further explanation of conditions, restrictions, and limitations associated with fractional shares. For orders in ‘whole shares’ (non-fractional shares), RHS will act in an agency capacity. The SEC adopted Rule 606 to standardise and improve public disclosure of order routing practices. RHS Rule 606 reports are accessible via the UK Disclosure Library. Please note, any references to payments received from third-party market centres do not apply to UK customer trades. Robinhood UK has established and implemented policies and procedures, including this Policy, which are collectively designed to be sufficient to obtain the best possible results when transmitting customer orders, subject to taking into account any specific instructions, the nature of the orders, and the nature of the markets and the products concerned. When you place orders with us, you consent to your orders being transmitted for execution as described in this Policy. Please refer to our Help Centre for the available order types. When placing an order, we will provide you with the latest prices of the relevant security available to us, which are provided by a third party. At the time of execution this price may have changed. After placing an order, you might have the option to cancel it before it’s executed within our platform. You can only cancel pending orders. You can’t reverse an order that’s been executed in the market. Even if you try to cancel a regular-hours order (good-til-cancelled or good-for-day) for a NASDAQ-listed stock between 9:25 AM ET and 9:30 AM ET, we’ll keep the order open in the pending state until the op...
