Investor Compensation Fund. Trading in China Connect Securities does not enjoy the protections afforded by the Investor Compensation Fund established under the Securities and Futures Ordinance. Accordingly, unlike the trading of SEHK-listed securities, the Client will not be covered by the Investor Compensation Fund in respect of any loss it/he/she may sustain by reason of a default by any SFC licensed or registered person.
Investor Compensation Fund. The Company is a member of the Investor Compensation Fund. The Client, under certain preconditions, is entitled to compensation from the Investor Compensation Fund. For more information please see Investor Compensation Fund 24. Acknowledgement of Risks By accepting this Agreement the Client accepts that the Client has read and understood the information contained in this Agreement and the Company’s general description of the nature and risks of different Financial Instruments, Products, and/or Service(s) which can be found in our Risk Disclosure
Investor Compensation Fund. You understand that, in trading China Connect Securities, you will not enjoy the protection afforded by any investor compensation fund, whether established under the SFO or otherwise.
Investor Compensation Fund. 5.1 If the Client suffers pecuniary loss by reason of Galaxy International Securities’ and/or Galaxy International Futures’ default as defined in Part XII of the Securities and Futures Ordinance the Client may make a claim under the Investor Compensation Fund established under the Securities and Futures Ordinance or any other Governing Rules but subject to such monetary limits and terms specified in the Securities and Futures (Investor Compensation – Compensation Limited) Rules. There can be no assurance that any pecuniary loss sustained by reason of such a default will necessarily be recouped from the Investor Compensation Fund in full, in part or at all.
Investor Compensation Fund. The Company being a member of the Investors Compensation Fund (the "Fund") provides that the Client that has being categorized as retail client, enjoys the security of receiving compensation from the Fund, for any claim arising from themalfunction on behalf of the Company or if the Company fails to fulfil its obligations regardless of whether that obligation arises from a breach of applicable law or regulations,the Agreement or from any wrongdoing by the Company.
Investor Compensation Fund. The Company is a member of the Investor Compensation Fund. The Client, under certain preconditions, is entitled to compensation from the Investor Compensation Fund.
Investor Compensation Fund. Every HKFE traded Derivatives contract shall be subject to the charge of the Investor Compensation Fund levy and a levy pursuant to the SFO, the cost of both of which shall be borne by the Client. The Client understands that if the Client suffers pecuniary loss by reason of GTJAF’s default, the liability of the Investor Compensation Fund will be restricted to valid claims as provided for in the SFO and will be subject to the monetary limits specified in the Securities and Futures (Investor Compensation – Compensation Limits) Rules (Cap.571 AC) and accordingly there can be no assurance that any pecuniary loss sustained by reason of such a default will necessarily be recouped from the Investor Compensation Fund in full, in part or at all.
Investor Compensation Fund. 10.1 Pursuant to the Law, the Company, being a Cyprus Investment Company (“CIF”), is required to be a member of the Investment Compensation Fund (“ICF”) and is not allowed to provide investment services without participating in the said ICF.
Investor Compensation Fund. 19.1 In this Agreement, the Investor Compensation Fund for IF Clients as per paragraph 1 of article 59 of the Law shall apply to the Services provided by the IF.
Investor Compensation Fund. 33.1 If the Customer suffers pecuniary loss by reason of MFL’s default, the Customer shall have a right to claim under the Compensation Fund established under the Ordinance, subject to the terms of the Compensation Fund from time to time.
