INVESTMENT COMPENSATION Sample Clauses

INVESTMENT COMPENSATION. With respect to investments in money market mutual funds for which BNY provides shareholder services BNY (or its affiliates) may also receive and retain additional fees from the mutual funds (or their affiliates) for shareholder services as set forth in the Authorization and Direction to BNY to Invest Cash Balances in Money Market Mutual Funds. BNY will charge a $25.00 transaction fee for each purchase, sale, or redemption of securities other than the aforementioned Money Market Mutual Funds. A fee of $10.00 will be assessed for each disbursement. A fee covering the fees and expenses of Counsel for its services, including review of governing documents, communication with members of the closing party (including representatives of the issuer, investment banker(s), attorney(s) and BNY), attendance at meetings and the closing, and such other services as BNY may deem necessary. The Counsel fee will be the actual amount of the fees and expenses charged by Counsel and is payable at closing. Should closing not occur, you shall still be responsible for payment of Counsel fees and expenses.
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INVESTMENT COMPENSATION. With respect to investments in money market mutual funds for which BNY provides shareholder services BNY (or its affiliates) may also receive and retain additional fees from the mutual funds (or their affiliates) for shareholder services as set forth in the Authorization and Direction to BNY to Invest Cash Balances in Money Market Mutual Funds. BNY will charge a $25.00 transaction fee for each purchase, sale, or redemption of securities other than the aforementioned Money Market Mutual Funds. A fee of $25.00 will be assessed for each disbursement. If counsel is retained by BNY, a fee covering the fees and expenses of Counsel for its services, including review of governing documents, communication with members of the closing party (including representatives of the purchaser, investment banker(s), attorney(s) and BNY), attendance at meetings and the closing, and such other services as BNY may deem necessary. The Counsel fee will be the actual amount of the fees and expenses charged by Counsel and is payable at closing. Should closing not occur, you would still be responsible for payment of Counsel fees and expenses.
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INVESTMENT COMPENSATION. To the extent that, through the direct efforts of Contractor (including but not limited to the introductions to individuals, venture capitalists and/or companies), a capital investment is made in either the Company or any of its subsidiaries (including Altnet), Contractor shall receive, upon the funding of such investment, the following cash compensation calculated as a percentage of the amounts invested: (i) up to the 1st $1.0 million: 6%; (ii) between $1.001 million and $2.0 million: 5%; (iii) between $2.001 million and $3.0 million: 4%; and (iv) all amounts above $3.0 million: 3%. By way of example, if the direct efforts of Contractor lead to a $2.5 million investment, the cash compensation would be: $130,000 ($60,000 on the 1st million (6%); $50,000 on the 2nd million (5%); and $20,000 (4%) on the remaining $500,000).
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INVESTMENT COMPENSATION. To the extent that, through the direct efforts of Contractor (including but not limited to introductions to individuals, venture capitalists and/or companies), a capital investment is made in either the Company or any of its subsidiaries by a Person initially introduced to the Company by Contractor other than by a director, officer or 5% or greater shareholder or any of their affiliates, Contractor shall receive, upon the funding of such investment, the following cash compensation calculated as a percentage of the amounts invested: (i) up to the 1st $1.0 million: 6%; (ii) between $1.001 million and $2.0 million: 5%; (iii) between $2.001 million and $3.0 million: 4%; and (iv) all amounts above $3.0 million: 3%. By way of example, if the direct efforts of Contractor lead to a $2.5 million investment, the cash compensation would be: $130,000 ($60,000 on the 1st million (6%); $50,000 on the 2nd million (5%); and $20,000 (4%) on the remaining $500,000). (e) Company shall also reimburse Contractor for all pre-approved travel and business-related expenses, said expenses to be invoiced to the Company. Contractor agrees to provide the Company with receipts for all pre-approved expenses. Within fifteen (15) days of receipt of the above, Company shall reimburse Contractor for his documented, pre-approved expenses. (f) Both parties acknowledge that Contractor is not an employee for state or federal tax purposes. Therefore, Contractor is solely responsible for any and all federal, state and local taxes, and insurance applicable to the business of Contractor and shall indemnify the Company and hold the Company harmless for any such failure to pay any and all applicable taxes or obtain and maintain requisite insurance, including, but not limited to, comprehensive and business liability and worker's compensation coverage for Contractor and any assistants and employees of Contractor.
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INVESTMENT COMPENSATION. With respect to investments in money market mutual funds for which the Escrow Agent or its affiliates provide shareholder services, the Escrow Agent (or its affiliates) may also receive and retain additional fees from the mutual funds (or their affiliates) for shareholder services as set forth in the Authorization and Direction to BNY Mellon to Invest Cash Balances in Money Market Mutual Funds. BNY Mellon will charge a $25.00 transaction fee for each purchase, sale, or redemption of securities other than the aforementioned Money Market Mutual Funds.
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INVESTMENT COMPENSATION. With respect to investments in money market mutual funds for which Trustee provides shareholder services, Trustee (or its affiliates) may also receive and retain additional fees from the mutual funds (or their affiliates) for shareholder services as set forth in the Authorization and Direction to Trustee to Invest Cash Balances in Money Market Mutual Funds. Except as otherwise provided in this Section, Trustee will charge an investment maintenance fee calculated at maximum annual rate of 37 basis points regardless of how account balances are invested. This charge will cover reconciliation, safekeeping, monitoring, and other maintenance activities associated with the investment of account balances, including, but not limited to, guaranteed investment contracts, bank deposits (including deposits with Trustee or its affiliates) and state, county and local investment pools. With respect to investments in BNY Hxxxxxxx Funds, Trustee (or its affiliates) also will be compensated by the Fund for investment advisory and other services. The fees for performing extraordinary or other services not contemplated at the time of the execution of the transaction or not specifically covered elsewhere in this schedule will be commensurate with the service to be provided and will be charged in the Trustee’s sole discretion. These extraordinary services may include, but are not limited to: proxy dissemination/tabulation, customized reporting and/or procedures, electronic account access, etc. Counsel, accountants, special agents and others will be charged at the actual amount of fees and expenses billed. Additional out-of-pocket expenses may include, but are not limited to, telephone; facsimile; courier; copying; postage; supplies; expenses of foreign depositaries; and expenses of Trustee’s representative(s) and Counsel for attending special meetings. Fees and expenses of Trustee’s representatives and Counsel will be charged at the actual amount of fees and expenses charged and all other expenses will be charged at cost or in an amount equal to 7% of the annual fee billed for the year, in Trustee’s discretion, and Trustee may charge certain expenses at cost and others on a percentage basis. *The $10,000 Acceptance Fee and the $40,000 Annual Administrative Fee (together, the “Fee”) will be allocated equally to each of the eight Subtrusts, so that each Subtrust shall be responsible for $1250 of the Acceptance Fee and $5,000 annually for the Annual Administrative Fee (for a total ...
Sample 1
INVESTMENT COMPENSATION. To the extent that, through the efforts of Contractor (including but not limited to the introductions to individuals, venture capitalists and/or companies), substantially contribute to a the making of a capital investment in either the Company or any of its subsidiaries (including Altnet), Contractor shall receive, upon the funding of such investment, the following cash compensation calculated as a percentage of the amounts invested: (i) up to the 1st $1.0 million: 6%; (ii) between $1.001 million and $2.0 million: 5%; (iii) between $2.001 million and $3.0 million: 4%; and (iv) all amounts above $3.0 million: 3%. By way of example only, if the efforts of Contractor substantially contributes to a $2.5 million investment, the cash compensation would be: $130,000 ($60,000 on the 1st million (6%); $50,000 on the 2nd million (5%); and $20,000 (4%) on the remaining $500,000). If the parties disagree as to a the application of the above standard and the subsequent determination of Consultant's entitlement to revenues, such dispute shall be resolved by the arbitration process set forth herein.
Sample 1
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Related to INVESTMENT COMPENSATION

  • Management Compensation As compensation for your services in the management of the offering, we will pay you an amount equal to the management fee specified in the Invitation in respect of the Securities to be purchased by us pursuant to the Purchase Agreement, and we authorize you to charge our account with such amount. If there is more than one Representative, such compensation shall be divided among the Representatives in such proportions as they may determine.

  • Contingent Compensation Xxxxxx Xxxxxx Xxxxxx may accept certain forms of contingent compensation in locations where they are legally permissible, and meet standards and controls to address conflicts of interest. Because insurers account for contingent payments when developing general pricing, the price our clients pay for their policies is not affected whether Xxxxxx Xxxxxx Xxxxxx accepts contingent payments or not. If a Xxxxxx Xxxxxx Xxxxxx client prefers that we not accept contingent compensation related to their account, we will request that the client’s insurer(s) exclude that client’s business from their contingent payment calculations. The Foreign Account Tax Compliance Act (FATCA) is a U.S. law aimed at foreign financial institutions and other financial intermediaries (including insurance companies and intermediaries such as brokers) to prevent tax evasion by U.S. citizens and residents through offshore accounts. In order to comply with FATCA, insurance companies and intermediaries must meet certain legal requirements. Insurance placed with an insurance company that is not FATCA compliant may result in a 30% withholding tax on your premium. Where FATCA is applicable to you, in order to avoid this withholding tax, Xxxxxx Xxxxxx Xxxxxx will only place your insurance with FATCA- compliant insurers and intermediaries for which no withholding is required unless you instruct us to do otherwise and provide your advance written authorization to do so. If you do instruct Xxxxxx Xxxxxx Xxxxxx to place your insurance with a non-FATCA compliant insurer or intermediary, you may have to pay an additional amount equivalent to 30% of the premium covering U.S. - sourced risks to cover the withholding tax. If you instruct us to place your insurance with a non-FATCA compliant insurer but you do not agree to pay the additional 30% withholding if required, we will not place your insurance with such insurer. Please consult your tax adviser for full details of FATCA.

  • Employment Compensation Schedule 3.16 contains a true and correct list of all employees to whom Company is paying compensation, including bonuses and incentives, at an annual rate in excess of Fifteen Thousand Dollars ($15,000) for services rendered or otherwise; and in the case of salaried employees such list identifies the current annual rate of compensation for each employee and in the case of hourly or commission employees identifies certain reasonable ranges of rates and the number of employees falling within each such range.

  • Adviser’s Compensation Each Fund shall pay to the Adviser, as compensation for the Adviser’s services hereunder, a fee, determined as described in Schedule A that is attached hereto and made a part hereof. Such fee shall be computed daily and paid not less than monthly in arrears by each Fund. The method for determining net assets of a Fund for purposes hereof shall be the same as the method for determining net assets for purposes of establishing the offering and redemption prices of Fund shares as described in the Fund’s Registration Statement. In the event of termination of this Agreement, the fee provided in this Section shall be computed on the basis of the period ending on the last business day on which this Agreement is in effect subject to a pro rata adjustment based on the number of days elapsed in the current month as a percentage of the total number of days in such month.

  • Extra Compensation The Board shall pay no fees, other than described above, to the PA/E unless authorized by the Board as follows: A. If the scope of the Project or site is changed, the Board and the PA/E shall negotiate a reasonable fee based upon the probable estimated construction cost in changing the scope of the work and the approximate percentage of the estimated construction cost which was used to negotiate this Agreement if, and, as such may be applicable. B. If the DOE or Board requires the PA/E to make major or costly changes to the Schematic, Preliminary or Construction Document Phase submittals, which changes are not caused by architectural or engineering error or oversight, the PA/E shall be paid to redesign for additional expenses in an amount agreed to by the parties. Under no circumstances will the principals of the PA/E and the principals of his consultants be paid a fee in excess of $125.00 per hour.

  • Trustee’s Compensation The Trustee shall be entitled to the compensation set forth in the letter agreement between the Purchaser and the Trustee dated as of April 17, 2024, as may be amended from time to time.

  • Unemployment Compensation The Contractor shall be solely responsible for the unemployment compensation payments on behalf of their employees and personnel. The Contractor shall not be entitled to unemployment compensation in connection with the Services performed under this Agreement.

  • Regulation D Compensation Each Bank may require the Company to pay, contemporaneously with each payment of interest on the Euro-Dollar Loans, additional interest on the related Euro-Dollar Loan of such Bank at a rate per annum determined by such Bank up to but not exceeding the excess of (i) (A) the applicable London Interbank Offered Rate divided by (B) one minus the Euro-Dollar Reserve Percentage over (ii) the applicable London Interbank Offered Rate. Any Bank wishing to require payment of such additional interest (x) shall so notify the Company and the Administrative Agent, in which case such additional interest on the Euro-Dollar Loans of such Bank shall be payable to such Bank at the place indicated in such notice with respect to each Interest Period commencing at least three Euro-Dollar Business Days after the giving of such notice and (y) shall notify the Company at least five Euro-Dollar Business Days prior to each date on which interest is payable on the Euro-Dollar Loans of the amount then due it under this Section.

  • BROKER COMPENSATION BROKER shall be entitled to a rental commission from all rent monies collected and shall retain any charges deemed "additional rent" or fees in the lease agreement as per outlined in “tiered pricing” Section 16. In the event Owner utilizes services that are not covered under their pricing plan compensation to All County will be as follows: Inspections $99.00 per inspection, Xxxx Pay $5.00 per xxxx, Maintenance Coordination $15.00 per issue, Notice Delivery $25 per notice, Security Claim preparation and mailing $25.00 plus certified postage. Owner can upgrade to next tired pricing plan without penalty, however if going to Peace of Mind they must pay the difference for the insurance premium and be eligible for the program with a Tenant placed by All County that is in good standing. A. COORDINATION FEES:

  • No Compensation Except as provided in this Section 7.4 and elsewhere in this Agreement (including the provisions of Articles V and VI hereof regarding distributions, payments and allocations to which it may be entitled), the General Partner shall not be compensated for its services as general partner of the Partnership.

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