New Account Information Sample Clauses

New Account Information. You have chosen a brokerage firm (“your broker”) who utilizes StoneX Financial Inc. (SFI) to provide their clearing needs. SFI is one of the leading clearing firms in the United States. Our responsibility is to execute and process securities transactions and carry client accounts on a fully disclosed basis for your brokerage firm. Through your broker’s clearing arrangement with us, described in the clearing client agreement, we will strive to provide your brokerage firm and you with the best professional services and products available. We understand that you may have some questions about this clearing arrangement, and how clearing firms work. The following are a few of these commonly asked questions about these issues. Please feel free to contact your broker if you have any additional questions. Welcome to SFI.
Sample 1Sample 2
AutoNDA by SimpleDocs
New Account Information. Obtaining and verifying new account information, and ensuring that such information meets the requirements of Rule 405(1) of the Rules and any other Rules or applicable Standards.
Sample 1Sample 2
New Account Information. You have chosen a brokerage firm (your broker) who utilizes INTL FCStone Financial Inc. (IFCF) to provide their clearing needs. IFCF is one of the leading clearing firms in the United States. Our responsibility is to execute and process securities transactions and carry client accounts on a fully disclosed basis for your brokerage firm. Through your broker’s clearing arrangement with us, described in the clearing client agreement, we will strive to provide your brokerage firm and you with the best professional services and products available. We understand that you may have some questions about this clearing arrangement, and how clearing firms work. The following are a few of these commonly asked questions about these issues. Please feel free to contact your broker if you have any additional questions. Welcome to IFCF.
Sample 1
New Account Information. Clearing Responsibilities (continued) We may also provide other services related to your account. These services include: collection and handling of dividends; interest; distributions; rights; warrants; the crediting of same to your account; and dealing with (including giving notice of) exchanges, tender offers, redemptions, calls, etc. When we hold securities for you in your name, we perform the same service if we are designated to receive payments and notices. Your broker dealer is responsible for adherence to the Securities Laws, regulations and rules which apply to it regarding its own operations and the supervision of its activities, your accounts, its sales representatives and other personnel. our broker dealer is also responsible for approving the opening of new accounts, maintenance of account documents, the acceptance and, in certain instances, execution of securities orders, the assessment of the suitability of those transactions, the rendering of investment advice to its customers and, in general, for the on- going relationship that it has with its customers. Inquiries regarding your account should be directed to your broker dealer. We comply with all applicable securities laws, regulations and rules, particularly those involving capital and safety of customers’ funds and securities received by us. In this regard, our firm is a member of the Securities and Investors Protection Corporation (SIPC). We have no control, agency, supervisory relationship or affiliation with your broker other than as processor for those transactions presented to and accepted by us for processing. In this role, we do not address issues of suitability or soundness of investments presented by your broker for processing. Any monthly statement discrepancies or questions about INTL FCStone Financial Inc.’s obligations should be directed to the Customer Service Department at 0-000-000-0000. This information has addressed the allocation of responsibility for the basic functions performed in handling your securities account. It is not meant as a definitive enumeration of every possible circumstance, but is meant as a general disclosure. If you have any questions regarding these clearing responsibilities, please contact your brokerage firm.
Sample 1
New Account Information. Name of Financial Institution: Name Exactly As It Appears on the Account Routing Number: Account Number: Checking Savings E-mail Address for Remittance Advices Old Account Information (if applicable): Name of Financial Institution: Routing Number: Account Number: Checking Savings
Sample 1

Related to New Account Information

  • Account Information The account balance and transaction history information may be limited to recent account information involving your accounts. Also, the availability of funds for transfer or withdrawal may be limited due to the processing time for any ATM deposit transactions and our Funds Availability Policy.

  • Payment Information 3.1 The Authority shall issue a purchase order to the Contractor prior to commencement of the Service.

  • IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial organizations to obtain, verify, and record information that identifies each person who opens an account. What this means for you: When you open an account, you are required to provide your name, residential address, date of birth, and identification number. We may require other information that will allow us to identify you.

  • Client Information (2) Protected Health Information in any form including without limitation, Electronic Protected Health Information or Unsecured Protected Health Information (herein “PHI”);

  • Parent Information The information relating to Parent and its Subsidiaries to be contained in the Proxy Statement and the S-4, or in any other document filed with any other regulatory agency in connection herewith, will not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements therein, in light of the circumstances in which they are made, not misleading. The Proxy Statement (except for such portions thereof that relate to the Company or any of its Subsidiaries) will comply with the provisions of the Exchange Act and the rules and regulations thereunder. The S-4 will comply with the provisions of the Securities Act and the rules and regulations thereunder.

  • Account Details and Settlement Information Payments to Party A: Citibank, New York ABA No.: 021 000 089 Account No.: 4072-4601 Account Name: Morgan Stanley Capital Services Inc. Payments to Party B: Deutsche Bank ABA No.: 021001033 Account No: 01419663 Acct Name: XXXXX Xxnds Control - Stars West Ref: Morgan Stanley ABS Capital I Inc. Trust 2006-HE5

  • Deposit Updates Unless otherwise provided by the license agreement, Depositor shall update the deposit materials within 60 days of each release of a new version of the product which is subject to the license agreement. Such updates will be added to the existing deposit. All deposit updates shall be listed on a new Exhibit B and the new Exhibit B shall be signed by Depositor. Each Exhibit B will be held and maintained separately within the escrow account. An independent record will be created which will document the activity for each Exhibit B. The processing of all deposit updates shall be in accordance with Sections 1.2 through 1.6 above. All references in this Agreement to the deposit materials shall include the initial deposit materials and any updates.

  • Additional Submissions – Information Access The claimant shall then have the opportunity to submit written comments, documents, records and other information relating to the claim. The Company shall also provide the claimant, upon request and free of charge, reasonable access to, and copies of, all documents, records and other information relevant (as defined in applicable ERISA regulations) to the claimant’s claim for benefits.

  • Current Information (a) During the period from the date of this Agreement to the Closing, each Party hereto shall promptly notify each other Party of any (i) significant change in its ordinary course of business, (ii) proceeding (or communications indicating that the same may be contemplated), or the institution or threat or settlement of proceedings, in each case involving the Parties the outcome of which, if adversely determined, could reasonably be expected to have a material adverse effect on the Party, taken as a whole or (iii) event which such Party reasonably believes could be expected to have a material adverse effect on the ability of any party hereto to consummate the Share Exchange.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!