Officer and Director Information. Since its acquisition in June, 2000, -------------------------------- neither Whitco nor any of its officers or partners, nor any person intended upon consummation of the Security Exchange to be nominated by Whitco to become an officer or director of Wentworth or any successor entity or subsidiary, has been the subject of:
(a) a petition under the Federal bankruptcy laws or any other insolvency or moratorium law or has a receiver, fiscal agent or similar officer been appointed by a court for the business or property of Whitco or such person, or any partnership in which Whitco or any such person was a general partner at or within two years before the time of such filing, or any corporation or business association of which Whitco or any such person was an executive officer at or within two years before the time of such filing;
(b) a conviction in a criminal proceeding or a named subject of a pending criminal proceeding (excluding traffic violations which do not relate to driving while intoxicated or driving under the influence);
(c) any order, judgment or decree, not subsequently reversed, suspended or vacated, of any court of competent jurisdiction, permanently or temporarily enjoining Whitco or any such person from, or otherwise limiting, the following activities:
(i) Acting as a futures commission merchant, introducing broker, commodity trading advisor, commodity pool operator, floor broker, leverage transaction merchant, any other person regulated by the United States Commodity Futures Trading Commission or an associated person of any of the foregoing, or as an investment adviser, underwriter, broker or dealer in securities, or as an affiliated person, director or employee of any investment company, bank, savings and loan association or insurance company, or engaging in or continuing any conduct or practice in connection with such activity;
(ii) Engaging in any type of business practice; or
(iii) Engaging in any activity in connection with the purchase or sale of any security or commodity or in connection with any violation of Federal, state or other securities laws or commodities laws;
(d) any order, judgment or decree, not subsequently reversed, suspended or vacated, of any Federal, state or local authority barring, suspending or otherwise limiting for more than 60 days the right of Whitco or any such person to engage in any activity described in the preceding sub-paragraph, or to be associated with persons engaged in any such activity;
(e) a finding b...
Officer and Director Information. During the past five years, no officer or director of Vyteris Mergerco has been the subject of any Adverse Event.
Officer and Director Information. During the past five (5) years, neither the Company, nor to its Knowledge any of its officers, nor any person intended upon consummation of the Merger to be appointed by the Company to become an officer or director of the Surviving Corporation or WNDS, has been the subject of any of the events described in subsections (f)(1) to and including (f)(6) of Item 401 of Regulation S-K, promulgated by the SEC under the Securities Act.
Officer and Director Information. During the past ten year period, no officer or director of EMLR Acquisition has been the subject of any Adverse Event.
Officer and Director Information. The information about the MMAX officers and directors set forth in the MMAX SEC Reports complied in all material respects with the requirements of the Securities Act and the Exchange Act and the rules and regulations of the SEC promulgated thereunder.
Officer and Director Information. During the past five (5) years, neither Kush, nor any of its respective officers or directors, has been the subject of:
(a) a bankruptcy petition filed by or against any business of which Kush or such other person was a general partner or executive officer either at the time of the bankruptcy or within two years prior to that time;
(b) a conviction in a criminal proceeding or a pending criminal proceeding (excluding traffic violations and other minor offenses);
(c) any order, judgment, or decree, not subsequently reversed, suspended or vacated, of any court of competent jurisdiction, permanently or temporarily enjoining, barring, suspending or otherwise limiting Kush or any such other person from involvement in any type of business, securities or banking activities; or
(d) a finding by a court of competent jurisdiction (in a civil action), the SEC, or the Commodity Futures Trading Commission to have violated a federal or state securities or commodities law, and the judgment has not been reversed, suspended, or vacated.
Officer and Director Information. During the past five (5) years, neither Wild Earth, nor any of its respective officers or directors, has been the subject of:
(a) a bankruptcy petition filed by or against any business of which Wild Earth or such other person was a general partner or executive officer either at the time of the bankruptcy or within two years prior to that time;
(b) a conviction in a criminal proceeding or a pending criminal proceeding (excluding traffic violations and other minor offenses);
(c) any order, judgment, or decree, not subsequently reversed, suspended or vacated, of any court of competent jurisdiction, permanently or temporarily enjoining, barring, suspending or otherwise limiting Wild Earth or any such other person from involvement in any type of business, securities or banking activities; or
(d) a finding by a court of competent jurisdiction (in a civil action), the SEC, or the Commodity Futures Trading Commission to have violated a federal or state securities or commodities law, and the judgment has not been reversed, suspended, or vacated.
Officer and Director Information. The information about the DSKX officers and directors set forth in the DSKX SEC Reports complied in all material respects with the requirements of the Securities Act and the Exchange Act and the rules and regulations of the SEC promulgated thereunder.
Officer and Director Information. During the past five year period, no officer or director of Linsang Mergerco has been the subject of any Bad Event.
Officer and Director Information. During the past five year period neither TURFCLUB, nor any of its officers or directors, nor any person intended upon consummation of the Merger to be nominated by TURFCLUB to become an officer or director of either TURFCLUB, GLOBAL or IMSCO or any successor entity or subsidiary, has been the subject of any Bad Events.
