Orders and Instructions. 2.1 The Client hereby authorizes Galaxy International Futures to sell and/or purchase Futures Contracts and/ or options contracts traded on the Futures Exchange and/or the Exchange for and on behalf of the Client pursuant to his Instructions given in accordance with clause 2.2 of this Part E.
2.2 The Client may give Instructions to effect Transactions or for transfer or withdrawal of funds in the Futures Account orally, in writing (including but not limited to telex, fax or electronic mail) or through any Electronic Means as approved by Galaxy International Futures from time to time and must quote the Futures Account’s name, number or other forms of identification as Galaxy International Futures may designate. The Client’s Instructions shall be irrevocable unless Galaxy International Futures expressly agrees otherwise and shall only be effective upon actual receipt by Galaxy International Futures. Unless otherwise disclosed herein or to the Client in writing, Galaxy International Futures is acting solely as broker to any Transactions made with Galaxy International Futures by the Client and does not trade on its own discount. Save as aforesaid, Galaxy International Futures shall have the right (at the absolute discretion of Galaxy International Futures, and without assigning any reason thereof) to refuse to act for the Client in any particular Transaction and shall not in any circumstances whatsoever be liable in any way for any loss of profit or gain, damage, liability, cost or expense suffered or incurred by the Client arising out of or in connection with Galaxy International Futures declining to act on such Instruction.
2.3 The Client also agrees not to exceed the position limits set by any Regulators as well as limits established by the Futures Exchange, other Exchanges and boards of trade for the Client’s Account, acting alone or in concert with others, and to promptly advise Galaxy International Futures if the Client is required to file reports of the Client’s positions with the Securities and Futures Commission, the Futures Exchange, the Clearing House or other similar regulatory authority.
2.4 The Client acknowledges the right of Galaxy International Futures to limit the number of open positions the Client may maintain or acquire through Galaxy International Futures at any time.
2.5 The Client acknowledges that Galaxy International Futures is bound by Rules 630 and 632 of the Futures Exchange which permits the Chief Executive of the Futures Exchange...
Orders and Instructions. 4.1 You agree that:
a. if you wish to place any Order or provide any instructions in respect of your Trading Account, you must do so with the Intermediary (such communications to be given in the form and manner agreed with the Intermediary from time to time), and you authorise the Intermediary, as your agent (and not as the agent of Openmarkets), to communicate your Order and other instructions or information to Openmarkets;
b. any Order is subject to terms agreed between Openmarkets and the Intermediary in relation to the execution and processing of Orders;
c. Openmarkets may provide communications to you through the Intermediary and not directly to you.
4.2 You represent and warrant to Openmarkets that you have authorised the Intermediary to communicate and provide instructions to Openmarkets on your Trading Account on your behalf and have access to all and any information relating to the Trading Account or services provided by Openmarkets. Openmarkets will not act on any Orders or other instructions or information communicated directly to it by you (and not the Intermediary). You may only terminate the Intermediary’s authority to act on your behalf by terminating this agreement.
4.3 As a Participant of one or more Securities Exchange, subject to your instructions, Openmarkets is required to handle and execute Orders in accordance with the Competition Market Integrity Rules. A copy of the Openmarkets Best Execution Policy as at the date of these Terms and Conditions is set out in Schedule 4. Openmarkets may from time to time amend its Best Execution Policy and make such amendments available on its website or through the Intermediary, or otherwise notify you of the amended Best Execution Policy.
4.4 Openmarkets may at any time, in its absolute discretion, refuse to accept any Order from, or execute Orders for you. For example, Openmarkets may refuse to accept your Order if it would require Openmarkets to act otherwise than in accordance with its Best Execution Policy.
4.5 Subject to any instructions from you, Openmarkets will generally execute Orders in the sequence in which they are received. However, you acknowledge and agree that:
a. your Order may be automatically crossed against other orders before reaching the Market;
b. Openmarkets may not be aware of principal orders that are being (or may be) executed, and that direct market access arrangements and program trading may make it impossible to prevent principal orders from being executed at the same ...
Orders and Instructions. 2.1 The Client hereby authorizes Evergrande Futures (Hong Kong) to sell and or purchase futures/options contracts for and on behalf of the Client pursuant to its Instructions.
2.2 The Client may give Instructions to effect transactions or other transfer or withdrawal of funds in the futures account orally, in writing or through any electronic means as agreed by Evergrande Futures (Hong Kong) from time to time. The Client’s Instructions shall be irrevocable unless Evergrande Futures (Hong Kong) expressly agrees otherwise and shall be effective upon actual receipt by Evergrande Futures (Hong Kong).
Orders and Instructions. 8.1 You may provide us with Instructions and Orders in the form and using the channel determined by us from time to time. If you submit an Order by means of other than the Trading Platform, and we are required to manually verify the basis of the relevant Order prior to processing, this may likely result in an extended processing time. Placement of Orders by telephone may (to the extent permitted by law) be subject to higher commissions than placement of Orders via the Trading Platform. Once you have opened an Account, you may instruct us to buy or sell Securities on your behalf. We will then arrange to execute your instructions. Amendments and cancellation of orders allowed via telephone.
8.2 Any Instructions:
8.2.1 Must be given to us through the Trading Platform;
8.2.2 are subject to the Rules and this Agreement;
8.3 You authorise us to act on any Instructions we genuinely believe are given by you in accordance with this Agreement;
8.4 We are entitled to assume that any Instructions given via the Trading Platform using your account details are from you. You are bound by any such Instructions.
8.5 As part of executing your Instructions, you will be charged brokerage by us at the rates we set, and any other applicable Fees and Charges in each case as specified on the Website. These Fees and Charges may change from time to time.
8.6 We do not guarantee that your Instructions will be executed:
8.6.1 in full or in part;
8.6.2 by a certain time; or
8.6.3 at a particular price.
8.7 Collectively, though not exhaustively, the information referred to in clause 8 or any portion thereof, constitutes the “Instructions”.
8.8 Subject to clause 8.2, Instructions may be given by you at any time via the Trading Platform. Instructions sent by you by email, text message or any instant messaging feature we offer to you as part of the Trading Platform or our trading service, will not be accepted by us and will not be effective for the purposes of the Agreement.
8.9 We may, in our sole discretion, accept Instructions by telephone. You may only give an Instruction by telephone with one of our authorised employees during our normal hours of trading. Our normal hours of trading are specified on our Website.
8.10 You authorise us to act on any Instructions received by us via the Trading Platform or via the telephone in accordance with clause 8.4 above using your Account Security Information. You indemnify us for any error made by you or an Authorised Person in providing us with In...
Orders and Instructions. (a) If at any time the Custodian shall receive any order or other instruction from the Lender, including without limitation directing the disposition of funds held in any Account, the Custodian shall comply with such order or instruction without further consent by the Grantor or any other person.
(b) If the Lender instructs the Custodian that it is exercising exclusive control over any Account, the Custodian shall cease complying with the Grantor’s orders and other instructions with respect thereto.
(c) Without limitation on the foregoing, the Custodian agrees to comply with any stop payment orders given by the Lender with respect to items presented for payment by the Grantor.
Orders and Instructions. 19.1. Execution of Orders and/or Instructions
(i) Unless a power of attorney is duly executed and delivered to FFA in accordance with clause 19.4 hereunder, the Client Shall have the sole power to issue orders and/or instructions in connection with the Accounts. Orders and/or instructions to operate the Accounts and/or to complete Transactions on Business days shall be given to FFA in writing, by telephone, fax and/or any other form of electronic communication acceptable to FFA and only within FFA’s working hours as communicated to the Client. Instructions sent and / or received outside such working hours will be considered received the next Business Day. The Client understands and agrees that FFA may require written instructions or settlement confirmation from time to time. The Client further understands and agrees that FFA may act as principal or as agent to the effect of completing certain Transactions.
(ii) Reports of settlement sent by FFA to the Client shall be deemed binding and a final proof of execution by FFA of the order and/or instruction. In the event FFA discovers that an error has occurred in reporting the settlement sent to the Client, FFA shall promptly notify the Client of such error with no liability whatsoever on FFA’s part.
(iii) For the protection of both FFA and the Client, and as a tool to correct misinterpretation, the Client agrees and recognizes that FFA is authorized at its sole discretion to monitor and/or to record any or all telephone conversations between FFA and the Client. The Client also acknowledges that FFA shall be entitled to make use of such monitoring or recordings as legal evidence before courts and other bodies if and when deemed appropriate by FFA.
(iv) FFA will not be liable for delays or errors in the transmission or execution of instructions or for any loss incurred due to the misuse of the Net Exchange Trading Software or any other electronic mean by the Client or any third party, or the breakdown or the failure of such available transmission or communication facilities, or any other cause that is not directly due to FFA willful misconduct or gross negligence.
(v) In the event the Client places an order or instructions which entails buying a given financial security denominated in a currency other than that which is available in the Client’s Accounts, the Client understands and agrees that it will bear any costs or loss incurred due to the foreign exchange price fluctuation in addition to the applicable commi...
Orders and Instructions. 4.1 All Instructions shall be given by the Customer (or its Authorized Person) orally either in person or by telephone, or in writing, delivered by hand, by post or in such other form as from time to time accepted by the Company and only be valid and effective if actually received by the Company within business hours on a Business Day.
4.2 The Customer acknowledges and agrees that any Instructions given or purported to be given by any means to the Company by the Customer or by any Authorized Person and which are acted on or relied on by the Company shall at all times be irrevocable and bind the Customer, whether or not such Instructions are in fact given or authorized by the Customer. Under no circumstance shall the Company have any duty to enquire or verify the identity or authority of the person giving Instruction by any accepted means.
4.3 The Customer acknowledges that once an Instruction has been made it may not be possible to cancel or change the Instruction.
4.4 The Company may at its absolute discretion and without assigning any reason, refuse to carry out any FX Transactions on behalf of, or enter into any FX Contract with the Customer
4.5 In the event that the date on which the foreign exchange agreed to be purchased or sold pursuant to a FX Contract is deferred, the FX Contract will be subject to a computation of the interest rate differentials which are charged or paid by the Company on a daily basis of being long or short, once currency against another until the FX is delivered or the value date of the closing out of the FX Contract
(a) The Customer shall notify the Company of his intention to take delivery of foreign exchange pursuant to any FX Contract at least two business days before the day of delivery of the foreign exchange concerned.
(b) For purpose of clause 4.6(a), “Business Day” shall means a day which is not a banking holiday in the country of the corresponding foreign exchange and which the Company is open for FX Transaction.
Orders and Instructions. If the Client places an Order with the Intermediary, the Intermediary, as the Client's agent (and not as the agent of Openmarkets), will communicate the Client's Order to Openmarkets and other instructions or information to Openmarkets as appropriate. In placing an Order the Client is acting as principal or as an Intermediary on another’s behalf (and if acting as an Intermediary the Client is specifically authorised to transact the ASX Derivatives Products by terms of a licence held by the Client, a trust deed or an agency contract).
Orders and Instructions. 3.1 All client orders and trading instructions given to us by you or on your behalf ("Instructions") are at your own risk and must be given in English, orally or in writing or electronically or by any other means agreed with us in advance. Further, we may, at our absolute discretion, notify you from time to time of any testing or other security procedures which we may require to be followed in connection with the giving of such Instructions. We shall be entitled to rely and act on and treat as binding any Instructions which we reasonably believe to be given by or from you or your agent on your behalf and which we have accepted in good faith without further enquiry on our part as to the genuineness, authority or identity of the person giving or purporting to give such Instructions. Orders received electronically are not deemed to have been accepted for execution until we execute them on your behalf. Our sending to you of an acknowledgement of receipt is not an agreement on our part to execute your order. We accept no responsibility or liability for transmission errors or failures that occur outside our own systems.
3.2 We may (in our absolute discretion) refuse to accept or act on your Instructions if:
(a) we are in doubt as to the authenticity of those Instructions;
(b) in our opinion, in acting on them we (or you, as appropriate) would or may be in breach of any law, market practice, or the rules and regulations of any relevant regulatory body or organisation to which a Panmure Group member belongs or is subject, in respect of the investment activities covered by this Agreement, or to do so would be unreasonable in the circumstances; or
(c) there are insufficient funds in any relevant account. The Settlement Agent may, in its absolute discretion, refuse to accept any order or other Instruction for your account(s). The Settlement Agent will advise us of its decision and the reason for its decision unless the Settlement Agent is precluded from doing so owing to any legal or regulatory constraints. If we or the Settlement Agent decline or cannot complete an Instruction we will take reasonable steps to notify you promptly of the reason for such refusal unless we are precluded from doing so owing to any legal or regulatory constraints. We can only cancel your Instructions if we have not yet acted on those Instructions. Such Instructions may only be withdrawn or amended by you with our consent.
3.3 If you place Instructions with us, we may, at our absolute disc...
Orders and Instructions. 5.1 The Client will place all orders through the Trading Platforms, or, subject to the Company’s consent, over the email, chat or telephone, at the Client’s sole responsibility, risk and expense.
5.2 All transactions shall be subject to and carried out in accordance with the then applicable offering in terms of (but not limited to) Trading Instruments, leverage, order size, prices and rates (all together the “Trading Conditions”) and other parameters set out in the Website and/or the Trading Platforms, and the Company’s prevailing practice as applicable at such time. All the Trading Conditions, including, without limitation, market hours, minimum quantities (where applicable) and expiry dates, are available to the Client at the Trading Platform. All Trading Conditions may be amended by the Company from time to time at its sole discretion and prior notification shall be practiced where the Company can afford it in the light of its risk management and liquidity constraints.
5.3 The Client will be solely liable for any loss, damage, costs or expenses arising out of or in connection with the Transactions, the use of the Trading Platforms and the use of the Website.
5.4 The Client acknowledges and agrees that all Transactions will be carried out on a non-delivery basis only and that it will not be entitled to the physical delivery of any Trading Instrument when closing an open position.
5.5 The Company will accept all orders on an industry practice reasonable-effort basis only. The Company will have no liability for failure to execute orders and makes no representations, warranties or guarantees of a Transaction’s priority over other Transactions whether or not involves its other counterparties. The Company will have the right, but not the obligation, to reject any order before or after confirmation or to cancel or reverse or amend any Transaction where the execution of such Transaction violates any applicable law, is associated with unfair trading practices (as elaborated below) or is otherwise suspected to exploit the Services not as per the terms of this Agreement.
5.6 Without prejudice to any other provisions herein, the Client acknowledges that the Company shall have the right, at its sole discretion, at any time and without providing a notice and/or referenced explanation to: refuse, adjust, reverse, suspend, freeze, or close any and all Transactions, quotes and positions, including without limitation in the event of irregular market conditions or when th...
