Trading Instructions. Pursuant to the terms and subject to the conditions contained in the Equity Distribution Agreement, the undersigned hereby requests, as a duly appointed Authorized Representative of the Issuer, that the Agent sell Placement Shares, as agent of the Issuer, in accordance with the following trading instructions (if any of the following trading instructions are not applicable, specify “N/A”): Maximum number of Placement Shares to be sold (A) Total number of Common Shares outstanding on the date of this Placement Notice (B) Maximum number of Placement Shares to be sold expressed as a percentage of the total number of Common Shares outstanding on the date of this Placement Notice (A ÷ B × 100) Minimum market price per Placement Share to be sold Maximum number of Placement Shares that may be sold on any one Trading Day First permitted Trading Day of trading Last permitted Trading Day of trading Specific dates on which Placement Shares may not be sold: Other trading instructions: Other Terms Applicable to this Placement Notice Upon receiving this Placement Notice, an Authorized Representative of the Agent will acknowledge receipt hereof by notifying the Designated Representatives of the Issuer via electronic mail. For all purposes hereof, the Agent will be deemed not to have received this Placement Notice unless receipt hereof shall have been so acknowledged by an Authorized Representative of the Agent. This Placement Notice is effective upon receipt by the Agent until the earlier of: (i) the Agent advising the Issuer, by electronic mail addressed and sent to the Designated Representatives of the Issuer, that it declines to accept the terms of sale set forth in this Placement Notice; (ii) the entire amount of the Placement Shares specified herein having been sold and all such sales having settled in accordance with the terms and conditions of the Equity Distribution Agreement;
Trading Instructions. (a) Broker is authorized to begin purchasing Shares as agent for Sponsor as set forth herein pursuant to this Purchase Plan on the later of (i) the day after the Company files an initial preliminary proxy statement (the “Preliminary Proxy Statement”) with the Securities and Exchange Commission relating to a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination (the “Business Combination”), with one or more operating businesses (the “Target”) and (ii) 60 calendar days after termination of the “restricted period” in connection with the Company’s initial public offering under Regulation M (the “Commencement Date”). Broker shall cease purchasing Shares on the Termination Date (as defined below). The period beginning on the Commencement Date and ending on the Termination Date is referred to herein as the “Plan Period”. For the avoidance of doubt, Broker shall not begin purchasing Shares as agent pursuant to this Purchase Plan, until it receives written notification from the Company and Sponsor of the Commencement Date in accordance with Section 5(a) herein. Such notice shall be given to Broker in writing by facsimile at (000) 000-0000 and (000) 000-0000, Attention: Xxxx Xxxxxxxxxx, and confirmed by telephone at (000) 000-0000.
Trading Instructions. (a) Broker is authorized to begin purchasing Shares as agent for Founding Stockholder or HCMLP as set forth herein pursuant to this Purchase Plan on the later of (i) the day after the Company files an initial preliminary proxy statement (the “Preliminary Proxy Statement”) with the Securities and Exchange Commission relating to a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination (the “Business Combination”), with one or more operating businesses (the “Target”) and (ii) 60 calendar days after termination of the “restricted period” in connection with the Company’s initial public offering under Regulation M (the “Commencement Date”). Broker shall cease purchasing Shares on the Termination Date (as defined below). The period beginning on the Commencement Date and ending on the Termination Date is referred to herein as the “Plan Period”. For the avoidance of doubt, Broker shall not begin purchasing Shares as agent pursuant to this Purchase Plan, until it receives written notification from the Company and Founding Stockholder of the Commencement Date in accordance with Section 5(a) herein. Such notice shall be given to Broker in writing by facsimile at [· ], Attention: [· ], and confirmed by telephone at [· ].
Trading Instructions. (a) Broker is authorized to begin purchasing Shares as agent for the Company pursuant to this Purchase Plan beginning on , 2011 [61 calendar days after termination of the “restricted period” in connection with the Company’s initial public offering under Regulation M] (the “Commencement Date”). Broker shall cease purchasing Shares on the Termination Date (as defined below). The period beginning on the Commencement Date and ending on the Termination Date is referred to herein as the “Plan Period”. All notices hereunder shall be given to Broker in writing by facsimile at and , Attention: , and confirmed by telephone at .
Trading Instructions. (a) Broker is authorized to begin purchasing up to 5,000,000 Warrants (and up to an additional 375,000 Warrants in the event and to the extent that Broadband Capital Management LLC, representative of the underwriters of the Company’s IPO (the “Underwriter”) exercises its over-allotment option) as agent for Purchaser as set forth herein pursuant to this Purchase Plan on the later of (i) the date separate trading of the Warrants commences (“Separation Date”) and (ii) 60 calendar days after termination of the “restricted period” in connection with the Company’s IPO under Regulation M under the Securities Exchange Act of 1934, as amended (the “Commencement Date”). Broker shall cease purchasing Warrants on the Termination Date (as defined below). The period beginning on the Commencement Date and ending on the Termination Date is referred to herein as the “Plan Period”.
Trading Instructions. (a) Subject to Sections 2(b) and 2(c), Broker is authorized to begin purchasing Shares as agent for Affiliated Purchaser pursuant to this Plan on the date hereof (the “Commencement Date”) after the execution of this Agreement by both parties and shall cease purchasing Shares on the Termination Date (as defined below). The period beginning on the Commencement Date and ending on the Termination Date is referred to herein as the “Plan Period.”
Trading Instructions. Seller hereby authorizes and directs Broker to effect one or more sales (each, a “Sale”) of up to 1,750,000 Shares on September 1, 2009 and, thereafter, 250,000 Shares on the first day (or as soon thereafter as such Sales can be accomplished in accordance with the terms and provisions of this Trading Plan) of each succeeding calendar month in which the Common Stock is quoted on the OTC Bulletin Board Market (“OTC BB”) at a price of not less than $0.05 per Share (before brokerage commissions or other transaction fees and costs). The total number of Shares that Broker is authorized and directed to sell in any calendar month is limited to 1,750,000 Shares with respect to September 2009 and 250,000 Shares with respect to all other calendar months. Notwithstanding the immediately preceding sentence, in the event that any of the Shares that are authorized and directed to be sold in a calendar month under this Trading Plan are not sold in such calendar month, the subject remaining Shares are authorized and directed to be sold in the next succeeding calendar months until all of such Shares are sold; provided, however, that no Shares may be sold pursuant to this Trading Plan following the Termination Date (as such capitalized term is defined in section 2 of this Trading Plan).
Trading Instructions. (a) Broker is authorized to begin purchasing Shares as sole agent for the Purchaser pursuant to this Purchase Plan on the date hereof (the “Commencement Date”). Broker shall cease purchasing Shares on the Termination Date (as defined below). The period beginning on the Commencement Date and ending on the Termination Date is referred to herein as the “Plan Period”.
Trading Instructions. Promptly after each purchase or sale of Securities by the Client, an Authorized Person shall deliver, or cause to be delivered, to the Custodian Authorized Instructions specifying all information necessary for the Custodian to settle such purchases or sales. For the purpose of settling purchases of Securities, the Client shall provide the Custodian with sufficient immediately available funds for all such transactions by such time and date as conditions in the relevant market dictate.
Trading Instructions. Pursuant to the terms and subject to the conditions contained in the Equity Distribution Agreement, the undersigned hereby requests, as a duly appointed Authorized Representative of the Company, that the Agents sell Placement Shares, as agents of the Company, in accordance with the trading instructions set out in Appendix "A" hereto. Yours very truly, HIGH TIDE INC. By: Name: Title: Acknowledged this ____ day of _______________, 20____ by the Agents. ATB CAPITAL MARKETS INC. By: Name: Title: ATB CAPITAL MARKETS USA INC. By: Name: Title: APPENDIX "A" TRADING INSTRUCTIONS Number of Placement Shares to be sold ⬤ Total number of Common Shares outstanding on the date of this Placement Notice ⬤ Maximum number of Placement Shares to be sold expressed as a percentage of the total number of Common Shares outstanding on the date of this Placement Notice (A ÷ B x 100) ⬤% Minimum price per Placement Share to be sold [CDN / US]$⬤ Maximum number of Placement Shares that may be sold on any one Trading Day ⬤ First permitted Trading Day of trading ⬤ Last permitted Trading Day of trading ⬤ Placement Fee [CDN / US]$⬤ Other trading instructions: ⬤ SCHEDULE 2 The Authorized Representatives of the Company are as follows: Xxx Xxxxxx Chief Executive Officer xxx@xxxxxxxxxxx.xxx Office: 0.000.000.0000 Ext. 111 Cell: 000.000.0000 Xxxxxx Xxxxxx Chief Financial Officer xxxxxxx@xxxxxxxxxxx.xxx Office: 000-000-0000 Cell: 000-000-0000 The Authorized Representatives of the Agents are as follows: Xxxxx Xxxxxxxxx Managing Director xxxxxxxxxx@xxx.xxx (000) 000 0000 Xxx Xxxxx Managing Director xxxxxx0@xxx.xxx (000) 000 0000 Xxxxxx Xxxxxx Managing Director xxxxxxx@xxx.xxx (000) 000 0000 Xxxxx Xxxxxx Managing Director xxxxxxx@xxx.xxx (000) 000 0000 Xxxx Xxxxxxx Managing Director xxxxxxxx@xxx.xxx (000) 000 0000 SCHEDULE 3 OFFICER'S CERTIFICATE I, [name of executive officer], the [title of executive officer] of High Tide Inc. (the "Company"), a company incorporated under the Business Corporations Act (Alberta), do hereby certify in such capacity and not in my personal capacity, on behalf of the Company pursuant to Section 7(m) of the equity distribution agreement between the Company, ATB Capital Markets Inc., and ATB Capital Markets USA Inc. dated August 31, 2023 (the "Equity Distribution Agreement"), and without personal liability, that, to the best of my knowledge:
