Understanding Roles and Responsibilities Sample Clauses

Understanding Roles and Responsibilities. You are responsible for making your own investment decisions in consultation with your Advisor. CAM Advisors are responsible for the advice they provide and for ensuring it is suitable based on your investment needs and objectives, but Advisors may not exercise discretion with respect to your Account. Your role - It is important for you to actively participate in our relationship. You understand and agree that you will:
Sample 1Sample 2Sample 3
AutoNDA by SimpleDocs
Understanding Roles and Responsibilities. Your role – It is important for you to actively participate in our relationship. You understand and agree that you will:
Sample 1Sample 2
Understanding Roles and Responsibilities. Your role – It is important for you to actively participate in our relationship. You understand and agree that you will: ▪ Keep your Portfolio Manager up to date. You will provide full and accurate information to your Portfolio Manager regarding your personal and financial circumstances, and promptly advise your Portfolio Manager of any change to information that could reasonably result in a change to the types of investments appropriate for you, such as a change to your income, investment objectives, risk tolerance, time horizon or net worth. ▪ Remain informed. You will take steps to understand the potential risks and returns on investments. You will carefully review sales literature provided by your Portfolio Manager and, where appropriate, consult professionals, such as a lawyer or an accountant, for legal or tax advice. Before you invest, you will understand how the investment works, including fees. You will not invest in anything you do not fully understand. ▪ Stay on top of your investments. You will promptly review the documentation and other information provided to you regarding your Account, the transactions conducted on your behalf and the holdings in your Account. ▪ Ask questions. You will ask questions and request information from your Portfolio Manager to address any questions you may have about your Account, transactions or holdings, or your relationship with us or your Portfolio Manager. Your Portfolio Manager’s role - You understand that your Portfolio Manager will: ▪ Be fair and honest. Your Portfolio Manager will treat you in a manner characterized by principles of fair dealing and high standards of honesty and integrity. ▪ Make suitable investment recommendations. Your Portfolio Manager will know and understand the characteristics and risks associated with any investment product they recommend to you and will have reasonable grounds for believing that any investment that they specifically recommend to you is suitable given the personal and financial circumstances you disclosed. Your Portfolio Manager should understand, and be able to clearly explain to you, the reasons that a specific security is appropriate and suitable for you. ▪ Answer your questions. Your Portfolio Manager will promptly respond to any questions or concerns you may have regarding your Account. Our role - You understand that Credential Securities will: ▪ Be fair and honest. We will treat you in a manner characterized by principles of fair dealing and high standards of ...
Sample 1
Understanding Roles and Responsibilities. My Role: I understand that it is important for me to actively participate in our relationship. In particular, I will: ▪ Keep you fully and accurately informed of my personal and financial circumstances and will promptly advise you of any change to information that could reasonably result in a change to the types of investments appropriate for me, such as a change to my income, investment objectives, risk tolerance, time horizon and net worth. ▪ Promptly review the documentation and other information provided to me regarding my account(s), transactions conducted on my behalf and the holdings in my account(s). ▪ Ask questions of and request information from you to address any questions I may have about my account(s), transactions conducted on my behalf or the holdings in my account(s), or my relationship with you. Your role: I understand that you will: ▪ Treat me in a manner characterized by principles of fair dealing and high standards of honesty and integrity. ▪ Have reasonable grounds for believing that any investment that you specifically recommend to me is suitable given my investment objectives, risk tolerance and other personal and financial circumstances I have disclosed to you. ▪ Promptly respond to any questions or concerns I may have regarding my account(s).
Sample 1
Understanding Roles and Responsibilities. You are responsible for making your own investment decisions in consultation with your Advisor. Aviso Wealth Advisors are responsible for the advice they provide and for ensuring it is suitable based on your investment needs and objectives, but Advisors may not exercise discretion with respect to your Account. Your role - It is important for you to actively participate in our relationship. You understand and agree that you will:
Sample 1

Related to Understanding Roles and Responsibilities

  • Roles and Responsibilities 1. The Donor States shall make funds available in support of eligible programmes proposed by the Beneficiary State and agreed on by the Financial Mechanism Committee within the priority sectors listed in Article 3.1 of Protocol 38c and the programme areas listed in the Annex to Protocol 38c. The Donor States and the Beneficiary State shall cooperate on the preparation of concept notes defining the scope and planned results for each programme.

  • Representations and Responsibilities You represent and warrant to us that any information you have given or will give us with respect to this agreement is complete and accurate. Further, you agree that any directions you give us or action you take will be proper under this agreement, and that we are entitled to rely upon any such information or directions. If we fail to receive directions from you regarding any transaction, if we receive ambiguous directions regarding any transaction, or if we, in good faith, believe that any transaction requested is in dispute, we reserve the right to take no action until further clarification acceptable to us is received from you or the appropriate government or judicial authority. We will not be responsible for losses of any kind that may result from your directions to us or your actions or failures to act, and you agree to reimburse us for any loss we may incur as a result of such directions, actions, or failures to act. We will not be responsible for any penalties, taxes, judgments, or expenses you incur in connection with your IRA. We have no duty to determine whether your contributions or distributions comply with the Code, regulations, rulings, or this agreement. We may permit you to appoint, through written notice acceptable to us, an authorized agent to act on your behalf with respect to this agreement (e.g., attorney-in-fact, executor, administrator, investment manager), but we have no duty to determine the validity of such appointment or any instrument appointing such authorized agent. We will not be responsible for losses of any kind that may result from directions, actions, or failures to act by your authorized agent, and you agree to reimburse us for any loss we may incur as a result of such directions, actions, or failures to act by your authorized agent. You will have 60 days after you receive any documents, statements, or other information from us to notify us in writing of any errors or inaccuracies reflected in these documents, statements, or other information. If you do not notify us within 60 days, the documents, statements, or other information will be deemed correct and accurate, and we will have no further liability or obligation for such documents, statements, other information, or the transactions described therein. By performing services under this agreement we are acting as your agent. You acknowledge and agree that nothing in this agreement will be construed as conferring fiduciary status upon us. We will not be required to perform any additional services unless specifically agreed to under the terms and conditions of this agreement, or as required under the Code and the regulations promulgated thereunder with respect to IRAs. You agree to indemnify and hold us harmless for any and all claims, actions, proceedings, damages, judgments, liabilities, costs, and expenses, including attorney’s fees arising from or in connection with this agreement. To the extent written instructions or notices are required under this agreement, we may accept or provide such information in any other form permitted by the Code or applicable regulations including, but not limited to, electronic communication.

  • SERVICES AND RESPONSIBILITIES 2.1 Contractor hereby agrees to perform the services described and for the fee set forth in the Scope of Work. The Contractor shall be solely responsible for the satisfactory and complete execution of the Scope Work. The Contractor shall provide and pay for all labor, materials, equipment, tools, construction equipment and machinery, water, utilities, transportation and other facilities and services necessary for the proper execution and completion of the Scope of Work. The Scope of Work shall generally be performed at the direction of the NMCRA and completed and completed within that certain number of days from the issuance of a Work Order by the NMCRA to the Contractor (the “Term”). Time is of the essence in the performance of all obligations within the Term. Final Completion of the Scope of Work shall be completed prior to the expiration of the Term and the failure of the Contractor to do so shall be a material default under this Agreement. “

  • Rights and Responsibilities This Agreement is our standard service agreement. Under this Agreement, we agree to provide and xxxx for Service, and you agree to use and pay for Service, as provided herein and in our other applicable Terms of Service. Our rights and responsibilities, and your rights and responsibilities, are as set forth in this Agreement and our other applicable Terms of Service.

  • Roles and Responsibilities of the Parties The AEDC and the URA each agree to assume and undertake their respective roles and responsibilities relating to the Project as set forth below:

  • RESTRICTIONS AND RESPONSIBILITIES 2.1 Customer will not, directly or indirectly: reverse engineer, decompile, disassemble or otherwise attempt to discover the source code, object code or underlying structure, ideas, know-how or algorithms relevant to the Services or any software, documentation or data related to the Services (“Software”); modify, translate, or create derivative works based on the Services or any Software (except to the extent expressly permitted by Company or authorized within the Services); use the Services or any Software for timesharing or service bureau purposes or otherwise for the benefit of a third; or remove any proprietary notices or labels.

  • ROLES AND RESPONSIBILITIES OF EACH PARTY Role of the Commonwealth

  • TEACHER RIGHTS AND RESPONSIBILITIES A. Teachers shall have freedom in the implementation of the adopted curriculum, including the right to select materials and engage in classroom discussions as they relate to the subject matter being taught and the level of the student. The administrator has the right and obligation to question, consult, and direct whenever necessary.

  • Obligations and Responsibilities 3.1 General obligations and role of the beneficiaries (including the coordinator). The beneficiaries:

  • Union Rights and Responsibilities 5:01 The Union shall notify the Employer in writing of the appointment of Shop Stewards, who shall be qualified tradesmen, and preference shall be given to appointing only those Employees of long term standing.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!