Eligible Complainant definition

Eligible Complainant means a client who is eligible to complain to the Financial Ombudsman Service who has first exhausted our complaints procedure and has received a Final Response letter or Summary Resolution from us confirming our complaints procedure has been concluded

Eligible Complainant means a current student of the LEA or public charter school in which the allegation(s) arose, a parent of a current student of the LEA or public charter school in which the allegation(s) arose, or a current employee of the LEA or public charter school in which the allegation(s) arose.

Eligible Complainant means, under the Rules:

Examples of Eligible Complainant in a sentence

• If a Unitholder is not satisfied with the way the ACS Manager handles a complaint, a Unitholder who is an "Eligible Complainant" for the purposes of the FCA "Dispute Resolution: Complaints" rules may refer their complaint to the FOS at Exchange Tower, E14 9SR (further contact details available at www.financial- ombudsman.org.uk).

• If a Shareholder is not satisfied with the way the ACD handles a complaint, a Shareholder who is an "Eligible Complainant" for the purposes of the FCA "Dispute Resolution: Complaints" rules may refer their complaint to the FOS at Exchange Tower, E14 9SR (further contact details available at www.financial-ombudsman.org.uk).

• If you are dissatisfied with our response and you are an Eligible Complainant, you have the right to refer your complaint to the independent Financial Ombudsman Service (FOS) free of charge.

• The regulation therefore allows that for an individual, business, charity or trustee who was a professional customer of Zenfinex at the time of the act or omission and in respect of the activity which is the subject of the complaint, Zenfinex need not classify them as an Eligible Complainant.

• If the Complaint has been submitted by a person other than an Eligible Complainant, it will instead be treated as a Report.

More Definitions of Eligible Complainant

Eligible Complainant means any person who is eligible to refer a dispute to the Financial Ombudsman Scheme in accordance with the terms of the Financial Ombudsman Scheme;

Eligible Complainant means a client who is eligible to complain to the Office of the Arbiter for Financial Services who has first exhausted our complaints procedure and has received a Final Response letter or Summary Resolution from us confirming our complaints procedure has been concluded

Eligible Complainant means a complainant who is participating in an HCPS education program or activity at the time of the filing of a formal complaint.

Eligible Complainant means a consumer, a micro-enterprise, a charity or a trustee of a trust with a net asset value of less than £1 million at the time the complaint is made.

Eligible Complainant means any person who is eligible to refer a dispute to a financial ombudsman scheme in accordance with the terms of reference of the scheme;

Eligible Complainant means as defined in the FCA Handbook of rules and guidance. Such definition is available from us on request, can be found on the FCA’s website (www.FCA.gov.uk) and/or can be found on our website: www.investecwin.co.uk

Eligible Complainant means a client who is eligible to complain to the Financial Ombudsman Service who has first exhausted our complaints procedure and has received a Final Response letter or Summary Resolution from us confirming our complaints procedure has beenconcluded "Event of Default" means any of the events set forth in paragraph 23.1 "Exchange(s)" means securities or futures Exchanges, clearing houses, self- regulatory organisations, multilateral trading facilities or alternativetrading systems for Instruments "Financial Data" means any financial and market data, price quotes, news, analyst opinions, research reports, graphs or any other data or informationwhatsoever available through the Trading Platform "Force Majeure Event" means the existence of an emergency or an exceptional market condition, including without limitation, the events set forth inparagraph 26 "FCA" means the Financial Conduct Authority and the Prudential Regulation Authority or any combination of them as may be responsible for the authorisation and regulation of OANDA fromtime to time "FCA rules" means the rules and regulations making up the FCA regulatory framework, including but not limited to the Act, any accompanyingsecondary legislation and the FCA Handbook “Guaranteed Stop Loss” means the trading feature which allows a client, at the time of placing an Order, to set a price at which their Position must be automatically closed, if the market moves against them (the stop price). The Guaranteed Stop Loss guarantees that the Order will be closed at exactly the pre-selected stop price, therefore limitingany losses that may incur, including slippage. "Financing Cost”