Expert Investor definition

Expert Investor shall have the meaning ascribed to it in the SFA; "Extraordinary Event" shall have the meaning ascribed to it in Clause A9.3; “FAA” means the Financial Advisers Act (Chapter 110) of Singapore;
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Expert Investor. Means Individuals, Families (joint net worth), Corporations (companies, partnerships, trusts or other commercial establishments) and Governmental Organizations whose main function is financial investments, holding financial assets worth US$100,000 (US dollars one hundred thousand) and above.“!dministrator”HSBC Bank Middle East Limited, Bahrain Branch or any affiliate thereof, or any third party appointed by HSBC Bank Middle East Limited in compliance with the rules of the CBB“!llotment Day”The day on which Units are allotted to investors at the Subscription Price and it is going to be weekly on the Valuation Day“!rticles”Articles of Association of Global Energy,Petrochemical and Downstream Industries Fund Company B.S.C. (Closed)“!uditor”KPMG (Bahrain)“Benchmark”The benchmark for the Fund is the MSCI GCC Petrochemicals Custom Index“B;S;C; (Closed)”Bahraini Shareholding Company (Closed) established under the laws of Bahrain.“Business Days”Days on which banks are open for business in the Kingdom of Bahrain and Kuwait.“CBB”means the Central Bank of Bahrain or its successor“CIU“Collective Investment Undertaking(s)“Company”Global Energy, Petrochemical andDownstream Industries Fund Company B.S.C. (Closed)
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Expert Investor means a person whose business involves the acquisition and the disposal or holding of capital markets products1, whether as principal or agent.
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Examples of Expert Investor in a sentence

  • Where the report is distributed in Singapore to a person who is not an Accredited Investor, Expert Investor or an Institutional Investor, DBS Bank Ltd accepts legal responsibility for the contents of the report to such persons only to the extent required by law.

  • Accredited And Expert Investor: Please be reminded as noted above that, under the FAA, we are expressly exempted from assuming and will not assume (short of an express and formal agreement otherwise) any suitability obligation or any obligation to provide product information to any person who is either an accredited investor or an expert investor.

  • Each potential investor must represent and warrant to the Company that, amongst other things, such investor is an Expert Investor who is able to acquire Cell Shares without violating applicable Laws or the laws of the country of residence (if different) or if a body corporate the laws of the jurisdiction in which it is incorporated or established of such investor.

  • Accordingly, any application made to the JFSC to extend the definition of Expert Investor in respect of any other types of “carried interest” investors is likely to be treated sympathetically.

  • Where the Expert Fund is not listed on a stock exchange, and subject to paragraphs 1.5.1 and 1.7, reasonable steps should be taken in order to ensure that any person who is not an Expert Investor does not become a registered holder of an interest in the Expert Fund.

  • Expert Investor 专 业 投 资 者 I confirm that I am an Expert Investor as defined in section 4A(1)(b) of the Securities And Futures Act (Cap.

  • Expert Investor means; Individuals, Families (joint net worth), Corporations (companies, partnerships, trusts or other commercial establishments) and Governmental Organisations whose main function is financial investments, holding financial assets worth US$ 100,000 (US dollars one hundred thousand) and above.

  • In view of the above, an Expert Investor is deemed to require only limited regulatory protection in relation to the manner in which the Expert Fund is structured.

  • The Bank may be exempted from other requirements under the FAA and/or SFA when providing services to a Customer who is an Accredited Investor or Expert Investor.

  • When the Bank provides quotes or negotiates a price with the client, as an Accredited Investor or Expert Investor, it is assumed that the client is not legitimately relying on the Bank to achieve best execution.


More Definitions of Expert Investor

Expert Investor has the meaning ascribed to it under the Securities and Futures Act (Cap. 289) as updated from time to time; “FATCA” means the U.S. Foreign Account Tax Compliance Act which has been signed into law by the U.S Government on 28th March 2010 and amended from time to time. "Financial Market(s)" means the local stock exchange(s) or any other securities and commodities market(s) licensed by an Authority in a Country in which the Account Holder is authorized to execute sale, purchase and/or exchange Order(s) and/or such services as relate to such business; "Force Majeure Event" means any circumstances beyond the reasonable control of GTN Asia including, without limitation, delays or inaccuracies in the transmission of Orders or information due to a breakdown in or failure of any transmission or communication facilities, systems, electrical power outage, theft, inability or delay caused through earthquake, flood, severe or extraordinary weather conditions, natural disasters or other act of god, fire, acts of war, terrorist attacks, insurrection, riot, strikes, labour disputes or industrial dispute of any kind (other than disputes involving GTN Asia ‘s own employees or the employees of an Affiliate of GTN Asia), lightning, explosion, civil commotion, malicious damage, xxxxx, xxxxxxx, acts or omissions of communications carriers or any third party, equipment or software malfunction, act of government or other Authority, acts or omissions of persons or bodies for whom GTN Asia is not responsible including exchange or Financial Market rulings, or suspension of trading;
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Expert Investor. Means Individuals, Families (joint net worth) Corporations (companies, partnerships, trusts or other commercial establishments) and Governmental Organisations whose main function is financial investments, with a minimum net worth of US$100,000 (US dollars one hundred thousand)
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Expert Investor means; Individuals, Families (joint net worth), Corporations (companies, partnerships, trusts or other commercial establishments) and Governmental Organisations whose main function is financial investments, holding financial assets worth of US$100,000 (US dollars one hundred thousand) and above.“Administrator”HSBC Bank Middle East Limited, a Jersey company regulated by the Jersey Financial Services Commission with registration number 85600, acting through its branch in Bahrain, or its successor when acting as the Administration of the Fund in accordance with the Administration Agreement or such other entity appointed to act in such capacity from time to time by the Fund Company, in compliance with the rules of the CBB.“Administrator Agreement”The administration agreement between the Administrator and the Company in respect of administrative duties pertaining to the Fund.“Allotment Day”The day on which Units are allotted to investors at the Subscription Price and it is going to be weekly on the Valuation Day.“Articles”Articles of Association of Global GCC Large Cap Fund Company B.S.C. (Closed).“Auditor”KPMG (Bahrain).“Benchmark”The benchmark for the fund is the MSCI GCC Large Cap Index.“B.S.C. (Closed)”Bahraini Shareholding Company (Closed) established under the laws of Bahrain.“Business Days”Days on which banks are open for business in
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Expert Investor means the person or body corporate appointed by the Agents, in agreement with the Coordinator, to perform the tasks assigned in accordance with the terms of the Contract with the Expert, the Common Agreement and the Bank Debt Agreements.
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Expert Investor has the meaning set forth in the Manual.
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Related to Expert Investor

  • Management Investor means any officer, director, employee or other member of the management of the Company or any of its Subsidiaries, or family members or relatives thereof, or trusts or partnerships for the benefit of any of the foregoing, or any of their heirs, executors, successors and legal representatives.

  • Investor is defined in the preamble to this Agreement.

  • Professional Investor means an investor who possesses the experience, knowledge and expertise to make its own investment decisions and properly assess the risks that it incurs. Professional investors include, among others, entities which are required to be authorised or regulated to operate in the financial markets, large undertakings, and other institutional investors whose main activity is to invest in financial instruments;

  • Anchor Investor means a Qualified Institutional Buyer, applying under the Anchor Investor Portion in accordance with the requirements specified in the SEBI ICDR Regulations and the Red Xxxxxxx Prospectus and who has Bid for an amount of at least ₹100 million.

  • Participating Investor any Participating Account, Participating Insurance Company or Participating Plan, including the Account and the Company.

  • Exempt Investor means any of the following Irish Residents: (i) the Administrator, for so

  • Institutional Investor means (a) any Purchaser of a Note, (b) any holder of a Note holding (together with one or more of its affiliates) more than 5% of the aggregate principal amount of the Notes then outstanding, (c) any bank, trust company, savings and loan association or other financial institution, any pension plan, any investment company, any insurance company, any broker or dealer, or any other similar financial institution or entity, regardless of legal form, and (d) any Related Fund of any holder of any Note.

  • Qualified Investor means an investor who has been certified by the commissioner under subdivision 3.

  • Sophisticated Investor means a Customer who has successfully declared themselves as a sophisticated investor, which term is as defined in the ”Guidelines on Unlisted Capital Market Products under the Lodge and Launch Framework” issued by the Securities Commission Malaysia or the glossary section of the information memorandum of the relevant fund. Only sophisticated investor may invest in a Wholesale Fund.

  • retail investor means a person who is one (or more) of the following:

  • Lead Investor means Empery Asset Master, Ltd.

  • Passive Investor means a person that:

  • Qualified Institutional Investor (tekikaku kikan xxxxxxx) has the meaning assigned thereto in Article 2, Paragraph 3, item 1 of the Financial Instruments and Exchange Law (kinyu shohin torihiki ho) of Japan (Law No. 25 of 1948), Article 10, Paragraph 1 of the regulations relating to the definitions contained in such Article 2.

  • Investor Party has the meaning set forth in Section 4.7.

  • Applicable Investor means each holder of a beneficial interest in any Class A Note that is (i) an EEA credit institution or investment firm subject to the CRR, including any consolidated group affiliate thereof; (ii) an EEA insurer or reinsurer subject to the Solvency II Regulation; or (iii) an EEA alternative investment fund manager to which the AIFM Regulation applies.

  • Independent Shareholders means holders of Voting Shares, other than:

  • Approved Investor means any institution which has made a Takeout Commitment and has been approved by Buyer and not subsequently disapproved by Buyer.

  • Purchaser Representative means any person who satisfies all of the following conditions or who the issuer reasonably believes satisfies all of the following conditions:

  • Qualified buyer means an applicant who meets the criteria in section 4.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Designated Investor means an Investor (a) that has been approved in writing as a Designated Investor by Administrative Agent and the Required Lenders, in their sole discretion, and (b) in respect of which there has been delivered to Administrative Agent:

  • Independent Investment Bank means one of the Reference Treasury Dealers that the Issuer appoints to act as the Independent Investment Bank from time to time.

  • Eligible Shareholder means an existing or new investor of the Company that is eligible at the ACD’s discretion to invest in the Class X Shares upon entering into an agreement with the ACD and fulfilling the eligibility conditions set by the ACD from time to time.

  • Bona fide purchaser means a purchaser of property for value who was not knowingly a party to fraud or illegality affect- ing the interest of the spouses or other parties to the transaction, does not have notice of an adverse claim by a spouse and acted in the transaction in good faith.