Introduced Investor definition

Introduced Investor means an investor introduced to the Offering by an Introducing Broker-Dealer, who purchases shares pursuant to the Offering.
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Introduced Investor means an investor introduced to the Offering by an Introducing Broker-Dealer, who purchases shares of Class A Preferred Stock pursuant to the Offering. An Introduced Investor’s stock must be acquired from the Company by either (a) an Introducing Broker-Dealer (on behalf of the Introduced Investor) or (b) C2M, at the request of the Introducing Broker-Dealer. For the avoidance of doubt, any investor who invests directly on the v▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ website “Invest Now” button is not an Introduced Investor. The Company also will pay a $10,000 refundable due diligence fee to the Placement Agent at the signing of this Agreement.
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Introduced Investor means an investor introduced to the Offering by an Introducing Broker-Dealer, who purchases shares pursuant to the Offering. The Company also will pay to Capital2Market Consulting at the signing of the Capital2Market Consulting Agreement a $15,000 due diligence fee and a $7,500 5110 fee to qualify the offering with the Financial Industry Regulatory Authority (“FINRA”) which is not considered as revenue to the broker dealer or C2M Securities.
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Examples of Introduced Investor in a sentence

  • The Company agrees that it shall not enter into any agreement with a J▇▇▇▇▇ ▇▇▇▇▇▇ Introduced Investor that (i) does not require J▇▇▇▇▇ ▇▇▇▇▇▇ to be paid its Transaction Fees in full on the closing date of the initial Transaction and any subsequent Transactions in strict accordance with provision contained in this Agreement and (ii) materially conflicts with the provisions of this Agreement.

  • If within the three (3) months following the termination of this Agreement by the Company, the Company or any of its subsidiaries or affiliates consummates any Transaction with a J▇▇▇▇▇ ▇▇▇▇▇▇ Introduced Investor as included on Annex A as amended from time to time in writing, including email, J▇▇▇▇▇ ▇▇▇▇▇▇ shall be entitled to payment in full of the applicable fees and the benefit of the other provisions described in Section 2 of this Agreement with respect to such transaction or transactions.

  • Additionally, seven (7%) of the aggregate subscription proceeds originated by an Introducing Broker other than the Placement Agent shall be payable in cash to such Introducing Broker provided that the Introducing Broker introduces an Introduced Investor as defined directly below.

  • If, within the six (6) months following an Early Termination of this Agreement by the Company (the “Tail Period”), the Company or any of its subsidiaries or affiliates consummates a Transaction with an Introduced Investor, D▇▇▇▇▇ ▇▇▇▇▇▇▇▇ shall be entitled to payment in full of the applicable fees and the benefit of the other provisions described in Section 2 of this Agreement with respect to such Transaction to the extent of the Introduced Investor’s participation in such Transaction.

  • If within the three (3) months following the termination of this Agreement by the Company , the Company or any of its subsidiaries or affiliates consummates any Transaction with a J▇▇▇▇▇ ▇▇▇▇▇▇ Introduced Investor as included on Annex A as amended from time to time in writing, including email, J▇▇▇▇▇ ▇▇▇▇▇▇ shall be entitled to payment in full of the applicable fees and the benefit of the other provisions described in Section 2 of this Agreement with respect to such transaction or transactions.

  • Additionally, six (6%) of the aggregate subscription proceeds originated by an Introducing Broker other than the Placement Agent shall be payable in cash to such Introducing Broker provided that the Introducing Broker introduces an Introduced Investor as defined directly below.

  • Agent has offered to introduce the Company to prospective accredited investors (any such investor who is so introduced to the Company by Agent is hereinafter referred to as an "Introduced Investor") and the Company desires to secure the services of Agent on the terms and conditions hereinafter set forth.

  • The Company agrees to maintain the confidentiality of all Introduced Investors and will not disclose or other use or make available the names or identity of any Introduced Investor.

  • The Company shall pay Agent a fee of One Hundred Fifty Thousand Dollars ($150,000) at or before the first closing (the "Closing") of any sale of Securities to an Introduced Investor.

  • If within the six (6) months following the termination of this Agreement by the Company if the Company or any of its subsidiaries or affiliates consummates any Transaction with a Northland Introduced Investor who actually participates in the Transaction, as included on Annex A, contemplated by this Agreement, Northland shall be entitled to payment in full of the applicable fees and the benefit of the other provisions described in Section 2 of this Agreement with respect to such transaction or transactions.


More Definitions of Introduced Investor

Introduced Investor means an investor introduced to the Offering by an Introducing Broker-Dealer, who purchases shares of Class A Preferred Stock pursuant to the Offering. An Introduced Investor’s stock must be acquired from the Company by either (a) an Introducing Broker-Dealer (on behalf of the Introduced Investor) or (b) C2M, at the request of the Introducing Broker-Dealer. For the avoidance of doubt, any investor who invests directly on the v▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ website “Invest Now” button is not an Introduced Investor. In addition, subject to such Introducing Broker providing Company with an Introduced Investor, and subject to the terms of the Warrant Issuance Agreement, the Company shall issue five percent (5%) in warrants of the gross proceeds of the Offering, allocated and with a strike price of $100/share, allocated between Placement Agent (1%) and the introducing brokers (4%). (By way of example, if an Introducing Broker places a $10,000 investment in the Company’s Class A Preferred Shares, the Placement Agent would receive a warrant to purchase one share of the Company’s common stock at a strike price of $100 for that share; the Introducing Broker would receive a warrant to purchase four shares of the Company’s common stock at a strike price of $100/share.) The Company also will pay a $10,000 refundable due diligence fee to the Placement Agent at the signing of this Agreement.
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Introduced Investor means any person (individual, corporation, trust, partnership, or other entity) who: (i) was first introduced to the Company by Ardour, (ii) was first introduced to the Company by any person who was first introduced to the Company by Ardour, or (iii) is any affiliate of any of the foregoing. It is understood that the Company has approached a number of venture capital and other prospective investors in the past that, other than its existing investors, these prospective investors have not chosen to invest in Ovation. Notwithstanding Ovation's prior contacts, it is understood that Ardour may contact such investor prospects and that such contacted prospects (other than Ovation's existing investors) will be considered as Introduced Investors. With respect to private, non-venture capital investors, it is understood that the Company will handle those introductions directly and that Ardour will work on a non-exclusive basis and be compensated for its introductions as Introduced Investors, except that warrant compensation will be paid through options from Ovation's incentive stock pool.
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Introduced Investor means an investor introduced to the Offering by an Introducing Broker-Dealer, who purchases shares of Class A Preferred Stock pursuant to the Offering. An Introduced Investor’s stock must be acquired from the Company by either (a) an Introducing Broker-Dealer (on behalf of the Introduced Investor) or (b) C2M, at the request of the Introducing Broker-Dealer. For the avoidance of doubt, any investor who invests directly on the Virtuoso Surgical Inc..com website “Invest Now” button is not an Introduced Investor. In addition, subject to such Introducing Broker providing Company with an Introduced Investor, and subject to the terms of the Warrant Issuance Agreement, the Company shall issue five percent (5%) in warrants of the gross proceeds of the Offering, allocated and with a strike price of $60/share, allocated between Placement Agent (1%) and the introducing brokers (4%). (By way of example, if an Introducing Broker places a $10,000 investment in the Company’s Common Shares, the Placement Agent would receive a warrant to purchase one share of the Company’s common stock at a strike price of $60 for that share; the Introducing Broker would receive a warrant to purchase four shares of the Company’s common stock at a strike price of $60/share.) The Company also will pay a $7,500 refundable due diligence fee to the Placement Agent at the signing of this Agreement. The Company will also pay consulting fee in the amount of $5,000 for other services to support the offering and its qualification with FINRA.
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Introduced Investor means any person or entity introduced by or on behalf of LXM Finance to the Company, for the purpose of the Fundraising which is the subject matter of this Engagement Letter; and
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Related to Introduced Investor

  • Approved Investor means any institution which has made a Takeout Commitment and has been approved by Buyer and not subsequently disapproved by Buyer.

  • Qualified Investor means any person, who invests a minimum amount of R1 million per hedge fund and who:

  • Qualified Institutional Investor (tekikaku kikan ▇▇▇▇▇▇▇) has the meaning assigned thereto in Article 2, Paragraph 3, item 1 of the Financial Instruments and Exchange Law (kinyu shohin torihiki ho) of Japan (Law No. 25 of 1948), Article 10, Paragraph 1 of the regulations relating to the definitions contained in such Article 2.

  • Designated Investor means an Investor (a) that has been approved in writing as a Designated Investor by Administrative Agent and the Required Lenders, in their sole discretion, and (b) in respect of which there has been delivered to Administrative Agent:

  • Institutional Investor means (a) any Purchaser of a Note, (b) any holder of a Note holding (together with one or more of its affiliates) more than 5% of the aggregate principal amount of the Notes then outstanding, (c) any bank, trust company, savings and loan association or other financial institution, any pension plan, any investment company, any insurance company, any broker or dealer, or any other similar financial institution or entity, regardless of legal form, and (d) any Related Fund of any holder of any Note.