Account Handling. The Designated Custodian (“The Custodian”) will automatically hold all of your securities purchased, sales proceeds, dividends and interest. The Custodian will also release your name, address and securities positions to authorized agencies and entities, including companies in which we hold securities for your Account, upon request, unless you notify us otherwise in writing.
Account Handling. You acknowledge that LPL reserves the right in its sole discretion to refuse or restrict your orders and that LPL may close your Account by giving you written notice. OPERATION OF YOUR MARGIN ACCOUNT/TERMS
Account Handling. Schwab will automatically hold all of your securities purchased, sales proceeds, dividends and interest. Xxxxxx will also release your name, address and securities positions to companies in which we hold securities for your Account upon request, unless you notify us otherwise in writing.
Account Handling. You acknowledge that Equitable Advisors reserves the right in its sole discretion to refuse or restrict your orders and that Equitable Advisors may re-assign your account to a different Financial Professional or close your account by giving you written notice.
Account Handling. You acknowledge that LPL reserves the right in its sole discretion to refuse or restrict your orders and that LPL may close your Account by giving you written notice. This information is being provided to you as the sponsor or other responsible fiduciary of a retirement plan (“Plan”) subject to the Employee Retirement Income Security Act of 1974 (“ERISA”) that maintains an investment account at LPL. For more information regarding the services that LPL may make available to the Plan pursuant to this Agreement, the product providers that participate in sponsorship programs described below and any related compensation, please refer to the Third Party Compensation and Related Conflicts of Interest section of LPL’s website (xxx.xxx.xxx) and any related disclosures, documents or other agreements you receive in connection with the Plan’s investments. Please review this disclosure document in conjunction with such other related disclosures, documents or other agreements. If you have any questions concerning this disclosure document or the information provided to you concerning our services and compensation or require copies of any documents referenced herein, please ask your Advisor or LPL Client Services at (000)-000-0000.
Account Handling. MPS will not hold any of your securities purchased, sales proceeds, dividends, interest, or customer funds of any kind All funds or securities delivered to us will be promptly transmitted to the securities issuer, purchaser, seller, transfer agent or custodian, as applicable to each transaction.
