Adviser Compensation. (a) The ADVISER’s annual fee for investment management services provided under this Agreement shall be based upon a percentage (%) of the market value of the Assets under management in accordance with the fee schedule enclosed herewith as Exhibit “A”. This annual fee shall be prorated and paid quarterly, in advance, based upon the market value of the Assets on the last business day of the previous quarter. No increase in the annual fee percentage shall be effective without prior written notification to the CLIENT;
Adviser Compensation a. Adviser’s annual fee for portfolio management services provided under this Agreement is in accordance with the fee schedule annexed hereto and made a part hereof as Exhibit A. The annual fee shall be prorated and details related to payment of the fee are also included at Exhibit A. No increase in the annual fee shall be effective without Client's prior written consent;
Adviser Compensation. The Adviser’s fee for non-discretionary investment advisory and management services provided under this Agreement shall be based on the value of the Account according to the following schedule: Account Balance Portion: Annual Retainer % Cumulative Effective Rate at Range Midpoint up to $100,000 1.00% 1.00% From $100,001 to $250,000 .90% .96% From $250,001 to $500,000 .80% .89% From $500,001 to $1,000,000 .70% .81% From $1,000,001 to $2,500,000 .60% .71% From $2,500,001 to $5,000,000 .50% .62% From $5,000,001 and over .25% .42% at $10m The Account balance shall include those Adviser managed assets held at any custodian (including assets allocated to discretionary third party advisers and or sub-advisers). Fees will be calculated and due quarterly based on the Account value as of the last business day of the quarter. Account value will include accrued interest and dividends, and the value for fee calculation purposes may differ from the market value reported by the custodian. Partial quarters will be prorated. Payments not received within thirty days from billing will incur a finance charge equal to eighteen (18%) percent per year. Fees may be payable directly from Client, or may be debited from the Account upon written authorization from Client. No portion of Adviser Compensation shall be based on capital gains or capital appreciation of the Account except as provided for by applicable securities laws.
Adviser Compensation. The total annual advisory fee for this service shall not exceed 1.00%. Fees to be assessed will be outlined in Schedule A of this Agreement. Annualized fees are billed on a pro-rata basis quarterly in arrears based on the value of the account(s) on the last day of the quarter. Fees are negotiable and will be deducted from Client account(s). Private Client does not offer direct invoicing. As part of this process, Clients understand the following:
Adviser Compensation. The total annual advisory fee for this service shall not exceed 0.75%. A portion of this fee will be paid to Folio Investments (0.25%). This fee covers all online statements, confirmations, 1099’s, performance reporting, and commissions when trades are executed through the twice daily trading windows. Folio does impose additional fees for paper reporting, direct trades made outside the trading windows, wire transfers and bank checks. Fees to be assessed will be outlined in Schedule A of this Agreement. Annualized fees are billed on a pro-rata basis monthly in arrears based on the value of the account(s) on the last day of the month. Fees are negotiable and will be deducted from Client account(s). Private Client does not offer direct invoicing. As part of this process, Clients understand the following:
Adviser Compensation. Our annual fees for Asset Management shall be based on a negotiated percentage of the market value of assets under management not to exceed 1.5%. Our firm’s fees are billed on a pro-rata annualized basis quarterly in advance based on the value of your account on the last day of the previous quarter. Fees will generally be automatically deducted from your managed account*. As part of this process, you understand and acknowledge the following:
Adviser Compensation. We are compensated for our services according to the following annual fee schedule: Full Fiduciary Asset Management Relationship Assets Fee $250,000 – $500,000 1.25% $500,001 – $1,000,000 1.15% $1,000,001 – $2,500,000 1.00% $2,500,000 + 0.75% The fee will be paid quarterly in advance and paid based upon the market value of the Assets on the last day of the previous billing period. To the extent that our advisor/client relationship commences in the middle of a quarter, the fee for that quarter will be prorated to the date of execution of this Agreement. No portion of the fee will be based on capital gains or appreciation of the Assets. There will be no increase in the fee assessed on the Client's Account(s) without prior written notice. Our fees will automatically be deducted from your managed account1. As part of this process, you understand and acknowledge the following:
Adviser Compensation. For the services to be rendered hereunder, the Fund shall pay to the Adviser the fees set forth on Schedule A attached hereto, which Schedule A may be amended from time to time by mutual agreement of the Board of Directors of the Corporation (acting on behalf of the Fund) and the Adviser.
Adviser Compensation. For a description of Adviser’s compensation (“Advisory Fees”) please refer to Exhibit A. Other fee considerations. The Adviser is authorized to instruct the Qualified Custodian to deduct from Client’s account(s), the appropriate dollar amount(s) necessary to satisfy the Advisory Fees in connection with its services under this Agreement. The Adviser shall not be entitled to cash or other Client Assets held by the Qualified Custodian except those monies owed to Adviser in connection with the Adviser Compensation section of this Agreement. Subject to the Qualified Custodian’s fee debit procedures, Advisory Fees will be payable first from free credit balances, if any, in the account (as designated in Exhibit A) and second, from the liquidation of any money market funds. If such assets are insufficient to satisfy payment of the Advisory Fees, you authorize Adviser to instruct the Qualified Custodian to liquidate a portion of any assets in the applicable account to cover the Advisory Fee. In addition to the Advisory Fees, and any custodial fees charged by Qualified Custodian or issuer, the Client may also incur, relative to certain investment products (such as mutual funds, variable contracts, direct participation programs), charges imposed directly at the investment product level (e.g. advisory fees, administrative fees, and/or other expenses). Any custodial fees charged to the Client by the Qualified Custodian or issuer are exclusive of, and in addition to, the Advisory Fees as defined herein. Client acknowledges that he/she shall be solely responsible for the payment of the Advisory Fees and any other fees associated with the Assets. Fees paid in advance will be considered earned by Adviser and non-refundable to Client up to the effective termination of this Agreement as described in Section 11. Upon receipt of a proper notice of termination (“Termination Notice”) as described in Section 11, Adviser shall calculate a pro rata refund of any fees not yet earned by Adviser after the effective termination date of this Agreement. The pro rata refund will equal the total number of calendar days remaining in the billing period after the date of the termination of the Agreement to the end of that billing period divided by the total number of calendar days in that billing period. The result of that calculation will be multiplied by the total fee already paid for that quarter. The result of that calculation will represent the refund owed to Client. Refunds of advance p...
Adviser Compensation. On an annualized basis, our firm’s fee for continuous portfolio management services is as follows: _______(Client Initial Here) (Client Initial Here) Assets Under Management Annual Percentage of Assets Charge 0$ to $1,000,000 1.00% $1,000,000 to $2,000,000 0.75% $2,000,000 to $5,000,000 0.50% Over $5,000,000 0.25% Our firm’s fees are billed on a pro-rata annualized basis quarterly in advance based on the value of your account on the last day of the previous quarter. Fees will generally be automatically deducted from your managed account*. As part of this process, you understand and acknowledge the following:
