Blue Sky Reports Sample Clauses

Blue Sky Reports. If, in the reasonable judgment of the Fund or its designee, blue sky information is required by applicable state securities laws or the interpretation thereof by applicable regulatory authorities, KSvC shall periodically prepare a report to the Fund or its designee, in accordance with a system approved by the Fund or its designee, showing by state all sales and redemptions of Fund shares by Plans.
Sample 1
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Blue Sky Reports. 6. If in the reasonable judgment of the Funds such information is required by applicable state securities laws or the interpretation thereof by applicable regulatory authorities, Preferred shall periodically prepare a report to the Funds and PIMS, in accordance with a system approved by the Funds and PIMS, showing by state all sales and redemption of Fund shares.
Sample 1
Blue Sky Reports. At the request of NBMI, and if required by law or by a governmental agency, the Sub-Administrator shall on a daily basis, prepare a report to each Fund in accordance with a system approved by the Fund, showing by state of residence all sales and redemptions of Shares.
Sample 1
Blue Sky Reports. If in the reasonable judgment of the Funds such information is required by applicable state securities laws or the interpretation thereof by applicable regulatory authorities, GIAC shall periodically prepare a report to the Funds and PIMS, in accordance with a system approved by the Funds and PIMS, showing by state all sales and redemption of Fund shares.
Sample 1
Blue Sky Reports. The Sub-Administrator will provide to each Fund, or to its designated agent, a report within 15 days after the end of each calendar quarter in accordance with a system approved by the Funds, showing by state of residence, all sales and redemptions of Shares by Participants. The Company and the Funds shall remain fully responsible for ensuring that the Funds' Shares are registered in all jurisdictions as required by applicable state
Sample 1
Blue Sky Reports. If, in the reasonable judgment of the Fund, blue sky information is required by applicable state securities laws or by applicable regulatory authorities, the Sub-Administrator shall use its best efforts to comply with such requests for information. The Fund shall remain fully responsible for ensuring that Fund Shares are registered in all jurisdictions as required by applicable state securities laws or the interpretation thereof by applicable regulatory authorities. SCHEDULE B ADMINISTRATIVE SERVICES FEE SCHEDULE The Company shall pay a fee to the Sub-Administrator for administrative services with respect to each Fund, calculated daily and paid monthly in arrears equal to [ ] per annum of the daily net asset value of the total number of Shares of such Fund held in the Accounts. The calculation of the fee shall be based upon the Fund's records held by the Fund's transfer agent. Dated as of: August 1, 2005 SCHEDULE C DISTRIBUTION SERVICE DUTIES OF THE SUB-ADMINISTRATOR Distribution Services include, but are not limited to: 1. providing incentives and compensation to Sub-Administrator to make each Fund available to Product Holders; 2. providing administrative support services to the Fund in connection with the distribution of Shares for use in funding Variable Insurance Products; 3. paying costs incurred in conjunction with advertising and marketing Shares, such as the expense incurred of preparing, printing and distributing promotional or sales literature in connection with the funding of Variable Insurance Products with Shares; 4. printing and distributing prospectuses, statements of additional information and reports of the Fund to current and prospective Variable Insurance Product and the Product Holders; 5. holding seminars and sales meetings designed to promote the distribution of Variable Insurance Products funded with Shares, to the extent permitted by applicable laws, rules or regulations; 6. training Sub-Administrator's sales personnel regarding the Funds; and 7. financing any other activity that the Board determines is primarily intended to result in the sale of Shares and support of related services.
Sample 1
Blue Sky Reports. The Portfolios are obligated to provide information to the relevant state securities administrators regarding sales of Class R1 Shares and Class R2 Shares in all applicable states. In order to accurately register the Portfolios’ shares for sale in all necessary jurisdictions, the Shareholder Services Agent represents, warrants and covenants that the relevant Plans investing in the Portfolios are qualified retirement plans organized under Section 401 (a) or 401 (k) of the Internal Revenue Code or employer sponsored non-qualified deferred compensation plans resident in the states reflected on the monthly report as the state of the underlying agent, and (please check one that applies): x 1. The Shareholder Services Agent will provide a monthly report, transmitted electronically in a spreadsheet format to Company, or transmitted (i) as an electronic feed directly to ClearSky (a/k/a ABD), (ii) via Surpass sub-accounting platform, or (iii) via State Street’s DST program. The report must be received by the Portfolio no later than ten (10) calendar days after the end of the month for which such report is due and shall be substantially in the format set forth in Exhibit 1 or as otherwise agreed upon by the Portfolio; or o 2. As an alternative to such report, a qualifying Shareholder Services Agent may be eligible to report all sales of Class R 1 and R2 Shares as sold in the state in which the Shareholder Services Agent is resident. The Shareholder Services Agent must exercise sufficient fiduciary control over the account such that the Shareholder Services Agent (and not the underlying investor) is deemed to be the Portfolio’s investor for purposes of the relevant state securities laws. By checking the box, the Shareholder Services Agent hereby represents, warrants and covenants that the above statement is true, and names the state in which the Shareholder Services Agent is deemed resident: If at any time during the term of the Agreement these representations are no longer accurate, the Shareholder Services Agent shall promptly notify the Company in writing. All capitalized terms not otherwise defined in this Schedule B have the meaning set forth in the Shareholder Services Agreement. Date: Xxxxx 0, 0000 X. Pursuant to the terms of the Shareholder Services Agreement for Class R 1 Shares and Class R2 Shares, as amended from time to time, the Shareholder Services Agent may effect transactions in the Class R1 Shares and the Class R2 Shares of the following Portfolios f...
Sample 1
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Related to Blue Sky Reports

  • Blue Sky Filings The Company shall take such action as the Company shall reasonably determine is necessary in order to obtain an exemption for, or to qualify the Securities for, sale to the Purchaser at the Closing under applicable securities or “Blue Sky” laws of the states of the United States, and shall provide evidence of such actions promptly upon request of the Purchaser.

  • Form D; Blue Sky Filings The Company agrees to timely file a Form D with respect to the Securities as required under Regulation D and to provide a copy thereof, promptly upon request of any Purchaser. The Company shall take such action as the Company shall reasonably determine is necessary in order to obtain an exemption for, or to qualify the Securities for, sale to the Purchasers at the Closing under applicable securities or “Blue Sky” laws of the states of the United States, and shall provide evidence of such actions promptly upon request of any Purchaser.

  • Blue Sky Filing Unless the Public Securities are listed on the Nasdaq Capital Market or another national securities exchange, the Company, at its expense, will endeavor in good faith, in cooperation with the Representative, at or prior to the time the Registration Statement becomes effective, to qualify the Public Securities for offering and sale under the securities laws of such jurisdictions as the Representative may reasonably designate, provided that no such qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction. In each jurisdiction where such qualification shall be effected, the Company will, unless the Representative agrees that such action is not at the time necessary or advisable, use all reasonable efforts to file and make such statements or reports at such times as are or may be required by the laws of such jurisdiction.

  • Blue Sky Matters Upon application to us, we shall inform you as to any advice we have received from counsel concerning the jurisdictions in which Securities have been qualified for sale or are exempt under the securities or “Blue Sky” laws of such jurisdictions, but we do not assume any obligation or responsibility as to your right to sell Securities in any such jurisdiction, notwithstanding any information we may furnish to you in that connection.

  • Form D; Blue Sky Laws The Company agrees to file a Form D with respect to the Securities as required under Regulation D and to provide a copy thereof to the Buyer promptly after such filing. The Company shall, on or before the Closing Date, take such action as the Company shall reasonably determine is necessary to qualify the Securities for sale to the Buyer at the applicable closing pursuant to this Agreement under applicable securities or “blue sky” laws of the states of the United States (or to obtain an exemption from such qualification), and shall provide evidence of any such action so taken to the Buyer on or prior to the Closing Date.

  • Blue Sky Compliance The Company will qualify the Shares for offer and sale under the securities or Blue Sky laws of such jurisdictions as the Representatives shall reasonably request and will continue such qualifications in effect so long as required for distribution of the Shares; provided that the Company shall not be required to (i) qualify as a foreign corporation or other entity or as a dealer in securities in any such jurisdiction where it would not otherwise be required to so qualify, (ii) file any general consent to service of process in any such jurisdiction or (iii) subject itself to taxation in any such jurisdiction if it is not otherwise so subject.

  • No Blue Sky Stop Orders No order suspending the sale of the Units in any jurisdiction designated by the Representative pursuant to Section 3.3 hereof, if any, shall have been issued on either the Closing Date or the Option Closing Date, and no proceedings for that purpose shall have been instituted or shall be contemplated.

  • Blue Sky Qualifications The Company will use its best efforts, in cooperation with the Underwriters, to qualify the Securities for offering and sale under the applicable securities laws of such states and other jurisdictions (domestic or foreign) as the Representatives may designate and to maintain such qualifications in effect so long as required to complete the distribution of the Securities; provided, however, that the Company shall not be obligated to file any general consent to service of process or to qualify as a foreign corporation or as a dealer in securities in any jurisdiction in which it is not so qualified or to subject itself to taxation in respect of doing business in any jurisdiction in which it is not otherwise so subject.

  • Blue Sky Laws Upon application to us, we shall inform you as to any advice we have received from counsel concerning the jurisdictions in which Securities have been qualified for sale or are exempt under the securities or blue sky laws of such jurisdictions, but we do not assume any obligation or responsibility as to your right to sell Securities in any such jurisdiction.

  • Blue Sky Requirements The Company shall provide counsel to the Representative with ten copies of all proxy information and all related material filed with the Commission in connection with a Business Combination concurrently with such filing with the Commission. In addition, the Company shall furnish any other state in which its initial public offering was registered, such information as may be requested by such state.

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