Content and Frequency of Account Reporting. You will receive statements for your Account on at least a quarterly basis, which will display the following information: the type of account, account number, the period covered by the statement, the name and location of your Advisor, and the contact information for CAM. Client name account statements will provide information on all debits and credits, as well as the quantity of each security transacted in, along with the dates of those transactions. Nominee name accounts have the same information as client name accounts, and also display the market value for all securities held in the account, as well as opening and closing balances for the statement period. XXX will deliver trade confirmations promptly after each trade. However, trade confirmations may not be sent where the manager of a mutual fund sends the required information. Also, where a client enrolls in a systematic trading plan on a monthly or more frequent basis, CAM may send a confirmation for the initial purchase only. You will also receive two annual reports intended to help you better understand the cost and performance of your investments. CAM will provide a Performance Report, including cumulative account performance information and annualized compound percentage return information. You will also receive a Charges and Compensation Report summarizing the charges you paid for the maintenance and servicing of your Account and any third party compensation paid to CAM over the period covered by the report. A Charges and Compensation Report will not be provided if there are no charges or compensation during a given period. If you have any questions about account reporting, you may contact your Advisor.
Content and Frequency of Account Reporting. You will receive statements for your Account: on a quarterly basis; or at the end of a month if: you have requested to receive statements on a monthly basis; or there has been activity in the account during the month (other than an automatic transaction). Unless you have made contrary arrangements with your Portfolio Manager, you waive the requirement to provide you with trade confirmations. You will also receive two annual reports intended to help you better understand the cost and performance of your investments. Your Portfolio Manager will provide a Performance Report, including cumulative account performance information and annualized compound percentage return information. You will also receive a Charges and Compensation Report, summarizing the charges you paid for the maintenance and servicing of your account and any third party compensation paid to Credential or the Portfolio Manager over the period covered by the report. Each of Credential and your Portfolio Manager will provide their own Charges and Compensation Report, specific to the account-related fees and compensation received by each entity. A Charges and Compensation Report will not be provided if there are no charges or compensation in a given period. If you have any questions about account reporting, you may contact your Portfolio Manager.
Content and Frequency of Account Reporting. You will receive statements for your Account on a quarterly basis, or as at the end of a month if you have requested to receive statements on a monthly basis, or there has been activity (other than an automatic transaction) in your Account during the month, which will show position cost and Account activity information. Except for managed accounts, we will promptly send you a trade confirmation for trades conducted in your Account. You should review any trade confirmation as soon as you receive it to ensure its accuracy. If you have a managed account, you waive the requirement to provide you with trade confirmations. You will also receive two annual reports intended to help you better understand the cost and performance of your investments. Credential Securities will provide a Performance Report, including cumulative account performance information and annualized compound percentage return information along with the effects of any fees. Compounding is the ability of an asset to generate earnings, which are then reinvested or remain invested with the goal of generating their own earnings. You will also receive a Charges and Compensation Report summarizing the charges you paid for the maintenance and servicing of your Account and any third party compensation paid to Credential Securities over the period covered by the report. A Charges and Compensation Report will not be provided if there are no charges or compensation in a given period. If you have any questions about account reporting, you may contact your Advisor.
Content and Frequency of Account Reporting. I will receive statements for my CFIS account on a quarterly basis. Each statement will state the type of Account, the Account number, the period covered by the statement, the name of the Representative servicing the Account, and the address and telephone number of CFIS. In addition, my Account statement will include the following information: Account Activity • The opening and closing cash balances for the period; • For all transactions the date, type and total value of the transaction; and • For each transaction that is a purchase, sale or transfer: the quantity, price and description of each investment. Market value and cost reporting for all investments in an account at CFIS will be included in each statement:
1. as at the beginning of the period for which the statement is made:
2. the total market value of all cash and investments in the account; and as at the end of the period for which the statement is made:
a. the name and quantity of each investment in the account;
b. the market value of each investment in the account and, if applicable, a notification to the client that there is no active market for the investment and that its value has been estimated. Where a value cannot be reliably determined, CFIS must include the following notification or a notification that is substantially similar: “Market value not determinable.”
c. the cost of each investment position presented on an average cost per unit or share-basis or on an aggregate basis and determined as at the end of the applicable period. Where market value is used to determine the cost of an investment position, disclosure of that fact must be provided in the account statement; the total cost of all investment positions;
d. the total market value of each investment position in the account;
e. any cash balance in the account;
f. the total market value of all cash and investments in the account; and
g. disclosure in respect of the party that holds or controls each investment and a description of the way it is held.
h. disclosure of which securities may be subject to deferred sales charges if they are sold. For each transaction made in my Account, I will receive a trade confirmation from the Fund Company that will include: • The date of the transaction and settlement; • The type of transaction; • The quantity, price and description of the investment; • The total value of the transaction; and • The amount of any charges in respect of the transaction. Each statement also discloses the following on ...
Content and Frequency of Account Reporting. You will receive statements for your Account on at least a quarterly basis, which will display the following information: the type of account, account number, the period covered by the statement, the name and location of your Advisor, and the contact information for Aviso Wealth. Client name account statements will provide information on all debits and credits, as well as the quantity of each security transacted in, along with the dates of those transactions market values for those securities and opening and closing balances for the account. Nominee name accounts have the same information as client name accounts, and also display the market value for all securities held in the account, as well as opening and closing balances for the statement period. Aviso Wealth will deliver trade confirmations promptly after each trade. However, trade confirmations may not be sent where the manager of a mutual fund sends the required information. Also, where a client enrolls in a systematic trading plan on a monthly or more frequent basis, Aviso Wealth may send a confirmation for the initial purchase only. You will also receive two annual reports intended to help you better understand the cost and performance of your investments. Aviso Wealth will provide a Performance Report, including cumulative account performance information and annualized compound percentage return information along with the effects of any fees. Compounding is the ability of an asset to generate earnings, which are then reinvested or remain invested with the goal of generating their own earnings. You will also receive a Charges and Compensation Report summarizing the charges you paid for the maintenance and servicing of your Account and any third party compensation paid to Aviso Wealth over the period covered by the report. A Charges and Compensation Report will not be provided if there are no charges or compensation during a given period. If you have any questions about account reporting, you may contact your Advisor.
Content and Frequency of Account Reporting. You will receive statements for your Account on a quarterly basis, or as at the end of a month if you have requested to receive statements on a monthly basis or there has been activity (other than an automatic transaction) in your Account during the month, which will show position cost and Account activity information. Unless you have made contrary arrangements with your Portfolio Manager, you waive the requirement to provide you with trade confirmations for trades conducted in your Account. You will also receive two annual reports intended to help you better understand the cost and performance of your investments. Your Portfolio Manager will provide a Performance Report, including cumulative account performance information and annualized compound percentage return information. You will also receive a Charges and Compensation Report, summarizing the charges you paid for the maintenance and servicing of your Account and any third party compensation paid to Credential Securities or your Portfolio Manager over the period covered by the report. Each of Credential Securities and your Portfolio Manager will provide their own Charges and Compensation Report, specific to the account-related fees and compensation received by each entity. A Charges and Compensation Report will not be provided if there are no charges or compensation in a given period. If you have any questions about account reporting, you may contact your Portfolio Manager.
Content and Frequency of Account Reporting. You will receive statements for your Account on a quarterly basis, or as at the end of a month if you have requested to receive statements on a monthly basis or there has been activity (other than an automatic transaction) in your Account during the month, which will show position cost and Account activity information. Unless you have made contrary arrangements with your Portfolio Manager, you waive the requirement to provide you with trade confirmations for trades conducted in your Account. You will also receive two annual reports intended to help you better understand the cost and performance of your investments. Your Portfolio Manager will provide a Performance Report, including cumulative account performance information and annualized compound percentage return information along with the effects of any fees. Compounding is the ability of an asset to generate earnings, which are then reinvested or remain invested with the goal of generating their own earnings. You will also receive a Charges and Compensation Report, summarizing the charges you paid for the maintenance and servicing of your Account and any third party compensation paid to Aviso Correspondent Partners or your Portfolio Manager over the period covered by the report. Each of Aviso Correspondent Partners and your Portfolio Manager will provide their own Charges and Compensation Report, specific to the account- related fees and compensation received by each entity. A Charges and Compensation Report will not be provided if there are no charges or compensation in a given period. If you have any questions about account reporting, you may contact your Portfolio Manager.
Content and Frequency of Account Reporting. I will receive statements for my CAM account on a quarterly basis. Each statement will state the type of account, the account number, the period covered by the statement, the name of the Advisor or branch servicing the account, and the name, address and telephone number of CAM. In addition, if my account is a client name account, each statement will include the following information: all debits and credits; and the quantity and description of each security purchased, sold, or transferred and the dates of each transaction. If my account is a nominee name account, each statement will include: the opening and closing balances for the period; all debits and credits; the quantity and description of each security purchased, sold, or transferred and the dates of each transaction; and the quantity, description, and market value of each security position held for the account.
Content and Frequency of Account Reporting. You will receive statements for your Account on a quarterly basis, or as at the end of a month if you have requested to receive statements on a monthly basis or there has been activity (other than an automatic transaction) in your Account during the month, which will show position cost and Account activity information. Except for managed accounts, we will promptly send you a trade confirmation for trades conducted in your Account. You should review any trade confirmation as soon as you receive it to ensure its accuracy. If you have a managed account, you waive the requirement to provide you with trade confirmations. You will also receive two annual reports intended to help you better understand the cost and performance of your investments. Credential Securities will provide a Performance Report, including cumulative account performance information and annualized compound percentage return information. You will also receive a Charges and Compensation Report summarizing the charges you paid for the maintenance and servicing of your Account and any third party compensation paid to Credential Securities over the period covered by the report. A Charges and Compensation Report will not be provided if there are no charges or compensation in a given period. If you have any questions about account reporting, you may contact your Advisor.
Content and Frequency of Account Reporting. I will receive statements for my CAM account as follows:
a) if my account is a “client name” account (i.e., in my name), on an annual basis; and
b) if my account is a “nominee name” account (i.e., held in CAM’s name for my benefit):
(i) on a quarterly basis if there has been no activity in the account during the preceding month; or
(ii) at the end of a month if there has been activity in the account during the preceding month (other than automatic transactions). Whether my account is a client name or nominee name account, each statement will state the type of account, the account number, the period covered by the statement, the name of the Advisor servicing the account, and the name, address, and telephone number of CAM. In addition, if my account is a client name account, each statement will include the following information: ▪ all debits and credits; and ▪ the quantity and description of each security purchased, sold, or transferred and the dates of each transaction. If my account is a nominee name account, each statement will include: ▪ the opening and closing balances for the period; ▪ all debits and credits; ▪ the quantity and description of each security purchased, sold, or transferred and the dates of each transaction; and ▪ the quantity, description, and market value of each security position held for the account.
