Execution Venues. The Manager primarily executes deals in transferable securities, which are not admitted to trading on a Regulated Market or Multilateral Trading Facility (MTF). Transactions in unlisted securities will be effected on the best commercial terms which can be secured. The Manager considers that it will be demonstrated that all reasonable steps have been taken to obtain the best possible result when executing a client order in an unlisted security where this is in accordance with:
(a) the Investment Objectives of the Fund, as detailed in the Information Memorandum; and
(b) the factors set out in the Investor Management Agreement.
Execution Venues. NRP Finans Projects and Funds are in general not listed on any exchanges or exchange facilities, and NRP Finans does not execute orders on any execution venues. When Clients give orders to trade shares in NRP Projects and Funds, NRP Finans seeks to match such orders with other Clients or prospective Clients.
Execution Venues. Based on the execution factors above, we have selected a number of execution venues that meet our criteria for delivering best execution to you in particular financial instruments. A full list of execution venues is published on our website xxxx://xxx.xxxxxxxx.xxx. We may also transact trades on your behalf on GIS’s customer base in the OTC markets; and any MTF or OTF to which we may subscribe from time to time.
Execution Venues. 4.1 We have identified a variety of different execution venues that we intend to use, which we consider enable us to obtain the best possible result on a consistent basis when executing orders on behalf of clients. It is possible that an order may be executed on a venue which is not a Regulated Market or a Multilateral Trading Facility ("MTF"). Also some financial instruments may only be traded on one venue (notably if they execute a trade for units in a fund, the venue will be the fund manager or the fund itself).
Execution Venues. In meeting its obligation to take all reasonable steps to obtain on a consistent basis the best possible result for the execution of client orders, the Trading Advisor may use one or more of the following venue types when executing an order on behalf of its clients:
i. Regulated Markets;
ii. Multilateral Trading Facilities;
iii. Systematic Internalisers;
iv. Non-EU entities performing similar functions
Execution Venues. 6.2.1 The Orders under these General Rules may be executed on Regulated Markets, Multilateral Trading Facilities, through non-EU entities performing similar activities, and directly with Counterparties (“over-the-counter” deals), including the market of securities of the Russian Federation.
Execution Venues. Execution Venue'' includes a regulated market, a multilateral trading facility, a systematic internaliser or a market maker or other liquidity provider or an entity that performs a similar function in a third country (outside the European Union) to the functions performed by any of the foregoing. A list of the Execution Venues used by the Pro-choice chrimatistiriaki ltd in respect of each class of financial instruments can be found at the end of this Appendix. This Iist of Execution Venues is not exhaustive but comprises of those Execution Venues on which the Pro-choice chrimatistiriaki ltd places significant reliance based on the Execution Factors and their relevant importance. The Pro-choice chrimatistiriaki ltd reserves the right to use other Execution Venues where deemed appropriate in accordance with its Order Execution Policy and may add or remove any Execution Venues from this list, with the aim to obtain the best possible result for the client. A complete list of Execution Venues included in the Order Execution Policy of the Pro-choice chrimatistiriaki ltd can be given to the client, upon request.
Execution Venues. This Order Execution Policy includes those execution venues on which we execute orders on behalf of clients and which we consider enable us to obtain on a consistent basis the best possible result, according to the defined Execution Factors for each MiFID financial instrument (see Section 4 for “Execution Factors”). These possible execution venues include, as appropriate for each product: • Regulated Markets; • Other exchanges that are not EEA Regulated Markets; • Multilateral Trading Facilities (MTF); • Organised Trading Facilities (OTF); • Systematic Internalisers (SI); • Internal sources of liquidity, for example matching client orders, and Stifel Europe market-making trading desks; and • Third-party investment firms and brokers, and/or affiliates. In accordance with RTS 28 of XxXXX XX, Stifel Europe will publish annual execution statistics on our top five execution venues for each given class of financial instrument. Additionally, in compliance with SEC Rules 605 and 606, SNC publishes its execution statistics, including the execution venues to which it routes its agency orders, on its website, xxx.xxxxxx.xxx. The list contains the venues that have been used most often, but is not necessarily an exhaustive list. A list of main execution venues utilised by Stifel Europe on a consistent basis to obtain the best possible result for our clients is published on our website. Stifel Europe will not unfairly discriminate between execution venues but will make a decision on an execution venue based on a consideration of the execution factors. However, we may execute orders on other venues that are not included on our published list where we deem it appropriate, in accordance with this policy. In respect of Financial Instruments that can be traded on a regulated market, an MTF, or on an OTF, you should note that, subject to your prior express consent, in order to obtain best execution for you, we may be required to execute orders on your behalf outside of a regulated market, an MTF, or an OTF. As part of our client on-boarding, we require that you provide this consent as, without it, we will be restricted to executing your orders solely on regulated markets, MTFs or OTFs and will therefore be unable to access diverse sources of liquidity. This may have a potentially detrimental effect on the quality of the execution that we are able to provide to you. When there is only one possible venue where the order can be executed, Best Execution is achieved by execution o...
Execution Venues. The Execution Venues where the Service Provider and/or its representatives shall be authorised to operate on behalf of the Client shall be those mentioned in the Execution Policy sent separately to the Client when concluding the contract with the latter, an updated version of which is available on the Service Provider's Website. In accordance with the regulations, the Execution Policy may be freely amended by the Service Provider, updated and made available on its Website. The Client hereby declares it has full knowledge of the characteristics of the Financial Instruments and the Execution Venues listed in the Service Provider's Execution Policy and has the professional skills needed to assess and control the risks related to using the Financial Instruments and the Execution Venues.
Execution Venues. We will act for you as agent but will use several brokers/counterparties to carry out our order executions in the market and will consider on each transaction the most appropriate broker/ organisations to achieve the execution factors mentioned above.
