Information For UCC Financing Statements and Searches and Deposit Accounts and Accounts Holding Securities. (a) The exact corporate name of Borrower as it appears in its Certificate of Incorporation, as amended to date is: Inotek Pharmaceuticals Corporation.
(b) Borrower’s state of incorporation is: Delaware.
(c) The organizational ID number of Borrower from its jurisdiction of incorporation is 3062053.
(d) Borrower’s taxpayer identification number is 00-0000000.
(e) The following is a list of all corporate names, dba or trade names used by Borrower in the past five years: Inotek Pharmaceuticals Corporation.
(f) The following is a list of all Subsidiaries of Borrower: None.
(g) The address of Borrower’s headquarters and chief executive office is: 000 Xxxxxxxx Xxxxxx, 1st Floor, Lexington, MA 02421. The following is a list of all States where Borrower’s headquarters and chief executive office has been located in the past five years: Massachusetts.
(h) The following is a list of all States where Borrower’s property and assets have been located in the past five years: Massachusetts.
(i) The following is a list of all of Borrower’s deposit accounts (bank name, address and account names and numbers): Silicon Valley Bank, 0000 Xxxxxx Xxxxx, Xxxxx Xxxxx, XX 00000; Inotek Pharmaceuticals Corporation, Account # 3300426104.
(j) The following is a list of all of Borrower’s accounts holding securities (broker/bank name, address and account names and numbers): Silicon Valley Bank, 0000 Xxxxxx Xxxxx, Xxxxx Xxxxx, XX 00000; Inotek Pharmaceuticals Corporation, Account # 19-SV053. The undersigned, being the duly elected and acting of INOTEK PHARMACEUTICALS CORPORATION, a Delaware corporation (“Borrower”), does hereby certify to HORIZON TECHNOLOGY FINANCE CORPORATION (“Horizon”) and FORTRESS CREDIT CO LLC (“Fortress” and together with Horizon, the “Lenders”) in connection with that certain Venture Loan and Security Agreement dated as of June , 2013 by and among Borrower, Horizon, in its role as Collateral Agent and Lenders (the “Loan Agreement”; with other capitalized terms used below having the meanings ascribed thereto in the Loan Agreement) that:
1. The representations and warranties made by Borrower in Section 5 of the Loan Agreement and in the other Loan Documents are true and correct as of the date hereof.
2. No event or condition has occurred that would constitute a Default or an Event of Default under the Loan Agreement or any other Loan Document.
3. Borrower is in compliance with the covenants and requirements contained in Sections 4, 6 and 7 of the Loan Agreement.
4. Al...
Information For UCC Financing Statements and Searches and Deposit Accounts and Accounts Holding Securities. (a) The exact corporate name of Borrower as it appears in its Certificate of Incorporation, as amended to date is: eASIC CORPORATION.
(b) Borrower’s state of incorporation is: Delaware.
(c) The organizational ID number of Borrower from its jurisdiction of incorporation is: .
(d) Borrower’s taxpayer identification number is: .
(e) The following is a list of all corporate names, dba or trade names used by Borrower in the past five years: None.
(f) The following is a list of all Subsidiaries of Borrower: • eASIC Japan Co. Ltd. • eASIC Bermuda Limited • eASIC Corporation SRL • eASIC(M) SDN. BHD.
(g) The address of Borrower’s headquarters and chief executive office is: eASIC Corporation 0000 Xxxxxxxxx Xxxxx, Xxxxx 000 Xxxxx Xxxxx, XX 00000
(h) The following is a list of all States where Borrower’s headquarters and chief executive office has been located in the past five years: California.
(i) The following is a list of all States where Borrower’s property and assets have been located in the past five years: California.
(j) The following is a list of all of Borrower’s accounts (bank name, address and account names and numbers): Depository Bank Bank Address Type of Account Acct. No. Silicon Valley Bank Checking Silicon Valley Bank Collateral Foreign Accounts Owner and Depository Bank Account Owner: eASIC Corporation SRL Banca Romana de Dezvoltare, Groupe Societe Generale Current Account Banca Romana de Dezvoltare, Groupe Societe Generale Current Account Banca Romana de Dezvoltare, Groupe Societe Generale Saving Deposit Banca Romana de Dezvoltare, Groupe Societe Generale Saving Deposit Account Owner: eASIC Japan Co., Ltd. Sumitomo Mitsui Banking Corporation Savings Bank of Tokyo-Mitsubishi UFJ Savings Account Owner: eASIC (M) SDN, BHD. HSBC Bank Malaysia Berhad Checking
(k) The following is a list of all of Borrower’s accounts holding securities (broker/bank name, address and account names and numbers): None. Silicon Valley Bank: Revolving loan facility up to $8,000,000, which will remain outstanding. Silicon Valley Bank – Blanket lien, excluding intellectual property. Negative pledge on intellectual property. Name Mailing Address City State/Country Nature of Possession Amkor Technology EASIC (M) SDN.BHD, UPS (Suzhou) Limited KESM TEST Santa Xxxxx Penang Suzhou Selangor CA Malaysia China Malaysia WIP and FG Inventory FG Inventory FG Inventory WIP and FG Inventory
a. Bermuda Subsidiary: 00 Xxxxx Xxxxxx, 0xx Xxxxx, Xxxxxxxx XX 12 Bermuda;
b. Japanese Subsidiary: 0-0...
Information For UCC Financing Statements and Searches and Deposit Accounts and Accounts Holding Securities. (a) The exact corporate name of Borrower as it appears in its Certificate of Incorporation, as amended to date is: Enphase Energy, Inc.
(b) Borrower’s state of incorporation is: Delaware.
(c) The organizational ID number of Borrower from its jurisdiction of incorporation is 4118583.
(d) Borrower’s taxpayer identification number is 00-0000000.
(e) The following is a list of all corporate names, dba or trade names used by Borrower in the past five years: PVI Solutions Inc.
(f) The following is a list of all Subsidiaries of Borrower: Enphase Energy SAS, Enphase Energy SRL and Enphase Energy New Zealand Limited
(g) The address of Borrower’s headquarters and chief executive office is: 200 Xxxxx Xx., Xxxxx 000, Xxxxxxxx, XX 00000.
(h) The following is a list of all States where Borrower’s headquarters and chief executive office has been located in the past five years: California.
(i) The following is a list of all States where Borrower’s property and assets have been located in the past five years: California, Idaho.
(j) The following is a list of all of Borrower’s deposit accounts (bank name, address and account names and numbers): Bridge Bank, 55 Xxxxxxx Xxxx. Xxx Xxxx, XX 00000-0000 Operating Checking [***] Payroll ZBA Checking [***] Business Money Market Tech [***] Comerica Bank, 220 Xxxxxxx Xxxxxxx, Xxxxx 000, Xxx Xxxx, XX 00000 Commercial checking [***] Business Money Market Account [***]
(k) The following is a list of all of Borrower’s accounts holding securities (broker/bank name, address and account names and numbers): None. [***] = CERTAIN INFORMATION ON THIS PAGE HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION. CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS. The following equipment is not included in the Collateral: Equipment purchased or leased pursuant to the agreements with Atel Ventures, Inc., AEL Financial Lease Agreement, GE Capital, or Xxxxx Fargo or Hercules Capital. The undersigned, being the duly elected and acting [ ] of ENPHASE ENERGY, INC., a Delaware corporation (“Borrower”), does hereby certify to (i) KPCB HOLDINGS, INC., AS NOMINEE (“KPCB”), as agent on behalf of and for the ratable benefit of the Lenders (“Agent”) under that certain Amended and Restated Subordinated Convertible Loan Facility and Security Agreement dated as of November , 2011 by and among Borrower, KPCB, as Agent and a Lender, and the other Lenders named therein and party thereto (the “Loan Agreement”; with other capitalized te...
Information For UCC Financing Statements and Searches and Deposit Accounts and Accounts Holding Securities. (a) The exact corporate name of Borrower as it appears in its Certificate of Incorporation, as amended to date is: Tengion, Inc.
(b) Borrower’s state of incorporation is: Delaware.
(c) The organizational ID number of Borrower from its jurisdiction of incorporation is 3679969.
(d) Borrower’s taxpayer identification number is 20 021 4813.
(e) The following is a list of all corporate names, dba or trade names used by Borrower in the past five years: Tengion, Inc.
(f) The following is a list of all Subsidiaries of Borrower: none.
(g) The address of Borrower’s headquarters and chief executive office is: 0000 Xxxxxxxxxxx Xxxxxxxxx Xxxxx 000, Xxxx xx Xxxxxxx, Xxxxxxxxxxxx 00000. The following is a list of all States where Borrower’s headquarters and chief executive office has been located in the past five years: Pennsylvania, Connecticut.
(h) The following is a list of all States where Borrower’s property and assets have been located in the past five years: Pennsylvania, North Carolina, Connecticut, New York.
(i) The following is a list of all of Borrower’s deposit accounts (bank name, address and account names and numbers): Commerce Bank 000 Xxxx Xxxxxx Xxxx Xxxx xx Xxxxxxx XX 00000 Premier Savings/Investment
(j) The following is a list of all of Borrower’s accounts holding securities (broker/bank name, address and account names and numbers): Xxxxxx Xxxxxxx Private Wealth Management 0000 Xxx xx xxx Xxxxxxxx Xxx Xxxx XX 00000 Bank: Citibank NYC A/C Xxxxxx Xxxxxxx & Co. FBO Tengion Inc. XXX # 00-00XX0
Information For UCC Financing Statements and Searches and Deposit Accounts and Accounts Holding Securities. (a) The exact corporate name of Borrower as it appears in its Certificate of Incorporation, as amended to date is:
(b) Borrower’s state of incorporation is:
(c) The organizational ID number of Borrower from its jurisdiction of incorporation is:
(d) Borrower’s taxpayer identification number is:
(e) The following is a list of all corporate names, dba or trade names used by Borrower in the past five years:
(f) The address of Borrower’s headquarters and chief executive office is:
(g) The following is a list of all States where Borrower’s headquarters and chief executive office has been located in the past five years:
(h) The following is a list of all States where Borrower’s property and assets have been located in the past five years:
(i) The following is a list of all of Borrower’s accounts (bank name, address and account names and numbers):
Information For UCC Financing Statements and Searches and Deposit Accounts and Accounts Holding Securities. (a) The exact corporate name of each Co-Borrower as it appears in its Certificate of Incorporation, as amended to date is: .
(b) Each Co-Borrower’s state of incorporation is: .
(c) The organizational ID number of each Co-Borrower from its jurisdiction of incorporation is .
(d) Each Co-Borrower’s taxpayer identification number is: .
(e) The following is a list of all corporate names, dba or trade names used by each Co-Borrower in the past five years: .
(f) The following is a list of all Subsidiaries of each Co-Borrower: .
(g) The address of the headquarters and chief executive office of each Co-Borrower is: . The following is a list of all States where the headquarters and chief executive office of each Co-Borrower has been located in the past five years: .
(h) The following is a list of all States where property and assets of each Co-Borrower have been located in the past five years: .
(i) The following is a list of all of deposit accounts of each Co-Borrower (bank name, address and account names and numbers): .
(j) The following is a list of all accounts holding securities of each Co-Borrower (broker/bank name, address and account names and numbers): .
Information For UCC Financing Statements and Searches and Deposit Accounts and Accounts Holding Securities. (a) The exact corporate name of Borrower as it appears in its Articles of Incorporation, as amended to date is: Pharmasset, Inc.
(b) Borrower’s state of incorporation is: Delaware.
(c) The organizational ID number of Borrower from its jurisdiction of incorporation is 3796672.
(d) Borrower’s taxpayer identification number is 00-0000000.
(e) The following is a list of all corporate names, dba or trade names used by Borrower in the past five years: Pharmasset, Inc. and Pharmasset, Ltd.
(f) The following is a list of all Subsidiaries of Borrower: N/A.
(g) The address of Borrower’s headquarters and chief executive office is: 000X Xxxxxxx Xxxx Xxxx, Xxxxxxxxx, Xxx Xxxxxx 00000. The following is a list of all States where Borrower’s headquarters and chief executive office has been located in the past five years: New Jersey and Georgia.
(h) The following is a list of all States where Borrower’s property and assets have been located in the past five years: New Jersey,
Information For UCC Financing Statements and Searches and Deposit Accounts and Accounts Holding Securities. (a) The exact corporate name of Borrower as it appears in its Articles of Incorporation, as amended to date is Cereplast, Inc.
(b) Borrower’s state of incorporation is: Nevada.
(c) The organizational ID number of Borrower from its jurisdiction of incorporation is C25164-2001.
(d) Borrower’s taxpayer identification number is 00-0000000.
(e) The following is a list of all corporate names, dba or trade names used by Borrower in the past five years: Cereplast, Inc., Cereplast International, Sarl and Cereplast Europe SAS.
(f) The following is a list of all Subsidiaries of Borrower: Cereplast International, Sarl AND Cereplast Europe SAS.
(g) The address of Borrower’s headquarters and chief executive office is: 000 Xxxxx Xxxxxxxxxxx Xxxx., Xx Xxxxxxx, XX 00000. The following is a list of all States where Borrower’s headquarters and chief executive office has been located in the past five years: California.
(h) The following is a list of all States where Borrower’s property and assets have been located in the past five years: California, Indiana.
(i) Attachment 1 to Exhibit A is a list of all of Borrower’s deposit accounts (bank name, address and account names and numbers).
(j) The following is a list of all of Borrower’s accounts holding securities (broker/bank name, address and account names and numbers): None.
Information For UCC Financing Statements and Searches and Deposit Accounts and Accounts Holding Securities. (a) The exact corporate name of Borrower as it appears in its Certificate of Incorporation, as amended to date is: Singulex, Inc.
(b) Borrower’s state of incorporation is: Delaware.
(c) The organizational ID number of Borrower from its jurisdiction of incorporation is 2824201 8100.
(d) Borrower’s taxpayer identification number is13-4213064.
(e) The following is a list of all corporate names, dba or trade names used by Borrower in the past five years: Singulex, Inc. and BioProfile, LLC.
(f) The following is a list of all Subsidiaries of Borrower: N/A.
(g) The address of Borrower’s headquarters and chief executive office is:1650 Harbor Xxx Xxxxxxx, Xxxxx 000, Xxxxxxx, XX 00000. The following is a list of all States where Borrower’s headquarters and chief executive office has been located in the past five years: CA, MO.
(h) The following is a list of all States where Borrower’s property and assets have been located in the past five years: CA, MO.
(i) The following is a list of all of Borrower’s deposit accounts (bank name, address and account names and numbers): 00 Xxxxxxx Xxxx Xxx Xxxx, XX 00000 000-000-0000 Representative: Bella CLIA Account: 0101111607 Operating Account: 0101092617 Money Market Account: 0101111342 SWIFT Code: XXXXXX0X ABA Routing # : 000000000 0000 Xxxxx Xxxxx Road St. Loius, MO 63125 000-000-0000 Representative: Any representative can assist Checking Account: 0000000 Money Market Account: 0000000
(j) The following is a list of all of Borrower’s accounts holding securities (broker/bank name, address and account names and numbers): Capital Advisors Group 000 Xxxxxxx Xxx Xxxxxxxxx, XX 00000 000-000-0000 Representative: Xxxxx Account: 3560 (Loan ) The undersigned, being the duly elected and acting of SINGULEX, INC., a Delaware corporation (“Borrower”), does hereby certify to COMPASS HORIZON FUNDING COMPANY LLC (the “Lender”) in connection with that certain Venture Loan and Security Agreement dated as of [Date] by and between Borrower and Lender (the “Loan Agreement”; with other capitalized terms used below having the meanings ascribed thereto in the Loan Agreement) that:
1. The representations and warranties made by Borrower in Section 5 of the Loan Agreement and in the other Loan Documents are true and correct as of the date hereof.
2. No event or condition has occurred that would constitute a Default or an Event of Default under the Loan Agreement or any other Loan Document.
3. Borrower is in compliance with the covenants and requirements c...
Information For UCC Financing Statements and Searches and Deposit Accounts and Accounts Holding Securities. (a) The exact corporate name of Borrower as it appears in its Articles of Incorporation, as amended to date is: Pharmasset, Inc.
(b) Borrower’s state of incorporation is: Delaware.
(c) The organizational ID number of Borrower from its jurisdiction of incorporation is 3796672.
(d) Borrower’s taxpayer identification number is 00-0000000.
(e) The following is a list of all corporate names, dba or trade names used by Borrower in the past five years: Pharmasset, Inc. and Pharmasset, Ltd.
(f) The following is a list of all Subsidiaries of Borrower: N/A.
(g) The address of Borrower’s headquarters and chief executive office is: 000X Xxxxxxx Xxxx Xxxx, Xxxxxxxxx, Xxx Xxxxxx 00000. The following is a list of all States where Borrower’s headquarters and chief executive office has been located in the past five years: New Jersey and Georgia.
(h) The following is a list of all States where Borrower’s property and assets have been located in the past five years: New Jersey, Georgia, and North Carolina.
(i) The following is a list of all of Borrower’s deposit accounts (bank name, address and account names and numbers): Account No. 373-49855-12-500. Citigroup Global Markets, 0000 Xxxxxxxxx Xxxx Xxxxx Xxxx, Xxxxx 0000, Xxxxxxx XX 00000.
(j) The following is a list of all of Borrower’s accounts holding securities (broker/bank name, address and account names and numbers): Account No. 373-91554-18-500. Citigroup Global Markets, 0000 Xxxxxxxxx Xxxx Xxxxx Xxxx, Xxxxx 0000, Xxxxxxx XX 00000.