Licensing and Compliance. The Company and the Dealer Manager covenant that any persons employed or retained by them to provide sales support or wholesaling services in support of Ameriprise or its clients shall be licensed in accordance with all applicable laws, will comply with all applicable federal and state securities laws and regulations, and will use only sales literature approved and authorized by the Company and the Dealer Manager.
Licensing and Compliance. The Company and the Dealer Manager covenant that any persons employed or retained by them to provide sales support or wholesaling services in support of Securities America or its clients shall be licensed in accordance with all applicable laws, will comply with all applicable federal and state securities laws and regulations, and will use only sales literature approved and authorized by the Company and the Dealer Manager.
Licensing and Compliance. The Consultant agrees to comply in full with all licensing and other standards required by Federal, State, County, City or Tribal statute, regulation or ordinance in which the service and/or care is provided for the duration of this agreement. The Consultant will maintain effective internal controls in managing the federal award. Liability resulting from noncompliance with licensing and other standards required by Federal, State, County, City or Tribal statute, regulation or ordinance or through the Consultant’s failure to ensure the safety of all individuals served is assumed entirely by the Consultant.
Licensing and Compliance. (1) Comply with all rules and regulations of the New Mexico Department of Health, New Mexico Environment Department, the Alcohol and Gaming Division of the Regulation and Licensing Department, and all applicable laws, statutes and ordinances of the State of New Mexico and the City of Santa Fe, including health and safety codes.
(2) Obtain and maintain at Lessee’s expense all permits and licenses required by such laws and regulations.
(3) Assist the Lessor in obtaining and preparing any applications and supporting documents to renew the Liquor License.
(4) Possess a current City Registration License and a Gross Receipts Tax Identification (CRS)
Licensing and Compliance. At all times during the term of this Agreement, PBM, PBM Agents and PBM’s employees shall be and remain licensed and certified in accordance with all applicable state and federal laws and regulations (including those applicable to utilization review), and shall comply with and abide by all state, federal and local laws and regulations relating to the provision of pharmacy benefit services to Covered Individuals. PBM shall supply evidence of such licensure, compliance and certifications to WellPoint upon request. At all times during the term of this Agreement, PBM, when applicable, shall: (i) maintain itself in good professional standing; and (ii) maintain all required professional credentials and meet all continuing education requirements necessary to retain its agents or employees professional designation.
Licensing and Compliance. Producer warrants that it is properly licensed to sell and/or solicit insurance in its state of domicile, and all other states in which Producer transacts insurance. Producer will maintain such license(s) in good standing for the duration of this Agreement and will furnish proof of such proper licensing upon request by B&W. Producer will promptly notify B&W of any suspension, revocation, or other disciplinary action taken, or any other impairment, of or with respect to such license(s). Producer warrants that it is compliant, and will continue to comply, with all laws and regulations regarding placement of insurance with admitted and/or non-admitted insurance companies, including, but not limited to, applicable laws, rules and regulations applicable to insurance professionals’ compensation disclosure requirements and data security and privacy.
Licensing and Compliance. Producer is properly licensed to transact business in accordance with all laws, rules and regulations of each state in which Producer transacts business. Producer will maintain such license or licenses in good standing for the duration of this Agreement and will furnish proof of such licensing upon request by Xxxxxx. Producer will notify Broker of any suspension, cancellation or disciplinary action with respect to its license(s) within ten (10) days of any such action.
Licensing and Compliance. Obtain all necessary licenses, permits, or registrations required for your services.
Licensing and Compliance. DAO BANK aims to be the first fully self-sustaining, crypto-native decentralized index for DeFi 3.0, providing greater utility to the DAOBK token and the entire cross-chain DeFi 3.0 ecosystem. Everyone is passionate about innovation. We are engineers, investors and traders building the future of DeFi 3.0. At DAO BANK, we are committed to enabling users to learn to invest and obtain more benefits, and we take this responsibility seriously. Our values guide us in making decisions that meet the needs of our communities and have a lasting impact on society. Our operations are conducted in a competent and transparent manner, and we ensure that our work is on par with global compliance standards in the digital asset space. We have developed strong working relationships with our affiliates to ensure that our information is not only accurate, but also secure. The services and products that DAO BANK provides to users reflect our industry-leading security and reputation. Regulator: Canadian Center for Financial Transactions and Reports Analysis Regulator: U.S. Department of the Treasury Financial Crimes Enforcement Network (FinCEN) Regulator: Australian Transaction Reports and Analysis Center Regulatory Authority: Financial Intelligence Service of the Republic of Estonia
Licensing and Compliance. The Participant agrees to comply in full with all licensing and other standards required by Federal, State, County, City or Tribal statute, regulation or ordinance in which the service and/or care is provided for the duration of this agreement. The Participant will maintain effective internal controls in managing the federal award. Liability resulting from noncompliance with licensing and other standards required by Federal, State, County, City or Tribal statute, regulation or ordinance or through the Participant’s failure to ensure the safety of all individuals served is assumed entirely by the Participant.
