Policies and procedures compliance. Assist the investment adviser with monitoring its compliance with Fund Board directives, such as "Approved Issuers Listings for Repurchase Agreements", Rule 17a-7, Rule 17e-1 and Rule 12d3-1 procedures.
Policies and procedures compliance. The Producer shall comply with all (i) federal, state and local laws, regulations and rules applicable to the Producer’s solicitation of insurance products, and (ii) all rules, policies, procedures and standards which are provided or made available to the Producer by Xxxxx or any Xxxxx Carrier.
Policies and procedures compliance. Assist the Trust's Officers with monitoring each Fund's compliance with Board directives, such as the Trust's compliance procedures, including, but not limited to, guidelines for repurchase agreements and Rule 10f-3, Rule 12d3-1, Rule 17a-7 and Rule 17e-1 policies and procedures.
Policies and procedures compliance. The Camp Sponsor shall comply with all College policies, regulations, and guidelines, and all local, state and federal laws concerning health, safety and public order. Failure to comply with the preceding may result in forfeiture of the privilege of using College facilities and services, or termination of this Agreement, in the discretion of the College.
Policies and procedures compliance. (1) Assist the Fund’s Investment Adviser with monitoring compliance with the 1940 Act and the 1933 Act and with rules, and amendments to rules, adopted thereunder, and notify the Trust of the results thereof.
Policies and procedures compliance. Notwithstanding any of the provisions of this Agreement to the contrary, all accounting, financial reporting and bookkeeping procedures of the Partnership (and its Controlled Affiliates) shall be established in conjunction with policies and procedures determined under the supervision of the General Partner and AMG. The Management Committee shall have a continuing obligation to keep AMG’s chief financial officer informed of material financial developments with respect to the Partnership (and its Controlled Affiliates). Notwithstanding any other provisions of this Agreement to the contrary, all legal, compliance and regulatory matters of the Partnership (and its Controlled Affiliates) shall be coordinated with the General Partner and AMG, and the Partnership’s (and its Controlled Affiliates’) legal compliance activities shall be conducted and established in conjunction with policies and procedures determined under the supervision of the General Partner. The Management Committee shall have a continuing obligation to keep AMG’s general counsel informed of material legal, compliance and regulatory developments with respect to the Partnership (and its Controlled Affiliates). The Partnership shall (and shall cause its Controlled Affiliates to) maintain a control environment and appropriate financial reporting, operational, legal and compliance control activities reasonably designed to ensure AMG’s compliance with Sections 302 and 404 of the Sarbanes Oxley Act of 2002 and consistent with best practices in the investment management industry, and each Employee Equityholder shall use his or her reasonable best efforts to cause the Partnership (and its Controlled Affiliates) to do so.
