Compliance Activities. Selling Agent acknowledges and agrees that the performance of certain compliance activities regarding the independent sales offices (ISO's) selling Partnership Units to investors and, if applicable, regarding investor participation in the Partnership is a responsibility of Selling Agent hereunder. Selling agent shall perform the following compliance activities ("Compliance Activities"), which shall include, without limitation, the following:
3.6.1. Selling Agent shall receive from the Partnership or, if applicable, its escrow agent, a copy of each subscription application package (the "Application") submitted by any person or entity submitting such an application package for admission as a Partner in the Partnership (such persons are referred to herein as "Prospective Partners");
3.6.3. Selling Agent shall review each Application to determine whether the Prospective Partner submitting such application properly completed and executed such Application;
Compliance Activities. With respect to enforcement of reliability standards, WECC will:
2.1.7.1 implement the Reliability Management System in effect as of WECC’s formation and as the Reliability Management System may be subsequently modified in accordance with its terms;
2.1.7.2 implement any monitoring and enforcement mechanisms delegated to it pursuant to Section 215 of the Federal Power Act and any Delegation Agreement with the ERO, or required by any International Reliability Agreement with a Canadian or Mexican authority; and
2.1.7.3 administer any other monitoring and enforcement mechanisms where WECC is designated to perform administration.
Compliance Activities. A. PARTICIPATING MEDICAL GROUP acknowledges that BLUE CROSS is responsible for the performance of certain activities (“Compliance Activities”) related to medical services in order to comply with applicable state and federal laws and accreditation and certification requirements of managed care organization oversight agencies, including, but not limited to, the California Department of Corporations (“DOC”), the National Committee for Quality Assurance (“NCQA”) and the Health Care Financing Administration (“HCFA”) if applicable. PARTICIPATING MEDICAL GROUP understands that BLUE CROSS may delegate responsibility for some or all Compliance Activities (“Delegated Compliance Activities”) to qualified PARTICIPATING MEDICAL GROUPs.
Compliance Activities. The Management Company shall maintain, or cause to be maintained, a corporate compliance plan for the Management Services contemplated by this Agreement, including the implementation of effective internal controls to ensure compliance with applicable Federal and State law. The Management Company shall take appropriate steps to prevent, investigate, and act upon any inappropriate coding, billing or business practices within the Management Company. The Management Company shall conduct regular internal audits and engage in other ongoing monitoring activities relating to the business practices of the Management Company. The Management Company shall at all times be solely responsible for taking appropriate disciplinary action and/or other corrective measures when inappropriate, fraudulent, abusive or otherwise illegal business activity is identified within the Management Company. The Management Company shall further ensure that any subcontractor with whom the Management Company contracts to provide the Management Services under this Agreement agrees in writing to comply with the requirements of this Section 4(e).
Compliance Activities. Promoter acknowledges and agrees that the performance of certain compliance activities regarding investor participation in the LLC is a responsibility of Promoter hereunder. Promoter shall perform the following compliance activities ("Compliance Activities"), which shall include, without limitation, the following:
3.5.1. Promoter shall receive from the LLC or, if applicable, its escrow agent, a copy of each subscription application package (the "Application") submitted by any person or entity submitting such an application package for admission as a member in the LLC (such persons are referred to herein as "Prospective Member");
3.5.2. Promoter shall review each Application to determine whether the Prospective Partner submitting such application properly completed and executed such Application;
Compliance Activities. 4. On [date], the Illinois EPA received Respondent’s response to VN X-20XX-XXXXX, which included proposed terms for a CCA. The Illinois EPA has reviewed Xxxxxxxxxx’s proposed CCA terms, as well as considered whether any additional terms and conditions are necessary to attain compliance with the alleged violations cited in the VN.
5. Respondent agrees to undertake, complete and continue to maintain the following actions, which the Illinois EPA has determined are necessary to attain compliance with the allegations contained in VN X-20XX-XXXXX:
a) [Insert CCA technical terms]
Compliance Activities. During the Term of this Agreement, PCL will, on a on-going basis, engage in compliance enforcement activities, including conducting regular audits of its laboratories for compliance with Applicable Laws, this Agreement, and PCL's policies as set forth in the Corporate Integrity Policy Manual and reviewing its billing policies, procedures and practices to ensure that federally funded health care programs are billed appropriately for services rendered. In conducting these compliance enforcement activities, PCL will use its internal compliance staff other employees, and such outside professionals (e.g., accountants and attorneys) as PCL deems necessary. PCL shall include in the Annual Report required by paragraphs 19 and 20 a description of its efforts in this regard during the previous year and the results of those efforts.
Compliance Activities. The State Agency agrees to inspect at least % or (number of facilities) of the medical gas facilities within its jurisdiction each year. During the annual planning meeting, the FDA and the State Agency will select facilities to inspect in accordance with any inspection priorities agreed upon by the Parties.
Compliance Activities a. The Settlement Agent shall conduct periodic e-mail surveillance reviews of all individuals with access to Confidential Information to ensure compliance with the information barrier policy described in section 6(a) of this schedule. The Settlement Agent shall also conduct periodic reviews of access permissions for all network systems and folders containing Confidential Information.
b. The Settlement Agent shall maintain a list of each of the individuals who have been assigned to provide Services and the dates of those assignments that can be reviewed by the New York Fed.
Compliance Activities. The Provider must, where directed by DHS to do so, and in accordance with any Guidelines: arrange for a Participant (Mutual Obligation) to participate in Compliance Activities, as directed by DHS; amend the Participant (Mutual Obligation)’s Job Plan accordingly; monitor the Participant (Mutual Obligation)’s participation in the Compliance Activities; and notify DHS via the Department’s IT Systems if the Participant (Mutual Obligation) does not attend the Compliance Activities as required. Where the Provider becomes aware that any Disability Support Pension Recipient (Compulsory Requirements) has failed to comply with one or more of their Mutual Obligation Requirements by failing to: attend an Appointment; enter into a current Job Plan; or appropriately participate in any compulsory Activities as specified in any Guidelines, the Provider must attempt to contact the Disability Support Pension Recipient (Compulsory Requirements) on the same Business Day that they become aware of the failure to comply. If the Provider has been able to make contact with the Disability Support Pension Recipient (Compulsory Requirements), it must, within 10 Business Days of becoming aware of the failure to comply referred to in clause 110.1 and in accordance with any Guidelines: determine whether the failure to comply should be reported to DHS; if the Provider determines that such action should be taken, document any information relevant to the failure to comply in the Department’s IT Systems and report the failure to comply to DHS via the Department’s IT Systems; and if the Provider determines that no such action should be taken, use its best endeavours to ensure that the Disability Support Pension Recipient (Compulsory Requirements) complies with their compulsory requirements at the next available opportunity. If the Provider has not been able to make contact with the Disability Support Pension Recipient (Compulsory Requirements), it must, within 10 Business Days of becoming aware of the failure to comply referred to in clause 110.1: determine whether any action should be taken under arrangements in relation to the failure to comply as specified in any Guidelines; if the Provider determines that such action should be taken, document any information relevant to the failure to comply in the Department’s IT Systems and report the failure to comply to DHS via the Department’s IT Systems; and without limiting the obligations in clause 110.3, use its best endeavours to continue attem...
