Reporting Matters Sample Clauses

Reporting Matters. Illegal, and Unethical, or Inappropriate Conduct. The Contractor, and its employees shall immediately report to the Contracting Officer and/or Contracting Officer’s Representative, any illegal, or unethical, or inappropriate conduct observed, noticed, or discovered while on Government premises or during periods paid by the Government under this contract, without regard as to the source of such conduct (except that any matter involving only contractor employees, apart from any Government requirements or the specific requirements of this contract, is deemed to be strictly the concern of the Contractor). The Contractor shall immediately report to the Government all actual or suspected violations of Government information, personnel, or physical security requirements. The Contractor shall fully comply with all of the reporting requirements that are expressed for specified circumstances and issues identified in discrete Federal Acquisition Regulation or Homeland Security Acquisition Regulation terms in force under this contract. Emergency Situations While on Government Premises. Contractor employees shall immediately report any emergency situations they may witness (any circumstance where actual or potential loss of life, serious injury, or critical damage to property, or other serious incidents, such as fires, or workplace violence, terrorist activities, or other criminal behavior is occurring) per standing TSA procedures while they are performing under contract in government facilities.
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Reporting Matters. The Company agrees not to report any actual or deemed non-cash dividends with respect to the Series B Preferred Stock to the Purchasers or any Governmental Entity on IRS Form 1099-DIV or other information return, unless otherwise instructed to do so in writing by a Governmental Entity in connection with a Proceeding involving the Company. The Company shall not withhold any Taxes on any actual or deemed non-cash dividends to the Purchasers with respect to the Series B Preferred Stock, unless otherwise instructed to do so in writing by a Governmental Entity in connection with a Proceeding involving the Company. The Company agrees with each of the Purchasers that for Tax purposes (i) the issue price of the Series B Preferred Stock will be $93.40 per share of the Series B Preferred Stock paid by the Purchasers and that the issue price for the Warrants shall be $6.60 per share subject to the Warrants and (ii) the Series B Preferred Stock will not be designated as debt.
Reporting Matters. 17 ARTICLE VI MISCELLANEOUS.......................................................17
Reporting Matters. SLF Airfield Manager xxxxxxxx@xxxxxxxxxxxx.xxx Phone: (000) 000-0000 Cell: (000) 000-0000 For Billing Related Matters: xxxxxxxxxx@xxxxxxxxxxxx.xxx Phone: (000) 000-0000 Legal Notices with copy to: XxxxXxxxxxxx, P.A. 000 Xxxx Xxxx Xxxxxx, Xxxxx 0000 Xxxx Xxxxxx Xxx 0000 Xxxxxxx, Xxxxxxx 00000 Attn: Xxxxxxx Xxxxx Xxxxxxx.Xxxxx@xxxx-xxxxxxxx.xxx Phone: (000) 000-0000 Facsimile: (000) 000-0000 Tenant: Tenant premises contact: Xxxx Xxxxxxxx 0000 X. Xxxxxxx Xxx Xxxxxx Xxxxxxx, XX 00000 Phone: (000) 000-0000 Email: Xxxx@xxxxxxxxxxxx.xxx A valid notice or other communication under this Lease is effective when received by the receiving party. A notice or other communication is deemed to have been received as follows: (1) if it is delivered in person, or sent by registered or certified mail or by nationally recognized overnight courier, upon receipt as indicated by the date on the signed receipt; and (2) if the receiving party rejects or otherwise refuses to accept it, or if it cannot be delivered because of a change in address for which no notice was given, then upon that rejection, refusal, or inability to deliver,
Reporting Matters. The parties hereto intend, and the Company will treat, this Warrant as an option for applicable tax purposes through and including the initial exercise of this Warrant; provided that the foregoing would not apply should the applicable tax laws change in the future in a way that, in the opinion of counsel, would cause the Company’s compliance with the foregoing to violate such tax laws.
Reporting Matters. 18 5.6 USRPHC.......................................................................................18 5.7 Restriction on Use of Proceeds...............................................................19 5.8
Reporting Matters. The Company and each of the Investors agree, and all of them specifically contemplate, that under current law and regulations only cash dividends declared by the Board of Directors of the Company and paid to the stockholders of the Company are required to be reported to any governmental authority on IRS Form 1099-DIV or other information return, and that none of the terms of the Series B Preferred Stock as expressed in the Amended and Restated Certificate and none of the terms of the Transaction Documents contemplate any transaction or event, taking into account all existing and contemplated operative facts, that would require the reporting of any deemed, constructive or actual dividend to any of the Investors. In the event that the Company determines, based on advice received from its tax advisers, that this understanding is or becomes incorrect as a result of changes in law, regulations, or operative facts, it will give reasonable advance notice to the Investors of any proposed reporting inconsistent with the preceding sentence, and will meet and confer with the Investors or their designated professional tax advisers in an effort to resolve the issue in a mutually satisfactory manner before transmitting the applicable information reports to the Investors and any governmental authority, including the IRS. The Company agrees with each of the Investors that for tax, accounting and all other purposes the issue price of the Series B Preferred Stock will be the Per Share Purchase Price and that the Series B Preferred Stock shall be treated as stock and not as debt.
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Reporting Matters. The Company is subject to and in compliance in all material respects with the reporting requirements of Section 13 or Section 15(d) of the Exchange Act. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on Nasdaq, and except as described in the Registration Statement and the Prospectus, the Company has taken no action designed to, or reasonably likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaq, nor has the Company received any notification that the Commission or FINRA is contemplating terminating such registration or listing. The Company has filed with Nasdaq a notification of the listing of the Stock on Nasdaq.
Reporting Matters. The Credit Agreement is hereby further amended by inserting the following new .11.21 therein in the correct numerical sequence:

Related to Reporting Matters

  • Reporting Compliance Grantee represents and warrants that it will submit timely, complete, and accurate reports in accordance with the grant and maintain appropriate backup documentation to support the reports.

  • Compliance Matters (a) The Sub-Adviser understands and agrees that it is a “service provider” to the Trust as contemplated by Rule 38a-1 under the 1940 Act. As such, the Sub-Adviser agrees to cooperate fully with the Adviser and the Trust and its Trustees and officers, including the Fund’s CCO, with respect to (i) any and all compliance-related matters, and (ii) the Trust’s efforts to assure that each of its service providers adopts and maintains policies and procedures that are reasonably designed to prevent violation of the “federal securities laws” (as that term is defined by Rule 38a-1) by the Trust, the Adviser and the Sub-Adviser. In this regard, the Sub-Adviser shall: (1) submit to the Board for its consideration and approval, prior to the effective date of this Agreement, the Sub-Adviser’s compliance program, it being understood that the Sub-Adviser’s obligation under Section 2(e) of this Agreement to vote all proxies solicited by or with respect to the issuers of securities in which the assets of the Portfolio may be invested shall be subject to the fulfillment of the condition that the Board approve the Sub-Adviser’s proxy voting policies and procedures; (2) submit annually (and at such other times as the Trust may reasonably request) to the Fund’s CCO and the Adviser for consideration by the Board, a report discussing the adequacy and effectiveness of the Sub-Adviser’s compliance program, and fully describing any material amendments to such compliance program since the most recent such report; (3) provide periodic reports, certifications and information concerning the Sub-Adviser’s compliance program including, but not limited to, the following; (i) Quarterly Compliance Certifications, including any required attachments, no later than the tenth (10th) business day after each calendar quarter; and (ii) Annual Report on Code of Ethics Matters, including any required attachments, no later than the fifteenth (15th) business day of October each year. (4) provide the Adviser and the Trust and its Trustees and officers with reasonable access to information regarding the Sub-Adviser’s compliance program, which access shall include on-site visits with the Sub-Adviser as may be reasonably requested from time to time; (5) permit the Adviser and the Trust and its Trustees and officers to maintain an active working relationship with the Sub-Adviser’s compliance personnel by, among other things, providing the Adviser and the Fund’s CCO and other officers with a specified individual within the Sub-Adviser’s organization to discuss and address compliance-related matters; (6) provide the Adviser and its chief compliance officer and the Trust and its Trustees and officers, including the Fund’s CCO, with such certifications as may be reasonably requested; and (7) reasonably cooperate with any independent registered public accounting firm engaged by the Trust, ensure that all reasonably necessary information and the appropriate personnel are made available to such independent registered public accounting firm, to support the expression of the independent registered public accounting firm’s opinion, and each year provide the Adviser and such independent registered public accounting firm with a copy of the most recent SSAE 16 Report prepared by the Sub-Adviser’s independent auditors regarding the Sub-Adviser’s internal controls. (b) The Sub-Adviser represents, warrants and covenants that it has implemented and shall maintain a compliance program in accordance with the requirements of Rule 206(4)-7 under the Advisers Act.

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