Securities Depositories. (a) Bank hereby represents to Customer that each securities depository listed on Schedule B is an Eligible Securities Depository. If Schedule B is amended, this representation shall be effective as to the amended Schedule on the date of such amendment. Bank shall promptly advise Customer if any securities depository listed on Schedule B ceases to be an Eligible Securities Depository.
(b) Bank shall provide Customer an analysis of the custody risks (which analyses may be provided to Customer electronically) associated with maintaining Customer’s Foreign Assets with each Eligible Securities Depository used by Bank and at which any Foreign Assets of Customer are held or are expected to be held. Bank shall use reasonable efforts to provide such analysis at least annually on March 31st of each calendar year (or, in the case of an Eligible Securities Depository not used by Bank as of the agreed upon date, prior to the initial placement of Customer’s Foreign Assets at such Depository after such date). Bank shall monitor the custody risks associated with maintaining Custo-mer’s Foreign Assets at each such Eligible Securities Depository on a continuing basis, and shall promptly notify Customer or its investment adviser of any material changes in such risks.
(c) Bank shall, upon Customer’s reasonable request from time to time, provide certain additional information (“Additional Information”) to Customer beyond the scope of the information Bank is otherwise obligated to provide to Customer under this Agreement, or any other agreement between the parties relating to Customer’s Foreign Assets. For example, Additional Information may relate to a country’s financial infrastructure, prevailing custody and settlement practices, laws applicable to the safekeeping and recovery of Foreign Assets held in custody, and the likelihood of nationalization, currency controls and similar risks, but shall not include information required to be provided under this Agreement or any other agreement between the parties relating to Customer’s Foreign Assets.
(d) Bank’s obligation to provide Customer with Additional Information shall be limited to the extent Additional Information is (i) already in the possession of Bank, or (ii) available to Bank using commercially reasonable means. Customer hereby acknowledges that: (i) Additional Information is designed solely to inform Customer of certain market conditions and procedures and is not intended as a recommendation to invest or not invest in...
Securities Depositories. PFPC will provide to the Funds the risk analysis and monitoring required under sub-sections (a)(1)(i)(A) and (B) of Rule 17f-7 subject to and in accordance with the provisions set out in this Agreement. In consideration of the provision of such risk analysis and monitoring each Fund agrees to the provisions set forth in Paragraphs B through L of this Agreement.
(a) As contemplated by Rule 17f-7, PFPC will provide a written analysis (which may be in electronic form) to each Fund and its investment adviser of the custody risks associated with maintaining the Fund's "Foreign Assets" (as that term is defined in Rule 17f-5(a)(2) under the 0000 Xxx) with each "Eligible Securities Depository" (as that term is defined in Rule 17f-7(b)(1)) listed on Schedule C hereto (as the same may be changed by PFPC from time to time) and at which any Foreign Assets of the Fund are held or are expected to be held. PFPC shall monitor the custody risks associated with maintaining each applicable Fund's Foreign Assets at each such Eligible Securities Depository on a continuing basis and shall promptly notify each applicable Fund or its investment adviser in writing (which may be in electronic form) of any material change in such risks.
(b) Based on the information available to it in the exercise of diligence, PFPC shall determine the eligibility under Rule 17f-7(b)(1) of each depository listed on Schedule C hereto (as the same may be changed by PFPC from time to time) and shall promptly advise each Fund or its investment adviser in writing (which may be in electronic form) if any such depository ceases to meet the definition of an Eligible Securities Depository (as that term is defined in Rule 17f-7(b)(1)).
2. Each Fund acknowledges that it may maintain Foreign Assets only at the depositories listed on Schedule C hereto (as the same may be changed by PFPC from time to time). Each Fund agrees and acknowledges that its Foreign Assets may be held at any of the depositories listed on Schedule C hereto; provided that if any Fund provides written notice to PFPC specifically stating that a particular depository is not acceptable to it, then such Fund will not be deemed to have agreed and acknowledged that its Foreign Assets may be held by that particular depository.
3. Notwithstanding the provisions of any arrangements between any Fund and PFPC or otherwise, each Fund hereby agrees that its Foreign Assets may be maintained with any Eligible Securities Depository listed on Schedule C heret...
Securities Depositories a. In accordance with the requirements of Rule 17f-7, Delegate shall, upon execution of this Agreement, provide the Fund or its investment adviser with an analysis of the custody risks associated with maintaining assets with each Securities Depository listed on Appendix B2 hereto.
b. In accordance with the requirements of Rule 17f-7, Delegate shall Monitor the custody risks associated with maintaining assets with each Securities Depository listed on Appendix B2 hereto on a continuing basis, and shall promptly notify the Fund or its investment adviser of any material change in such risks.
Securities Depositories a. In accordance with the requirements of Rule 00x-0, Xxxxxxxx shall, by no later than July 2, 2001, provide the Fund or its investment adviser with an analysis of the custody risks associated with maintaining assets with each Securities Depository listed on Appendix A2 hereto.
b. In accordance with the requirements of Rule 17f-7, Delegate shall Monitor the custody risks associated with maintaining assets with each Securities Depository listed on Appendix A2 hereto on a continuing basis, and shall promptly notify the Fund or its investment adviser of any material change in such risks.
Securities Depositories a. In accordance with the requirements of Rule 17f-7, Delegate shall, upon execution of this Consolidated Agreement, provide the Trust or its investment adviser with an analysis of the custody risks associated with maintaining assets with each Securities Depository listed on Schedule B hereto.
b. In accordance with the requirements of Rule 17f-7, Delegate shall Monitor the custody risks associated with maintaining assets with each Securities Depository listed on Schedule B hereto on a continuing basis, and shall promptly notify the Trust or its investment adviser of any material change in such risks, including without limitation any change that would cause a Securities Depository not to qualify as an Eligible Securities Depository as defined in Rule 17f-7(b)(1).
Securities Depositories a. In accordance with the requirements of Rule 17f-7, Delegate shall, concurrent with the execution of this Agreement and annually thereafter, provide the Fund or its investment adviser with an analysis of the custody risks associated with maintaining assets with each Securities Depository listed on APPENDIX A2 hereto as amended from time to time.
b. In accordance with the requirements of Rule 17f-7, Delegate shall Monitor the custody risks associated with maintaining assets with each Securities Depository listed on APPENDIX A2 hereto on a continuing basis, and shall promptly notify the Fund or its investment adviser of any material change in such risks.
c. Delegate shall, concurrent with the execution of this Agreement (or an amendment to Appendix A2, as the case may be), provide each Fund or its investment adviser with information which will enable such Fund or its investment adviser to determine whether each Securities Depository listed in Appendix B2 is an Eligible Securities Depository as defined in Rule 17f-7(b)(1). Delegate shall notify each Fund or its investment adviser of any material change in any information provided by Delegate regarding whether a Securities Depository meets the definition of Eligible Securities Depository promptly after becoming aware of any such change.
Securities Depositories. COUNTRY DEPOSITORY INSTRUMENTS ------------------------------------------------------------------------------------------------------------ ARGENTINA CVSA Equity, Corporate Debt, Government (Caja de Valores S.A.) Debt ARGENTINA CRYL Government Debt (Central de Registration y Liquidacion de Instrumentos de Endeudamiento Publico) AUSTRALIA AUSTRACLEAR LIMITED Corporate Debt, Money Market, Semi-Government Debt AUSTRALIA CHESS Equity (Clearing House Electronic Sub-register System) AUSTRALIA RITS Government Debt (Reserve Bank of Australia/Reserve Bank Information and Transfer System) AUSTRIA OEKB Equity, Corporate Debt, Government (Oesterreichische Kontrollbank AG) Debt
A.) BELGIUM NBB Corporate Debt, Government Debt (National Bank of Belgium) BRAZIL CBLC Equity (Companhia Brasileira de Liquidacao e Custodia) BRAZIL CETIP Corporate Debt (Central de Custodia e Liquidacao Financiera de Titulos Privados) BRAZIL SELIC Government Debt (Sistema Especial de Liquidacao e Custodia) BULGARIA BNB Government Debt (Bulgaria National Bank) BULGARIA CDAD Equity, Corporate Debt (Central Depository A.D.) CANADA CDS Equity, Corporate, Government Debt (The Canadian Depository for Securities Limited) CHILE DCV Equity, Corporate Debt, Government (Deposito Central de Valores S.A.) Debt CHINA, SSCCRC Equity SHANGHAI (Shanghai Securities Central Clearing and Registration Corporation) CHINA, SSCC Equity SHENZHEN (Shenzhen Securities Clearing Company, Limited) COLOMBIA DCV Government Debt (Deposito Central de Valores) COLOMBIA DECEVAL Equity, Corporate Debt, Government (Deposito Centralizado de Valores de Colombia S.A.) Debt CROATIA SDA Equity, Government Debt (Central Depository Agency Inc.-Stredisnja depozitarna agencija d.d.) CROATIA MINISTRY OF FINANCE OF THE REPUBLIC OF Short-term debt issued by the CROATIA Ministry of Finance. CROATIA CNB Short-term debt issued by the (Croatian National Bank) National Bank of Croatia. ------------------------------------------------------------------------------------------------------------ 1-B-1 Appendix 1-B
Securities Depositories. COUNTRIES FOREIGN SUBCUSTODIANS CLEARING AGENCIES --------- --------------------- ----------------- Euroclear
Securities Depositories. Entities qualified to act as Securities Depositories hereunder shall be limited to the following: (i) a depository that provides for long-term immobilization of securities, or a clearing corporation that is also a depository, in each case approved by, or registered with, the Securities and Exchange Commission ("SEC") pursuant to Section 17A of the Securities Exchange Act of 1934, as amended; (ii) with respect to Treasury bill xxx securities, a Federal Reserve Bank utilizing a book-entry system pursuant to Subpart O of Treasury Circular No. 300 (or the book-entry regulations of Federal agencies in substantially the same form), 31 C.F.R. Part 306 and Subpart B of 31 C.F.R. Part 350; (iii) an "eligible foreign custodian" that is a securities depository ("Foreign Depository") under Rule 17f-5(c)(2) promulgated under the Investment Company Act of 1940 (generally, an "SEC Rule"); (iv) as applicable, such other entities (each, an "Other Entity") which Client determines are approved to act as a qualified depository by the Regulatory Authorities, provided that any such Other Entity located in the United States has been registered with, or approved by, the SEC.
4.3.1. SCHEDULE 1.6
Securities Depositories. COUNTRY DEPOSITORY INSTRUMENTS ---------------------------------------------------------------------------------------------------------------------- ARGENTINA CVSA Equity, Corporate Debt, Government Debt (Caja de Valores S.A.) ---------------------------------------------------------------------------------------------------------------------- CRYL Government Debt (Central de Registration y Liquidacion de Instrumentos de Endeudamiento Publico) ---------------------------------------------------------------------------------------------------------------------- AUSTRALIA Austraclear Limited Corporate Debt, Money Market, Government Debt and Semi-Government Debt ---------------------------------------------------------------------------------------------------------------------- CHESS Equity (Clearing House Electronic Sub-register System) ---------------------------------------------------------------------------------------------------------------------- AUSTRIA OeKB Equity, Corporate Debt, Government Debt (Oesterreichische Kontrollbank AG) ---------------------------------------------------------------------------------------------------------------------- BAHRAIN CDS Equity (The Central Depository System) ---------------------------------------------------------------------------------------------------------------------- BANGLADESH CDBL Equity, Government Debt (Central Depository Bangladesh Limited) ---------------------------------------------------------------------------------------------------------------------- BELGIUM Euroclear Belgium Equity, Corporate Debt ---------------------------------------------------------------------------------------------------------------------- NBB Corporate Debt, Government Debt (National Bank of Belgium) ---------------------------------------------------------------------------------------------------------------------- BERMUDA BSD Equity (Bermuda Securities Depository) ---------------------------------------------------------------------------------------------------------------------- BRAZIL CBLC Equity (Companhia Brasileira de Liquidacao e Custodia) ---------------------------------------------------------------------------------------------------------------------- CETIP Corporate Debt (Central de Custodia e de Liquidacao Financiera de Titulos Privados) ---------------------------------------------------------------------------------------------------------------------- SELIC Government Debt (Sistema Especial d...
