Securities Depositories Sample Clauses
Securities Depositories. (a) Bank hereby represents to Customer that each securities depository listed on Schedule B is an Eligible Securities Depository. If Schedule B is amended, this representation shall be effective as to the amended Schedule on the date of such amendment. Bank shall promptly advise Customer if any securities depository listed on Schedule B ceases to be an Eligible Securities Depository.
(b) Bank shall provide Customer an analysis of the custody risks (which analyses may be provided to Customer electronically) associated with maintaining Customer’s Foreign Assets with each Eligible Securities Depository used by Bank and at which any Foreign Assets of Customer are held or are expected to be held. Bank shall use reasonable efforts to provide such analysis at least annually on March 31st of each calendar year (or, in the case of an Eligible Securities Depository not used by Bank as of the agreed upon date, prior to the initial placement of Customer’s Foreign Assets at such Depository after such date). Bank shall monitor the custody risks associated with maintaining Custo-mer’s Foreign Assets at each such Eligible Securities Depository on a continuing basis, and shall promptly notify Customer or its investment adviser of any material changes in such risks.
(c) Bank shall, upon Customer’s reasonable request from time to time, provide certain additional information (“Additional Information”) to Customer beyond the scope of the information Bank is otherwise obligated to provide to Customer under this Agreement, or any other agreement between the parties relating to Customer’s Foreign Assets. For example, Additional Information may relate to a country’s financial infrastructure, prevailing custody and settlement practices, laws applicable to the safekeeping and recovery of Foreign Assets held in custody, and the likelihood of nationalization, currency controls and similar risks, but shall not include information required to be provided under this Agreement or any other agreement between the parties relating to Customer’s Foreign Assets.
(d) Bank’s obligation to provide Customer with Additional Information shall be limited to the extent Additional Information is (i) already in the possession of Bank, or (ii) available to Bank using commercially reasonable means. Customer hereby acknowledges that: (i) Additional Information is designed solely to inform Customer of certain market conditions and procedures and is not intended as a recommendation to invest or not invest in...
Securities Depositories. (a) The Custodian (or its agent) may place and maintain the Fund's Foreign Assets (as defined in Rule 17f-5 under the 1940 Act) with an Eligible Securities Depository (as defined in Rule 17f-7, which xxxx xxall include any other securities depository for which the SEC by exemptive order has permitted registered investment companies to maintain their assets).
(b) The Custodian (or its agent) shall, for evaluation by the Fund or its adviser, provide an analysis of the custody risks associated with maintaining the Fund's Foreign Assets with each Eligible Securities Depository utilized directly or indirectly by the Custodian as of the date hereof (or, in the case of an Eligible Securities Depository not so utilized as of the date hereof, prior to the initial placement of the Fund's Foreign Assets at such Depository) and at which any Foreign Assets of the Fund are held or are expected to be held. The Custodian (or its agent) shall monitor the custody risks associated with maintaining the Fund's Foreign Assets at each such Eligible Securities Depository on a continuing basis and shall promptly notify the Fund or its adviser of any material changes in such risks.
(c) Based on the information available to it in the exercise of diligence, the Custodian (or its agent) shall determine the eligibility under Rule 17f-7 of each foreign securities depository before maintaining the Fund's Foreign Assets therewith and shall promptly advise the Fund if any Eligible Securities Depository ceases to be so eligible. A list of Eligible Securities Depositories used by the Custodian directly or indirectly as of the date hereof is attached as Appendix A. Notwithstanding Section 9.04 hereof, Eligible Securities Depositories may, subject to Rule 17f-7, be added to the list from time to time.
Securities Depositories a. In accordance with the requirements of Rule 17f-7, Delegate shall, upon execution of this Agreement, provide the Fund or its investment adviser with an analysis of the custody risks associated with maintaining assets with each Securities Depository listed on Appendix B2 hereto.
b. In accordance with the requirements of Rule 17f-7, Delegate shall Monitor the custody risks associated with maintaining assets with each Securities Depository listed on Appendix B2 hereto on a continuing basis, and shall promptly notify the Fund or its investment adviser of any material change in such risks.
Securities Depositories a. In accordance with the requirements of Rule 00x-0, Xxxxxxxx shall, by no later than July 2, 2001, provide the Fund or its investment adviser with an analysis of the custody risks associated with maintaining assets with each Securities Depository listed on Appendix A2 hereto.
b. In accordance with the requirements of Rule 17f-7, Delegate shall Monitor the custody risks associated with maintaining assets with each Securities Depository listed on Appendix A2 hereto on a continuing basis, and shall promptly notify the Fund or its investment adviser of any material change in such risks.
Securities Depositories a. In accordance with the requirements of Rule 17f-7, Delegate shall, upon execution of this Consolidated Agreement, provide the Trust or its investment adviser with an analysis of the custody risks associated with maintaining assets with each Securities Depository listed on Schedule B hereto.
b. In accordance with the requirements of Rule 17f-7, Delegate shall Monitor the custody risks associated with maintaining assets with each Securities Depository listed on Schedule B hereto on a continuing basis, and shall promptly notify the Trust or its investment adviser of any material change in such risks, including without limitation any change that would cause a Securities Depository not to qualify as an Eligible Securities Depository as defined in Rule 17f-7(b)(1).
Securities Depositories a. In accordance with the requirements of Rule 17f-7, Delegate shall, concurrent with the execution of this Agreement and annually thereafter, provide the Fund or its investment adviser with an analysis of the custody risks associated with maintaining assets with each Securities Depository listed on APPENDIX A2 hereto as amended from time to time.
b. In accordance with the requirements of Rule 17f-7, Delegate shall Monitor the custody risks associated with maintaining assets with each Securities Depository listed on APPENDIX A2 hereto on a continuing basis, and shall promptly notify the Fund or its investment adviser of any material change in such risks.
c. Delegate shall, concurrent with the execution of this Agreement (or an amendment to Appendix A2, as the case may be), provide each Fund or its investment adviser with information which will enable such Fund or its investment adviser to determine whether each Securities Depository listed in Appendix B2 is an Eligible Securities Depository as defined in Rule 17f-7(b)(1). Delegate shall notify each Fund or its investment adviser of any material change in any information provided by Delegate regarding whether a Securities Depository meets the definition of Eligible Securities Depository promptly after becoming aware of any such change.
Securities Depositories. Last Updated April 01, 2014 MARKET DEPOSITORY INSTRUMENTS TAIWAN TDCC Equity, Corporate Debt (Taiwan Depository and Clearing Corporation) CBC Government Debt (Central Bank of the Republic of China (Taiwan)) TANZANIA CDS Equity, Corporate Debt (Dar es Salaam Stock Exchange Central Depository System) THAILAND TSD Equity, Corporate Debt, Government Debt (Thailand Securities Depository Company Limited) TRINIDAD AND TOBAGO TTCD (Trinidad and Tobago Central Depository Limited) Equity, Corporate Debt, Government Debt TUNISIA STICODEVAM Equity, Corporate Debt, Government Debt (Société Tunisienne Interprofessionnelle pour la Compensation et le Dépôt des Valeurs Mobilières) TURKEY CBRT Government Debt (Türkiye Cumhuriyet Merkez Bankasi A.S.) CRA Equity, Corporate Debt, Government Debt (Merkezi Kayit Kurulusu A.S.) UGANDA CDS Government Debt (Bank of Uganda—Central Depository System) SCD Equity, Corporate Debt (Uganda Securities Exchange—Securities Central Depository) UKRAINE NDU Equity, Corporate Debt (National Depository of Ukraine) UNITED ARAB EMIRATES—ADX ADX (Abu Dhabi Securities Exchange) Equity, Corporate Debt, Government Debt UNITED ARAB EMIRATES—DFM DFM (Dubai Financial Market) Equity, Corporate Debt, Government Debt UNITED ARAB EMIRATES—NASDAQ DUBAI NASDAQ Dubai (NASDAQ Dubai Limited) Corporate Debt UNITED KINGDOM EUI Equity, Corporate Debt, Government Debt (Euroclear UK & Ireland Limited) UNITED STATES FRB Government Debt, Mortgage Backed Securities (Federal Reserve Bank) DTC Equity, Corporate Debt (Depository Trust Company) EXECUTION
Securities Depositories. COUNTRIES FOREIGN SUBCUSTODIANS CLEARING AGENCIES --------- --------------------- ----------------- Euroclear
Securities Depositories. Entities qualified to act as Securities Depositories hereunder shall be limited to the following: (i) a depository that provides for long-term immobilization of securities, or a clearing corporation that is also a depository, in each case approved by, or registered with, the Securities and Exchange Commission ("SEC") pursuant to Section 17A of the Securities Exchange Act of 1934, as amended; (ii) with respect to Treasury bill xxx securities, a Federal Reserve Bank utilizing a book-entry system pursuant to Subpart O of Treasury Circular No. 300 (or the book-entry regulations of Federal agencies in substantially the same form), 31 C.F.R. Part 306 and Subpart B of 31 C.F.R. Part 350; (iii) an "eligible foreign custodian" that is a securities depository ("Foreign Depository") under Rule 17f-5(c)(2) promulgated under the Investment Company Act of 1940 (generally, an "SEC Rule"); (iv) as applicable, such other entities (each, an "Other Entity") which Client determines are approved to act as a qualified depository by the Regulatory Authorities, provided that any such Other Entity located in the United States has been registered with, or approved by, the SEC.
4.3.1. SCHEDULE 1.6
Securities Depositories. COUNTRY DEPOSITORY INSTRUMENTS ------------------------------------------------------------------------------------------------------------------- TUNISIA STICODEVAM Equity, Corporate Debt, Government (Societe Tunisienne Interprofessionnelle pour la Debt Compensation et le Depot des Valeurs Mobilieres) ------------------------------------------------------------------------------------------------------------------- TURKEY TAKASBANK Equity, Corporate Debt, Government (IMKB Takas ve Saklama Bankasi A.S.) Debt ------------------------------------------------------------------------------------------------------------------- UNITED CREST Equity, Corporate Debt, Government KINGDOM (CRESTCo Limited) Debt ------------------------------------------------------------------------------------------------------------------- UNITED CMO Sterling & Euro CDs, Commercial KINGDOM (Central Moneymarkets Office) Paper ------------------------------------------------------------------------------------------------------------------- UNITED STATES DTC Equity, Corporate Debt (Depository Trust Company) ------------------------------------------------------------------------------------------------------------------- UNITED STATES PTC Mortgage Back Debt (Participants Trust Company) ------------------------------------------------------------------------------------------------------------------- UNITED STATES FED Government Debt (The Federal Reserve Book-Entry System) ------------------------------------------------------------------------------------------------------------------- URUGUAY BCU Corporate Debt, Government Debt (Banco Central del Uruguay) ------------------------------------------------------------------------------------------------------------------- VENEZUELA BCV Government Debt (Banco Central de Venezuela) ------------------------------------------------------------------------------------------------------------------- ZAMBIA CSD Equity, Government Debt (XxXX Central Shares Depository Limited) ------------------------------------------------------------------------------------------------------------------- ZAMBIA BOZ Government Debt (Bank of Zambia) -------------------------------------------------------------------------------------------------------------------