Shareholder Reports and Other Documents; Solicitation of Proxies. The Trust Entity shall timely deliver to each Client-shareholder all reports and other documents provided to it by the Funds as is required by applicable securities law and the Trust Entity Agreement with the Client-shareholder, provided that the Trust Entity has timely received copies of such reports and/or documents. The Trust Entity shall be responsible for mailing Fund prospectuses to Client-shareholders who request them, for mailing annual Fund prospectuses to Client-shareholders, and for mailing periodic Fund reports to Client-shareholders. Additionally, the Trust Entity shall bear the cost of such mailings. ALPS shall be responsible for all materials and production costs, and hereby agrees to provide the prospectuses and periodic Fund reports to the Trust Entity. ALPS, or its designee, and the Trust Entity shall cooperate with each other in the solicitation and voting of proxies on behalf of the Funds according to the Trust Entity’s fiduciary responsibility as written in the trust agreement or as required by state law or Federal Regulation. ALPS shall be responsible for all costs associated with the production of proxy materials. The Trust Entity shall be responsible for handling proxy solicitation mailings to Client-shareholders. Expenses associated with such services shall be billed directly to ALPS by the Trust Entity.
Shareholder Reports and Other Documents; Solicitation of Proxies. The Trust Entity shall timely deliver to each Client-shareholder all reports and other documents provided to it by the Funds or the Fund Agent as is required by applicable securities law and the Trust Entity Agreement with the Client-shareholder, provided that the Trust Entity has timely received copies of such reports and/or documents. The Fund Company or the Fund Agent, and the Trust Entity shall cooperate with each other in the solicitation and voting of proxies on behalf of the Funds.
Shareholder Reports and Other Documents; Solicitation of Proxies. The Trust Entity shall timely deliver to each Client-shareholder all reports and other documents provided to it by the Funds or the Fund Agent as is required by applicable securities law and the Trust Entity Agreement with the Client-shareholder, provided that the Trust Entity has timely received copies of such reports and/or documents. The Fund Company or the Fund Agent, and the Trust Entity shall cooperate with each other in the solicitation and voting of proxies on behalf of the Funds. The Trust Entity will forward or cause to be forwarded to each Client-shareholder the Funds’ current effective statutory prospectus (the “Statutory Prospectus”), currently effective SAI, periodic financial reports, proxy materials and other Fund communications as required to be delivered to, or received by, Client-shareholders under all applicable laws, rules and regulations (“Applicable Law”) or as reasonably requested by the Fund Agent or a Fund. However, Trust Entity may provide a current effective summary prospectus (the “Summary Prospectus”) in lieu of a Statutory Prospectus as permitted under Applicable Law, unless instructed otherwise by the Fund Agent or a Fund. Trust Entity shall respond to requests for a Summary Prospectus, Statutory Prospectus, SAI, currently effective annual report or currently effective semi-annual report made by a Client-shareholder directly to Trust Entity with the documents that the Fund Agent or a Fund has provided to it hereunder, including any applicable supplements, as required under Applicable Law. Unless instructed by the Fund Agent or a Fund to the contrary, Trust Entity may consolidate or utilize “household” mailing for the delivery of the above-described materials where permissible under, and in accordance with, Applicable Law, and, unless instructed by Fund Agent or a Fund to the contrary, the delivery of the materials may be accomplished via electronic means, so long as the methodologies utilized by Trust Entity comply with Applicable Law relating to the delivery and receipt of such materials, including, but not limited to, that Trust Entity received informed consent from all applicable shareholders permitting the method and manner of such use, and Trust Entity maintains, and agrees to provide to Fund Agent or a Fund upon request, records of each such delivery.
Shareholder Reports and Other Documents; Solicitation of Proxies. The Trust Entity shall timely deliver to each Client-shareholder all reports and other documents provided to it by the Funds or the Fund Agent as is required by applicable securities law and the Trust Entity Agreement with the Client-shareholder, provided that the Trust Entity has timely received copies of such reports and/or documents. Subject to receipt by the Fund Company or the Fund Agent of such supporting documentation as it may reasonably request, the Fund Company shall reimburse the Trust Entity for all reasonable out-of-pocket expenses incurred by the Trust Entity in mailing all such reports and/or documents. The Fund company or the Fund Agent, and the Trust Entity shall cooperate with each other in the solicitation and voting of proxies on behalf of the Funds according to the Trust Entity's fiduciary responsibility as written in the trust agreement or as required by state law or Federal Regulation.
Shareholder Reports and Other Documents; Solicitation of Proxies. The Company shall timely deliver to each Account all reports and other documents provided to it by the Portfolios or the Distributor as is required by applicable securities law and the Company’s agreement with the Account, provided that the Company has timely received copies of such reports and/or documents. The Portfolio or the Distributor and the Company shall cooperate with each other in the solicitation and voting of proxies on behalf of the Portfolios according to the Company’s fiduciary responsibility as written in the trust agreement or as required by state law or Federal Regulation.
Shareholder Reports and Other Documents; Solicitation of Proxies. Company or its agent shall timely deliver to each Customer all reports and other documents provided to it by the Funds or Distributor or its agent as is required by applicable securities law and the Company or its agent’s agreement with the Customer, provided that Company or its agent has timely received copies of such reports and/or documents. The Fund or Distributor or its agent and Company or its agent shall cooperate with each other in the solicitation and voting of proxies on behalf of the Funds according to Company or its agent’s fiduciary responsibility as written in the trust agreement or as required by state law or Federal Regulation.
Shareholder Reports and Other Documents; Solicitation of Proxies. The Trust Entity shall timely deliver to each Client-Shareholder all reports and other documents provided to it by the Funds or PIMSS as is required by applicable law and the Trust Entity Agreement with the Client-Shareholder, provided that the Trust Entity has timely received sufficient copies of such reports and/or documents. Subject to receipt by PIMSS of such supporting documentation as it may reasonably request, PIMSS shall reimburse the Trust Entity for all reasonable out-of-pocket expenses incurred by the Trust Entity in mailing all such reports and/or documents. PIMSS and the Trust Entity shall cooperate with each other in the solicitation and voting of proxies on behalf of the Funds according to the Trust Entity's fiduciary responsibility [as written in the trust agreement] or as required by state law or federal regulation.
Shareholder Reports and Other Documents; Solicitation of Proxies. The Trust Entity or its designee shall timely deliver to each Client-shareholder all reports and other documents provided to it by the Funds or the Fund, through the Funds’ transfer agent, if required by applicable law and the Trust Entity’s or its designee’s agreement with the Client-shareholder, provided that the Trust Entity has timely received sufficient copies of such reports and/or documents. The Fund, through the Funds’ transfer agent, and the Trust Entity shall cooperate with each other in the solicitation and voting of proxies on behalf of the Funds according to the Trust Entity’s responsibility, if any, as set forth in the trust agreement or as required by state law or federal regulation. The Trust Entity shall indemnify and hold harmless the Funds, the Funds’ custodian, the Funds’ underwriter, the Funds’ distributor, the Funds’ investment advisor, the Fund, [the Funds’ transfer agent/shareholder servicing agent] each of their affiliated companies, and all of the divisions, subsidiaries, directors, trustees, officers, agents, employees, and assigns of each of the foregoing (collectively, “Indemnified Fund Parties”), against and from any and all demands, damages, liabilities, and losses, or any pending or completed actions, claims, suits, complaints, proceedings, or investigations (including reasonable attorneys’ fees and other costs, including all expenses of litigation or arbitration, judgments, fines, or amounts paid in any settlement consented to by the Trust Entity) to which any of them may be or become subject to as a result or arising out of (a) any negligent act or omission by the Trust Entity or its designee, the Trust’s correspondents, or their agents relating to this Agreement and not arising out of the Fund, through the Funds’ transfer agent’s negligence; (b) any breach of the Trust Entity’s representations or warranties in this Agreement; (c) the failure of the Trust Entity or its designee or the Trust’s correspondents to comply with any of the terms of this Agreement; or (d) the Fund, through the Funds’ transfer agent’s acceptance of any transaction or account maintenance information from the Trust Entity through Fund/SERV.
Shareholder Reports and Other Documents; Solicitation of Proxies. The Company shall timely deliver to each Client all reports and other documents provided to it by the Funds or Natixis Distribution, through its designated agent, as is required by applicable securities law and the Company's Agreement with the Client, provided that the Company has timely received copies of such reports and/or documents. Subject to receipt by the Fund or Natixis Distribution, through its designated agent, of such supporting documentation as it may reasonably request, Natixis Distribution, through its designated agent, shall reimburse the Company for all reasonable out-of-pocket expenses incurred by the Company in mailing all such reports and/or documents. The Fund or Natixis Distribution, through its designated agent,, and the Company shall cooperate with each other in the solicitation and voting of proxies on behalf of the Funds according to the Company's responsibility under the terms of an agreement with the Client or as required by state law or Federal Regulation.
Shareholder Reports and Other Documents; Solicitation of Proxies. The Trust Company shall timely deliver to each Client-shareholder all reports and other documents provided to it by the Fund Parties as is required by applicable securities law and the Trust Company agreement with the Client-shareholder, provided that the Trust Company has timely received copies of such reports and/or documents from the Fund Parties. Subject to receipt by the Fund Parties of such supporting documentation as it may reasonably request, the Fund Parties shall reimburse the Trust Company for all reasonable out-of-pocket expenses incurred by the Trust Company in mailing all such reports and/or documents. The Fund Parties, and the Trust Company shall cooperate with each other in the solicitation and voting of proxies on behalf of the Funds according to the Trust Company’s responsibility as written in its Client-shareholder agreement or as required by applicable law or regulation.
