Statements and Reporting Clause Samples

Statements and Reporting. ▇▇▇▇▇▇▇▇▇.▇▇ prepares and releases a quarterly statement of the executed trades under this Agreement. This statement will be sent to the e-mail address specified by the Client at the end of each quarter if there was activity in the account.

Statements and Reporting. FTG Markets prepares and releases a quarterly statement of the executed trades under this Agreement. This statement will be sent to the e-mail address specified by the Client at the end of each quarter if there was activity in the account.

Statements and Reporting. Chase Paymentech will supply a detailed statement (or online access thereto) reflecting the activity of Merchant’s account(s). If Merchant accesses account statements via the internet, Merchant must ensure that such online access is secure.

Statements and Reporting. Agent shall keep accurate records of the receipts, expenditures and charges for Premises and furnish Landlord with a monthly statement. Agent shall submit a for 1099-MISC to the IRS each calendar year with the SS # or Tax ID # on file showing total rental income from the Premises. In addition, Agent shall provide a year-end summary of the income and expenses collected and paid for through the Agent to facilitate Landlord tax preparation.

Statements and Reporting. Investment Management Services 27.1 Subject to clause 27.4, we will provide you with quarterly reports as required under Applicable Law in respect of our provision to you of DIM Services and/or Model Portfolio Services (as the case may be). 27.2 These reports will include information on the following matters in relation to the reporting period: the composition and value of your Account (usually based on middle market closing prices); each transaction on the Account; the total amount of fees and charges incurred; any interest, dividends and other payments received in respect of your Account; information on corporate actions; and a measure of performance of your Account compared with the applicable performance benchmark. 27.3 You may also choose to receive information about transactions carried out on your behalf on a transaction-by-transaction basis. We shall not send you any such information unless you specifically request that we do so. 27.4 You are also able to view up-to-date details of investments inyour Account that are held by PSL and their values at any time via a secure portal which can be accessed from ▇▇▇▇://▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇.▇▇/. You will be required to accept different terms for use of the secure portal, as this is a service provided by a thidr party. 27.5 information as is contained in our regular statements. 27.6 We may also provide you with other reports from time to time where required in accordance with our legal and regulatory obligations. 27.7 We will send statements and reports to you or your duly authorised representative by (i) by post at the address last notified to us; or (ii) by e-mail, where permitted to do so by Applicable Law, so itis important that we are notified if that address changes.

Statements and Reporting. Investment Management Services 27.1 We will provide you with quarterly reports as required under the FCA Rules in respect of our provision to you of DIM Services and/or Model Portfolio Services (as the case may be). 27.2 These reports will include information on the following matters in relation to the reporting period: the composition and value of your Account (usually based on middle market closing prices); each transaction on the Account; the total amount of fees and charges incurred; any interest, dividends and other payments received in respect of your Account; information on corporate actions; and a measure of performance of your Account compared with the applicable performance benchmark. 27.3 You are also able to view up-to-date details of investments in your Account that are held by PSL and their values at any time via a secure website which can be accessed from ▇▇▇▇://▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇.▇▇/. 27.4 Please note that valuations sent from third parties may not contain the same information as is contained in our regular statements. 27.5 We may also provide you with other reports from time to time where required in accordance with our legal and regulatory obligations. 27.6 We will send statements and reports to you or your duly authorised representative by post at the address last notified to us, so it is important that we are notified if that address changes.

Statements and Reporting. 14.1 On each Remittance Date, and upon the request of Buyer or Seller, Custodian shall provide Buyer or Seller, as applicable, with a list of all the Purchased Assets for which Custodian holds a Purchased Asset File pursuant to this Custodial Agreement. Such list shall be in the form of a Purchased Asset Schedule and Exception Report. 14.2 On each Remittance Date, Custodian shall prepare the Cash Flow Report with respect to such Remittance Date and make available copies thereof, together with a current Purchased Asset Schedule and Exception Report, to Buyer and Seller. In addition, upon request of Buyer or Seller, Custodian shall mail to such requesting party (at such party’s expense unless such report is not available electronically) a copy of (i) each Purchased Security’s distribution date statement for such Purchased Security’s distribution date received by it from the trustees for the Purchased Securities and (ii) each monthly remittance report for each Purchased Loan received from Seller or the servicer of the Purchased Loans with respect to such Remittance Date. 14.3 On each Remittance Date, Custodian shall prepare the Aggregate Collateral Report and make available copies thereof to Buyers and Seller. On each Remittance Date of each month, Custodian shall make available to Buyers and Seller (i) the information included in the Aggregate Collateral Report, (ii) with respect to each Purchased Security as to which LaSalle Bank National Association is the trustee, each Purchased Security distribution date statement for the immediately preceding Remittance Date and with respect to each other Purchased Security, if available, information necessary to gain access to web sites on which its applicable Purchased Securities distribution date statements are available, (iii) a single electronic file detailing the mortgage loans in all of the underlying trusts in CMSA 100 format (or substantially similar format) to the extent the information necessary to prepare such file is available to, or can be accessed by, Custodian in an electronic format, and (iv) to the extent received in electronic format, the monthly remittance report for each Purchased Loan received from Seller or the servicer. 14.4 In addition to the information delivered pursuant to Sections 14.1 and 14.2 above, Custodian shall deliver to Buyers and Seller copies of any information received by it with respect to the Purchased Securities related to the exercise of voting rights and/or decision-making au...

Statements and Reporting. In providing Modern Slavery Information to INSW as to any actual or suspected occurrence of Modern Slavery in the Seller’s operations or supply chains (or in those of any entity that it Controls), the Seller must provide sufficient Modern Slavery Information: (i) to identify where the occurrence has arisen in those operations or supply chains and its scale and severity; and (ii) to enable INSW to be satisfied, acting reasonably, that the Seller is taking reasonable steps to respond to and address that occurrence in accordance with its Modern Slavery Policy and procedures of the Seller and any relevant code of practice/conduct or other guidance issued by the Anti-slavery Commissioner or by the New South Wales Procurement Board established under the Public Works and Procurement Act 1912 (NSW). In providing any requested Modern Slavery Information to INSW, the Seller must: (i) make such inquiries in relation to its operations and supply chains as may be reasonably expected to inform its response; and (ii) communicate openly about the extent to which the Modern Slavery Information it provides is complete and accurate (including a statement as to the limitations of the Modern Slavery Information provided).

Statements and Reporting. Advisory Services 30.1 Where we effect a transaction on your behalf under clause 28.6, you will receive a contract note from PSL or where applicable thealternative TPP that carries out that transaction no later than the first business day after the transaction has been effected, in accordance withthe FCA Rules.Applicable Law. 30.2 We may from time to time receive statements, valuations and other reports from third parties in respect of orders effected by us on your behalf. We will forward these to you as soon asreasonably practicable after we receive them. V15 October2018 V16 July 202123 PART 4: ADDITIONAL TERMS APPLICABLE TO EXECUTION ONLY SERVICES 31. Execution Only Services 31.1 We may from time to time, at our discretion and subject to these Terms, provide Execution Only Services to you whereby we place or transmit for execution on your behalf orders for transactions in investments without considering whether such investments are appropriate for youin accordance with the FCA Rules.(unless required to do so under Applicable Law). 31.2 Self-directed investments are where investors make their own investment decisions and transactions are made on an execution-only basis. This will not be a service for everybody. Investors whochoose to invest in this manner should regularly review their investments, or seek professional advice, to ensure that the underlying assets remain in line with their investment objectives. This can be particularly important for those investing towards a defined time horizon for example, those investing for retirement via a pension. 31.3 Where you give us instructions under this clause 31, you are responsible for assessing whether the investment in question is suitable for you and(subject to clause 31.5 and Applicable Law), we shall have no responsibility for carrying out any assessment of suitability or appropriateness in respect of such investment. 31.4 It is your responsibility to ensure that your Account contains sufficient cash to meet the costs of any transaction you instruct us to effect on your behalf. If there is insufficient cash in your Account to meet the costs of any transaction instructed by you, we may instruct PSL or where applicable any alternative TPP to sell assets held in your Account in order tomeet such costs. We shall not be obliged to effect any transaction if there are insufficient investments in your Account to meet the costs of the transaction. If we do effect a transaction in these circumstances, you will be...