Trade Aggregation. On occasions when the Sub-Adviser deems the purchase or sale of a security to be in the best interest of the Fund as well as other clients of the Sub-Adviser, the Sub-Adviser, to the extent permitted by applicable laws and regulations and consistent with the Investment Guidelines, may, but shall be under no obligation to, aggregate the securities to be purchased or sold to attempt to obtain a more favorable price or lower brokerage commissions and efficient execution and to elect, where appropriate and in the best interest of the Fund, real time reporting delays relating to large notional swap trades. In such event, allocation of the securities so purchased or sold, as well as the expenses incurred in the transaction, will be made by the Sub-Adviser in compliance with Section 17(d) of the 1940 Act, Section 206 of the Advisers Act and any rules established thereunder, and pursuant to policies adopted by the Sub-Adviser and approved by the Board.
Trade Aggregation. The Sub-Adviser may, on occasions when it deems the purchase or sale of a security to be in the best interests of the Fund as well as its other clients, aggregate, to the extent permitted by applicable laws, rules and regulations, the securities to be sold or purchased in order to obtain best execution for the Fund. In such event, allocation of the securities so purchased or sold, as well as the fees and expenses incurred in the transaction, will be made by the Sub-Adviser consistent with the Procedures and in the manner the Sub-Adviser reasonably considers to be equitable and consistent with its fiduciary obligations to the Fund and to such of its other clients participating in the trade.
Trade Aggregation. Client authorizes Adviser to aggregate or “batch” orders for the purchase or sale of securities for Client’s Account with those for other clients. Any such trade aggregation will be conducted in accordance with the Adviser’s trade aggregation policy described in the
Trade Aggregation. You acknowledge and agree that TCG may, but will be under no obligation to, aggregate purchase or sale orders for your account with purchase or sale orders in a particular security for other accounts in the Program. Any communication of a trade execution or related matter by TCG or its affiliates shall be in a purely clerical and ministerial capacity. TCG may, in its sole discretion and at any time, modify or amend this Agreement upon prior or concurrent written notice to the Client. Once you are sent such notice, you may terminate this Agreement. Termination of this Agreement will not affect your obligations arising before such termination is effective. Termination of this Agreement will automatically un-enroll your account from the Program.
Trade Aggregation. The Sub-Adviser may, on occasions when it deems the purchase or sale of a security to be appropriate for the Fund as well as its other clients, aggregate, to the extent permitted by applicable laws, rules and regulations, the securities to be sold or purchased for execution purposes. In such event, the Sub-Adviser will seek to execute orders for all of the participating investment accounts on an equitable basis.
Trade Aggregation. MFWM is only able to aggregate orders for client accounts held at the same Custodian. For applicable accounts at each Custodian, clients that participate in an aggregated order will participate based on the percentage allocation of that security in the Model Portfolio, as determined by our portfolio managers. The share price for each security will be allocated to your account based on an algorithm on the trading platform of each Custodian. You acknowledge and agree that deviations may occur in the allocation if your account: (i) is restricted due to cash limitations; (ii) contains restricted securities (including those securities that you place on When transactions are so aggregated at each Custodian, they may be traded in multiple blocks and as each deployed portion of the order is filled, it is allocated among the participating client accounts. Clients in each trade block get an average price. Consequently, you acknowledge and agree that the price obtained by you may be less favorable than it would be if similar transactions were not being made at the same time. In order to ensure that we can timely trade for your account by, among other things, including your trades in aggregated orders, you are encouraged to configure your account as a “margin” as opposed to “cash” account. When an account is not enabled for margining, we may be required to wait three business days following the sale of securities for your account before we can reinvest the proceeds of that sale in additional securities.
Trade Aggregation. Xxxxxx may aggregate trades for multiple clients when, in the adviser’s judgment, aggregation is in the best interests of the clients involved. Orders are aggregated to facilitate best execution and allocate equitably among clients the effects of any market fluctuations that might have otherwise occurred had these orders been placed independently. Where it is not possible to obtain the same execution price for all securities purchased or sold on an aggregated basis, Xxxxxx may allocate trades equitably among its clients using the average execution price.
Trade Aggregation. The Sub-Adviser may, on occasions when it deems the purchase or sale of a security to be in the best interests of the Allocated Portion as well as its other clients, but will be under no obligation to, aggregate, to the extent permitted by applicable laws, rules and regulations, the securities to be sold or purchased to treat multiple clients equivalently, to attempt to obtain a more favorable price or lower brokerage commissions and efficient execution. In such event, allocation of the securities so purchased or sold, as well as the fees and expenses incurred in the transaction, will be made by the Sub-Adviser in the manner the Sub-Adviser reasonably considers to be equitable and consistent with its fiduciary obligations to the Allocated Portion and to such of its other clients participating in the trade.
Trade Aggregation. On occasions when the Sub-Adviser deems the purchase or sale of a security to be in the best interest of the Fund as well as other clients of the Sub-Adviser, the Sub-Adviser, to the extent permitted by applicable laws and regulations and consistent with the Investment Guidelines, may, but shall be under no obligation to, aggregate the securities to be purchased or sold to attempt to obtain a more favorable price, lower brokerage commissions, or achieve efficient execution and to elect, where appropriate and in the best interest of the Fund, real time reporting delays relating to large notional swap trades.
