TRANSACTION CHARGES. A charge will be charged for each transaction recorded on the shareholder accounting system, including, but not limited to, the following transactions: · Share purchases; · Share redemptions; · Fund liquidations; · Dividends; · Wire order purchases and redemptions (placement and confirmations); · Exchanges; · Account maintenance such as address changes; · Transfers; and · Account opening. For transactions within the 529 portfolios, FTIS will allocate the transaction fee on a pro-rata basis to the underlying Funds based on the 529 portfolio's holdings in such Funds. SCHEDULE B
TRANSACTION CHARGES. 2.1 Transaction charges comprise message charges, which are charged when messages are sent or received by Participants, and time block charges, which are charged only when Transactions are settled in MEPS+. System-generated payments on behalf of participants such as EOD account sweep, Cheque/IBG/FAST settlement and SGSMB transaction payments are not charged. Details are as follows: Message Charges Cost For every MT202 sent by the Participant or by the Service Provider on behalf of the Participant $1.70 For every MT103/MT103+ sent by the Participant or by the Service Provider on behalf of the Participant $1.70 For every MT940/941/942/950 sent to the Participant $0.30 For every MT527 sent by the Participant or by the Service Provider on behalf of the Participant $1.70 For every MT542 sent by the Participant or by the Service Provider on behalf of the Participant $1.70 For every MT541/543 sent by the Participant or by the Service Provider on behalf of the Participant $1.70 For every MT535/536/537 sent to the Participant $0.30 Time Block Charges Cost For every Transaction settled on or before 14:30 $0.00 For every Transaction settled on or before 16:00 $0.35 For every Transaction settled on or before 17:30 $1.20 For every Transaction settled after 17:30 $4.10
TRANSACTION CHARGES. 1. Service Provider will charge transaction charge of (GST Extra if applicable) from the successful bidder for the traded quantity.
TRANSACTION CHARGES. Category Per Transaction -------------------------------------------------------------------------------- Receive/Delivery - Book Entry $ 5.00 Receive/Delivery - PTC 5.00 Receive/Delivery - Physical 15.00 P & I Payments 5.00 Wires In/Out and official check requests to pay 3.50 Fund related expenses A transaction is defined as a receipt or delivery versus payment or a free receipt or deliver.
TRANSACTION CHARGES. A charge will be charged for each transaction recorded on the shareholder accounting system, including, but not limited to, the following transactions: · Share purchases; · Share redemptions; · Fund liquidations; · Dividends; · Wire order purchases and redemptions (placement and confirmations); · Exchanges; · Account maintenance such as address changes; · Transfers; and · Account opening. For transactions within the 529 portfolios, FTIS will allocate the transaction fee on a pro-rata basis to the underlying Funds based on the 529 portfolio's holdings in such Funds. 1The proposed transfer agent fee schedule is not intended to apply to the funds within Franklin Xxxxxxxxx Variable Insurance Products Trust, Franklin Floating Rate Master Trust, The Money Market Portfolios or Institutional Fiduciary Trust or the Franklin Emerging Market Core Equity (IU) Fund, Franklin International Core Equity (IU) Fund and the Franklin U.S. Core Equity (IU) Fund of Franklin Fund Allocator Series that do not currently pay transfer agent fees. Such funds will continue to be charged no transfer agency fees as is currently the case under their current transfer agent fee schedules, although they will continue to reimburse out-of-pocket expenses. SCHEDULE B
TRANSACTION CHARGES. If your Account is a SWM account, you will bear transaction charges for purchases, sales and exchanges in Account, including for mutual funds, equities, exchange-traded funds (“ETFs”), fixed income securities and options. (For SWM II accounts, the transaction costs are borne by the Advisor and are transaction based or asset based. If the transaction costs borne by the Advisor are transaction based, the Advisor has a conflict of interest because Advisor has a financial incentive to trade less frequently. In addition, in SWM II, because transactions charges vary by security type, there is a conflict of interest for Advisor because Advisor has an incentive to select securities for your Account that cost the Advisor less than other types of securities. You should discuss with Advisor these SWM II conflicts and also the differences between SWM and SWM II accounts.) You authorize LPL to deduct from your Account the transaction charges and other fees applicable to your Account. The transaction charges are paid to LPL to defray costs associated with trade execution; however, they are not directly related to transaction- related expenses of LPL and are a source of revenue to LPL. The transaction charges vary depending on the type of security being purchased or sold (e.g., currently $9 for equities, $35 for unit investment trusts). In the case of mutual funds, the transaction charges vary depending on whether LPL retains compensation from the mutual fund (or a share class of the fund) for services it provides to the fund, such as recordkeeping fees, asset-based service fees or 12b-1 fees. If the compensation retained by LPL exceeds a certain qualifying amount (which is set by LPL in its discretion), then the mutual fund or the applicable share class of the mutual fund is considered a Full Participating Fund and its transaction charges will be set at $0. If the compensation retained by LPL does not exceed the qualifying amount or LPL receives no compensation from the mutual fund, then the mutual fund or the applicable share class of the mutual fund is considered a Non-Participating Fund and its transaction charges will be set at $26.50. LPL uses that compensation from mutual funds to reduce its platform and trading costs, and therefore, assesses a lower transaction charge to clients. Although a Full Participating Fund has a $0 transaction charge, Full Participating Funds tend to have a higher expense ratio, which is borne by the client. LPL does not charge a transact...
TRANSACTION CHARGES. The parties acknowledge and agree that Schwab may collect transaction fees from certain customers (including "Active Traders," as Schwab may define that term) for certain services and from other customers upon such other customers' redemption of certain shares.
TRANSACTION CHARGES. 4.1. Sellers are subjected to pay the relevant Transaction Charges to Lapasar for using the Website and its services and for each individual Transaction happening on the Website.
TRANSACTION CHARGES. During the term of this Agreement, Company shall not assess against or collect from its brokerage customers any transaction fee upon the purchase or redemption of any Fund's shares that are considered in calculating the fee due pursuant to Section III hereof.
TRANSACTION CHARGES. 7.1. Transaction Charges shall be calculated in accordance with either the Pricing Schedule or the prices we have agreed with you. If we have agreed a price with you then this takes precedence over anything in the Pricing Schedule. The chargeable events for each Product are set out in the relevant Product Annex.
