Manner of Settlement definition

Manner of Settlement. As described in Section 3 of this Subscription Agreed and Accepted this day of March 2009: BMP SUNSTONE CORPORATION By: Title: Acknowledged this day of March 2009: PHILADELPHIA BROKERAGE CORPORATION By: Title: The sale of the Notes purchased hereunder was made pursuant to a registration statement or in a transaction in which a final prospectus would have been required to have been delivered in the absence of Rule 172 promulgated under the Securities Act. Exhibit I to Subscription Agreement [Representations and Warranties of Company from Placement Agency Agreement] Unless otherwise defined herein, capitalized terms shall have the meanings assigned to such terms in the Placement Agency Agreement, dated as of March 13, 2009, between the Company and the Placement Agent.
Manner of Settlement. As described in Section 2.2 of the Note and Warrant Purchase and Security Agreement Acknowledged this 27 day of December, 2011: PHILADELPHIA BROKERAGE CORPORATION By: Illegible Title: Illegible INVESTOR SIGNATURE PAGE TO
Manner of Settlement. As described in Section 3 of this Subscription Agreement Agreed and Accepted this ____ day of December 2010: BROADCAST INTERNATIONAL, INC. By:_______________________________________________________ Title: _____________________________________________________ Acknowledged this ____ day of December 2010: PHILADELPHIA BROKERAGE CORPORATION By:_______________________________________________________ Title: _____________________________________________________ Exhibit A Form of Warrant Exhibit B Representations and Warranties of the Company The Company represents and warrants to the Investor as of the date hereof and as of the Closing Date, and agrees with the Investor, as follows:

Examples of Manner of Settlement in a sentence

  • Choice of a Settlement System and Manner of Settlement Article 45 (1) The Exchange notifies Members on: • a new, additional settlement system, thirty (30) days prior to the actual beginning of settlement by the respective settlement system; • the termination of settlement by a settlement system, three (3) months prior to the actual termination of settlement by the respective settlement system.

  • Civil Action No. 2:20-cv-3317-CFK [PROPOSED] FINAL APPROVAL ORDER AND JUDGMENT This Action came before the Court for hearing on to determine the fairness of the proposed Settlement presented to the Court and the subject of this Court’s Order Granting Preliminary Approval of Class Action Settlement, Preliminarily Certifying a Class for Settlement Purposes, Approving Form and Manner of Settlement Notice, and Setting Date for a Fairness Hearing.

  • Manner of Settlement The Company will issue new common shares to settle the exercise of options.

  • Manner of Settlement: Notice of purchase of shares will be mailed to the tendering shareholders at their addresses without delay.

  • Whether or not the court a quo erred in ordering the Commissioner to add back to the main appellant’s taxable income deductions for consumables.


More Definitions of Manner of Settlement

Manner of Settlement. As described in Section 2.2 of the Note and Warrant Purchase and Security Agreement Acknowledged this 27 day of December, 2011: PHILADELPHIA BROKERAGE CORPORATION By: Illegible Title: Illegible TO NOTE AND WARRANT PURCHASE AND SECURITY AGREEMENT Aggregate Purchase Price to be Paid by the Purchaser: $ 150,000 Please confirm that the foregoing correctly sets forth the agreement between us by signing in the space provided below for that purpose. Dated as of: December 27, 2011 INVESTOR By: /s/ Xxxx X. Xxxxx Print Name: Xxxx X. Xxxxx Title: General Partner Name in which Note(s) and Warrants are to be registered: ACT Capital Partners, L.P. Mailing Address: 2 Xxxxxx Xxxxxxxxx Xxxxxx Xxxxx 000 Xxxxxx, XX 00000 Address for delivery of Note(s) and Warrants (if different): Taxpayer Identification Number: [Omitted]
Manner of Settlement. As described in Section 2.2 of the Note and Warrant Purchase and Security Agreement Acknowledged this 22 day of December, 2011: PHILADELPHIA BROKERAGE CORPORATION By: Illegible Title: Illegible EXHIBIT A Form of Note {see attached} EXHIBIT B Schedule of Purchase Amounts EXHIBIT C Form of Warrant {see attached}
Manner of Settlement. As described in Section 3(b) of this Subscription Agreement _____ As described in Section 3(c) of this Subscription Agreement Agreed and Accepted this ____ day of January, 2012: AXION POWER INTERNATIONAL, INC. By:______________________________________________________ Title: ____________________________________________________ Acknowledged this ____ day of January, 2012: PHILADELPHIA BROKERAGE CORPORATION By:______________________________________________________ Title: _____________________________________________________ EMERGING GROWTH EQUITIES, LTD. By:______________________________________________________ Title:_____________________________________________________ The sale of the Shares purchased hereunder was made pursuant to a registration statement or in a transaction in which a final prospectus would have been required to have been delivered in the absence of Rule 172 promulgated under the Securities Act. Schedule 1 TO BE COMPLETED BY INVESTOR SETTLING SHARES THROUGH DTC Delivery by electronic book-entry at The Depository Trust Company (“DTC”), registered in the Investor’s name and address as set forth on the Signature Page of the Subscription to which this Schedule 1 is attached, to the Investor at the Closing. Name of DTC Participant (broker-dealer at which the account or accounts to be credited with the Shares are maintained):__________________________________ DTC Participant Number:______________________________________________ Name of Account at DTC Participant that is being credited with the Shares:____________________________________ Account Number at DTC Participant that is being credited with the Shares:_____________________________________ Exhibit A Representations and Warranties of the Company in the Placement Agency Agreement The Company represents and warrants to the Placement Agents as of the date hereof and as of the Closing Date, and agrees with the Placement Agents, as follows:
Manner of Settlement. As described in Section 2.2 of the Note and Warrant Purchase Agreement EXHIBIT A FORM OF NOTE NEITHER THIS NOTE NOR ANY OF THE SECURITIES ISSUABLE UPON CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY OTHER JURISDICTION. BY ACQUIRING THIS NOTE, THE HOLDER REPRESENTS THAT THE HOLDER WILL NOT SELL OR OTHERWISE DISPOSE OF THIS NOTE OR ANY SECURITIES INTO WHICH IT MAY BE CONVERTED WITHOUT REGISTRATION OR COMPLIANCE WITH AN EXEMPTION FROM REGISTRATION UNDER THE AFORESAID ACTS AND THE RULES AND REGULATIONS THEREUNDER. UNSECURED CONVERTIBLE PROMISSORY NOTE $[ ] [December __], 2013 FOR VALUE RECEIVED, Wireless Ronin Technologies, Inc., a Minnesota corporation (the “Company” or the “Maker”), intending to be legally bound, hereby promises to pay to the order of _______________, or its successors, heirs or assigns (the “Holder”), in lawful money of the United States of America, the principal sum of __________________ Dollars ($_____________), together with interest on the outstanding principal amount under this Note outstanding from time to time.
Manner of Settlement. As described in Section 2.2 of the Note and Warrant Purchase and Security Agreement Acknowledged this ____ day of July, 2012: PHILADELPHIA BROKERAGE CORPORATION By: Title: EXHIBIT A Form of Note {see attached} EXHIBIT B Schedule of Purchase Amounts 44 EXHIBIT C Form of Warrant {see attached} EXHIBIT D Irrevocable Transfer Agency Instructions BROADCAST INTERNATIONAL, INC. July13, 2012 Interwest Transfer Co., Inc. 0000 Xxxxxx Xxxxxxxx Road Suite 100 Salt Lake City, Utah 84117 Telephone: (000) 000-0000 Facsimile: (000) 000-0000 Attention: Ladies and Gentlemen: Reference is made to that certain Note and Warrant Purchase and Security Agreement, dated as of July 13, 2012 (the "Agreement"), by and among Broadcast International, Inc., a Utah corporation (the "Company"), and the investors named on the Schedule of Buyers attached thereto (collectively, the "Holders"), pursuant to which the Company is issuing to the Holders (i) senior convertible notes (the "Notes") pursuant to which shares of the common stock of the Company, par value $0.05 per share (the "Common Stock") may be issued pursuant to the terms of the Notes, and (ii) warrants (the "Warrants"), which are exercisable to purchase shares of Common Stock. This letter shall serve as our irrevocable authorization and direction to you (provided that you are the transfer agent of the Company at such time):
Manner of Settlement. As described in Section 3 of this Subscription Agreement Agreed and Accepted this ____ day of ________, 2012: ATHERONOVA INC. By: Title: Acknowledged this ____ day of _________ 2012: PHILADELPHIA BROKERAGE CORPORATION By: Title: INVESTOR QUESTIONNAIRE The information contained in this Investor Questionnaire (“Questionnaire”) is being furnished to AtheroNova Inc., a Delaware corporation (the “Company”), in order for the Company to determine whether the undersigned’s subscription to purchase Units of the Company’s Common Stock (the “Common Stock”) may be accepted by the Company pursuant to Sections 3(b), 4(2) and 4(6) of the Securities Act of 1933, as amended (the “Securities Act”), and Regulation D promulgated thereunder (“Regulation D”). The undersigned understands that (i) the Company will rely upon the information contained herein for purposes of determining the availability of exemptions from the registration requirements of the Securities Act and (ii) the issuance of the Common Stock will not be registered under the Securities Act in reliance upon such exemptions. All information furnished is for the sole use of the Company and will be held in confidence by the Company, except that this Questionnaire may be furnished to such parties as the Company’s counsel deems necessary or desirable to establish compliance with federal or state securities laws. PART ONE: INFORMATION REQUIRED OF EACH PROSPECTIVE INVESTOR:
Manner of Settlement. As described in Section 3 of this Subscription Agreement Agreed and Accepted this ___ day of 2007: BEIJING MED-PHARM CORPORATION By: Title: Acknowledged this ____ day of _______________ 2007: PHILADELPHIA BROKERAGE CORPORATION By: Title: PURCHASER: ________________________ By: Name: Title: Exhibit A Form of Note THIS NOTE HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT (AS EVIDENCED BY THE DELIVERY TO THE COMPANY OF AN OPINION OF COUNSEL REASONABLY ACCEPTABLE TO IT STATING THAT SUCH OFFER OR SALE IS EXEMPT FROM OR NOT SUBJECT TO THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT) AND IN COMPLIANCE WITH APPLICABLE STATE SECURITIES LAWS OR BLUE SKY LAWS. NOTWITHSTANDING THE FOREGOING, THIS NOTE MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN OR FINANCING ARRANGEMENT SECURED BY SUCH NOTE. No. [ ] Date: ______ ___, 2007 $[ ] BEIJING MED-PHARM CORPORATION 10.0% SENIOR SECURED PROMISSORY NOTE DUE ___________ __, 2009 THIS NOTE is one of a series of duly authorized and issued notes of Beijing Med-Pharm Corporation, a Delaware corporation (the “Company”), designated as its 10.0% Senior Secured Promissory Notes due ___ ___, 2009, in the aggregate principal amount of up to $23,000,000 (the “Notes”). FOR VALUE RECEIVED, the Company promises to pay to the order of [Holder] or its registered assigns (the “Holder”), the principal sum of [___] $(___) (the “Original Principal Amount”), on ___, 2009 (the “Maturity Date”), or such earlier date as the Notes are required or permitted to be repaid as provided hereunder, and to pay interest to the Holder on the then outstanding principal amount of this Note in accordance with the provisions hereof. Notwithstanding the foregoing, the Company hereby unconditionally promises to pay to the order of the Holder interest on any principal or interest payable hereunder that shall not be paid in full when due, whether at the time of any stated interest payment date or maturity or by prepayment, acceleration or declaration or otherwise, for the period from and including the due date of such payment to but excluding the date the same is paid in full, at a ...