Agency Transactions. On the basis of the representations, warranties and agreements herein contained, but subject to the terms and conditions herein set forth, the Company and the Agents agree that the Company may issue and sell through the Agents, as sales agents for the Company, the Shares (an “Agency Transaction”) as follows:
Agency Transactions. On the basis of the representations, warranties and agreements herein contained, but subject to the terms and conditions herein set forth, the Company and BMOCM agree that the Company may issue and sell through BMOCM, as sales agent for the Company, the Shares (an “Agency Transaction”) as follows:
Agency Transactions. Subject to the following provisions of this clause, the Client may enter into loans as agent (in such capacity, the “Agent”) for a third person (a “Principal”), whether as custodian or investment manager or otherwise (a loan so entered into being referred to in this clause as an “Agency Transaction”).
Agency Transactions. Each time that the Company wishes to issue and sell Securities through Ladenburg, as sales agent, hereunder (each, an “Agency Transaction”), it will notify Ladenburg by email notice (or other method mutually agreed to in writing by the parties) containing the parameters in accordance with which it desires the Securities to be sold, which shall at a minimum include the maximum number of Securities to be issued, the time period during which such sales are requested to be made and any minimum price of such Common Securities or Preferred Securities, as the case may be, below which sales may not be made (a “Placement Notice”), a form of which containing such minimum sales parameters necessary is attached hereto as Exhibit A. The Placement Notice shall originate from any of the individuals from the Company set forth on Exhibit B, and shall be addressed to each of the individuals from Ladenburg set forth on Exhibit B, as such Exhibit B may be amended from time to time. If Ladenburg wishes to accept such proposed terms included in the Placement Notice (which it may decline to do for any reason in its sole discretion) or, following discussion with the Company, wishes to accept amended terms, Ladenburg will, prior to 8:30 a.m., Eastern Time, on the Business Day (as defined below) following the Business Day on which such Placement Notice is delivered to Ladenburg, issue to the Company a notice by email (or other method mutually agreed to in writing by the parties) addressed to all of the individuals from the Company and Ladenburg set forth on Exhibit B setting forth such acceptance or, in the alternative, such other terms that Ladenburg is willing to accept. Where the terms provided in the Placement Notice are amended as provided for in the immediately preceding sentence, such terms will not be binding on the Company or Ladenburg until the Company delivers to Ladenburg an acceptance by email (or other method mutually agreed to in writing by the parties) of all of the terms of such Placement Notice, as amended (the “Acceptance”), which email shall be addressed to all of the individuals from the Company and Ladenburg set forth on Exhibit B. The Placement Notice (as amended by the corresponding Acceptance, if applicable) shall be effective upon receipt by the Company of Ladenburg’s acceptance of the terms of the Placement Notice or upon receipt by Ladenburg of the Company’s Acceptance, as the case may be, unless and until (i) the entire amount of the Securities which th...
Agency Transactions. On the basis of the representations, warranties, and agreements herein contained, but subject to the terms and conditions herein set forth, the Partnership and the Managers agree that the Partnership may issue and sell through each Manager, as sales agent for the Partnership, the Units (an “Agency Transaction”) as follows:
Agency Transactions. (a) The Client acknowledges that Halifax is not an ASX participant nor is it a participant of any other stock exchange. Any Agency Transaction entered into by the Client will be arranged by Halifax as agent for the Client, through a third party Broker. Halifax takes no responsibility for the performance by the Broker of the Broker’s obligations in respect of any Transaction. Halifax will not hold any financial products on trust for the Client. Halifax’s Australian financial services licence does not authorise it to provide custodial or depository financial services. Financial Products acquired on behalf of the Client will be held either in the Client’s name, or in the name of the relevant Broker (or its custodian), on behalf of the Client. The terms of the agreement with a relevant Broker is available from Halifax by request. The Client should carefully review their terms as they will govern the Client’s rights and obligations in respect of Agency Transactions made through the Xxxxxx. Halifax will have no responsibility for the Client’s obligations to settle any Agency Transaction.
Agency Transactions. On the basis of the representations, warranties and agreements herein contained, but subject to the terms and conditions herein set forth, the BreitBurn Parties and each Manager agrees that the Partnership may issue and sell through the Managers, as sales agents for the Partnership, the Units (an “Agency Transaction”) as follows:
Agency Transactions. On the basis of the representations, warranties and agreements herein contained, but subject to the terms and conditions herein set forth, the Company and Citigroup agree that the Company may issue and sell through Citigroup, as exclusive sales agent for the Company for the purpose of soliciting purchases of the Shares from the Company pursuant to this Agreement, the Shares (an “Agency Transaction”) as follows:
Agency Transactions. On the basis of the representations, warranties and agreements herein contained, but subject to the terms and conditions herein set forth, the Company and the Agents agree that the Company may issue and sell through B. Xxxxx, as representative of the several Agents, as sales agents for the Company, the Shares (an ‘Agency Transaction’) as follows:
Agency Transactions. On the basis of the representations, warranties and agreements herein contained, but subject to the terms and conditions herein set forth, the Company and the Agents agree that the Company may issue and sell through Canaccord, as representative of the several Agents, as sales agents for the Company, the Shares (an “Agency Transaction”) as follows:
