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AIM Rules Sample Clauses

AIM Rules. 7.1 The Company and each of the Directors hereby acknowledge that:- 7.1.1 Investec owes responsibilities to the London Stock Exchange as Nominated Adviser and Broker, and if at any time a conflict arises between the duties of Investec to the Company and to the London Stock Exchange, Investec shall (after reasonable consultation with the Company if practicable) be entitled to act so as to fulfil its obligations to the London Stock Exchange without incurring any liability to the Company arising out of such action; and 7.1.2 the London Stock Exchange may review Investec's registration as Nominated Adviser and/or Broker and/or impose sanctions upon Investec depending upon the conduct of the Company in relation to the AIM Rules. 7.2 The Company hereby undertakes to Investec that it shall (and each of the Directors severally undertakes, for so long as he remains a director of the Company, to use his reasonable endeavours to procure that the Company shall), provided that the same shall not violate any US laws or regulations:- 7.2.1 upon becoming aware of the same, to comply forthwith with all reasonable directions given by Investec in relation to compliance with the AIM Rules; 7.2.2 to inform Investec forthwith upon becoming aware of any breach by the Company and/or any Director of the AIM Rules and to request the advice and guidance of Investec in relation to all material matters relevant to the Company's compliance with the AIM Rules; and 7.2.3 that arrangements will be made for transfers of the Company's shares to be registered within fourteen (14) days of receipt (save where the Directors refuse to register a transfer pursuant to the provisions of the restated articles of incorporation of the Company or where such registration would violate or fail to comply with any US securities laws or regulations) and if appropriate for certificates to be dispatched without delay. 7.3 The Company undertakes to Investec to comply on a timely basis with all obligations imposed on AIM companies from time to time by the London Stock Exchange and each Director severally undertakes that for so long as he is a director of the Company he will do everything reasonably within his power as such at the Company's cost to procure that the Company complies with such obligations (provided that the same shall not violate any US laws or regulations). 7.4 The Company undertakes to Investec that it shall (and each of the Directors severally undertakes, for so long as he remains a director of...
Sample 1
AIM Rules. On December 5, 2016, admission of the Company’s Ordinary Shares to trading on the AIM market operated by London Stock Exchange plc (AIM) was cancelled in accordance with the AIM Rules for Companies published by London Stock Exchange plc from time to time (the “AIM Rules”). Since that date, the Company has not been and is not subject to the AIM Rules, except for AIM Rule 43 and to the Company’s knowledge there are no investigations or disciplinary actions under AIM Rule 43 against the Company. Any certificate signed by any officer of the Company and delivered to the Managers or counsel for the Underwriters in connection with the offering of the Offered ADSs shall be deemed a representation and warranty by the Company, as to matters covered thereby, to each Underwriter.
Sample 1
AIM Rules. On December 5, 2016, admission of the Company’s Ordinary Shares to trading on the AIM market operated by London Stock Exchange plc (AIM) was cancelled in accordance with the AIM Rules for Companies published by London Stock Exchange plc from time to time (the “AIM Rules”). Since that date, the Company has not been and is not subject to the AIM Rules, except for AIM Rule 43 and to the Company’s knowledge there are no investigations or disciplinary actions under AIM Rule 43 against the Company.
Sample 1

Related to AIM Rules

  • Operating Rules 6.1 Merchant must comply with the Operating Rules, as the same may be amended from time to time. The Operating Rules may change with little or no advance notice to Merchant and Merchant will be bound by all such changes. If Merchant objects to any change in the Operating Rules, it must immediately stop accepting new Transactions for Cards governed by the change. The Operating Rules will govern in the event that there is any inconsistency between the Merchant Agreement and the Operating Rules. However, nothing in the Merchant Agreement shall be construed to impose on Merchant a requirement (including a requirement under the Operating Rules) which is prohibited by mandatory provisions of applicable law (i.e., where the applicability of such provisions of law to the Merchant Agreement, and of the law’s prohibition to the particular requirement which otherwise would be imposed on Merchant hereunder, cannot lawfully be waived by agreement), but the requirement hereunder shall be construed to continue in effect and to be imposed on Merchant in all respects and at all times to the fullest extent possible without violating the law’s prohibition, with only those particular applications of the requirement which would violate the law’s prohibition deemed severed from the provisions hereof. 6.2 Operating Rules of the Debit Networks may differ among them with respect to the Transactions they allow. Bank, at its discretion, may require that the most restrictive requirements of one Debit Network apply to all of Merchant’s On-line Debit Card Transactions, regardless of Card type.

  • Applicable Rules Each Purchasing Entity will identify and utilize its own appropriate purchasing procedure and documentation. Contractor is expected to become familiar with the Purchasing Entities’ rules, policies, and procedures regarding the ordering of supplies and/or services contemplated by this Master Agreement.

  • HOUSE RULES RESIDENT shall comply with all house rules as stated on separate addendum, but which are deemed part of this rental agreement, and a violation of any of the house rules is considered a breach of this agreement.

  • Applicable Rules and Regulations The Account and each transaction therein shall be subject to the terms of this Agreement and to (a) all applicable laws and the regulations, rules and orders (collectively "regulations") of all regulatory and self-regulatory organizations having jurisdiction and (b) the constitution, by-laws, rules, regulations, orders, resolutions, interpretations and customs and usages (collectively "rules") of the market and any associated clearing organization (each an "exchange") on or subject to the rules of which such transaction is executed and/or cleared. The reference in the preceding sentence to exchange rules is solely for DWR's protection and DWR's failure to comply therewith shall not constitute a breach of this Agreement or relieve Customer of any obligation or responsibility under this Agreement. DWR shall not be liable to Customer as a result of any action by DWR, its officers, directors, employees or agents to comply with any rule or regulation.

  • HIPAA Rules “HIPAA Rules” shall mean the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • Laws, Rules and Regulations You agree to comply with all existing and future operating procedures used by the Bank for processing of transactions. You further agree to comply with, and be bound by, all applicable state or federal laws, rules, regulations, orders, guidelines, operating circulars and pronouncements, affecting checks and drafts, including, but not limited to, all rules and procedural guidelines established by the Board of Governors of the Federal Reserve and the Electronic Check Clearing House Organization ("ECCHO") and any other clearinghouse or other organization in which Bank is a member or to which rules Bank has agreed to be bound. These procedures, rules, and regulations (collectively the "Rules") and laws are incorporated herein by reference. In the event of conflict between the terms of this Agreement and the Rules, the Rules will control.

  • Conduct Rules Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.

  • WORK RULES The State may change or adopt work rules during the term of this Agreement but such changed or adopted work rules shall not be inconsistent with the terms and provisions of this Agreement. Whenever such work rules are to be changed or adopted, they shall be posted on bulletin boards in the appropriate organizational units for seven (7) days before they are to become effective. Simultaneously with such posting a copy of same shall be forwarded to MSEA-SEIU. Upon request by MSEA-SEIU the State will meet and consult with MSEA-SEIU on the proposed changed or new rules.

  • Export Rules You agree that the Software will not be shipped, transferred or exported into any country or used in any manner prohibited by the United States Export Administration Act or any other export laws, restrictions or regulations (collectively the "Export Laws"). In addition, if the Software is identified as an export controlled item under the Export Laws, you represent and warrant that you are not a citizen of, or located within, an embargoed or otherwise restricted nation (including without limitation Iran, Syria, Sudan, Libya, Cuba and North Korea) and that you are not otherwise prohibited under the Export Laws from receiving the Software. All rights to use the Software are granted on condition that such rights are forfeited if you fail to comply with the terms of this agreement.

  • RULES & REGULATIONS The Exhibitor must comply with the requirements of all Authorities and where applicable with all rules and regulations issued by the owner of the Venue in force at the time of the Exhibition. The Exhibitor undertakes to comply with the obligations and duties contained or referred to in the Contract including (without limitation) those contained or to be contained in the Exhibitors’ Manual. Exemptions from any of these obligations and duties may be granted at the Organisers’ discretion. No exemption given by the Organisers will be effective unless in writing. The Contract comprises these Terms and Conditions, the Exhibition Space Contract and the Exhibitors’ Manual) except as varied in writing signed by the parties.

Most Referenced Clauses

Most Referenced Definitions