Blue Sky Services. The Administrator shall maintain under this Agreement the registration or qualification of a Series and its shares under state Blue Sky or securities laws and regulations, as necessary; provided that such Series shall pay all related filing fees and registration or qualification fees.
Blue Sky Services. At the direction of the Fund, the Transfer Agent will perform the Blue Sky Services set forth on the attached schedule (“Schedule 1.2(j)” entitled “Blue Sky Services”). In connection therewith, the Fund shall be responsible for determining and advising the Transfer Agent with respect to (i) those jurisdictions in which Notice Filings are to be submitted and (ii) the number of the Fund’s shares or the dollar amount to be permitted to be sold in each such jurisdiction. Unless otherwise specified in writing by the parties, the Fund shall also be responsible for determining the availability of any exemptions under a jurisdiction’s blue sky laws and ensuring the proper application of any such exemptions by the Fund and its intermediaries. In the event that the Transfer Agent becomes aware of (a) the sale of the Fund’s shares in a jurisdiction in which no Notice Filing has been made or (b) the sale of the Fund’s shares in excess of the number of shares of the Fund permitted to be sold in such jurisdiction, the Transfer Agent shall report such information to the Fund and the Fund shall instruct the Transfer Agent with respect to the corrective action to be taken. In connection with the services described herein, the Fund shall issue in favor of the Transfer Agent a limited power of attorney to submit Notice Filings and payments with respect thereto on behalf of the Fund which power of attorney shall be substantially in the form of Exhibit A attached to Schedule 1.2(j). In consideration of the performance of the duties by the Transfer Agent pursuant to this Section 1.2(j), the Fund agrees to pay the Transfer Agent the Blue Sky Service fees set forth on Schedule 3.1, as amended by the parties from time to time, and any expenses associated with such additional duties;
Blue Sky Services. Subject to approval of each Fund's Board and its legal counsel, perform initial registration for Funds or Series in such states as each Fund shall identify to the Administrator.
Blue Sky Services o Subject to approval of the Trust's board of trustees and its legal counsel, perform initial registration for each Fund in such states as the Trust shall identify to the Administrator. o Subject to approval of the Trust's board of trustees and its legal counsel, perform renewal registration for each Fund in such states as the Trust shall identify to BNY. o Receive nightly downloads of sales data from transfer agents. o Update state/territory sales information for each Fund. o Create and maintain state/territory sales information worksheets for each Fund. o Monitor changes in Blue Sky laws and procedures for all registered states/territories. o Subject to approval of the Trust's legal counsel, update filing requirements for all law and procedural changes. o Communicate directly with regulatory authorities in states/territories as needed. o Periodically attend Investment Company Institute (ICI) State Liaison Committee meetings.
Blue Sky Services. PFPC will monitor the Trust’s compliance with the amounts and conditions of each state qualification and perform appropriate blue sky filings. In connection with blue sky filings, the Trust hereby grants PFPC a limited power of attorney on behalf of the Trust to sign all blue sky filings and other related documents in order to effect such filings. The Trust will provide PFPC a listing of all jurisdictions in which each Fund (and class thereof) is lawfully available for sale and in which the Trust desires PFPC to effect a blue sky filing.
Blue Sky Services. (a) Prepare such reports, applications and documents (including reports regarding the sale and redemption of shares in the Client as may be required in order to comply with Federal and state securities laws) to register shares issued by the Client (“Shares”) with state securities authorities, monitor the sale of Shares for compliance with state securities laws, and file with the appropriate state securities authorities the registration statements and reports for the Client and the Shares and all amendments thereto, to register and keep effective the registration of the Client and the Shares with state securities authorities to enable the Client to make a continuous offering of its Shares.
(b) The Client shall be responsible for identifying to Service Provider in writing those transactions and assets to be treated as exempt from reporting for each state and territory of the United States and for each foreign jurisdiction.
Blue Sky Services. (a) Prepare such reports, applications and documents (including reports regarding the sale and redemption of shares in the Fund as may be required in order to comply with Federal and state securities laws) to register the shares in the Fund (“Shares”) with state securities authorities, monitor the sale of Shares for compliance with state securities laws, and file with the appropriate state securities authorities the registration statements and reports for the Fund and the Shares and all amendments thereto, to register and keep effective the registration of the Fund and the Shares with state securities authorities to enable the Fund to make a continuous offering of its Shares.
(b) The Fund shall be responsible for identifying to Citi in writing those transactions and assets to be treated as exempt from reporting for each state and territory of the United States and for each foreign jurisdiction.
Blue Sky Services. (a) Prepare such reports, applications and documents (including reports regarding the sale and redemption of shares in the Fund as may be required in order to comply with Federal and state securities laws) to register the shares in the Fund (“Shares”) with state securities authorities, monitor the sale of Shares for compliance with state securities laws, and file with the appropriate state securities authorities the registration statements and reports for the Fund and the Shares and all amendments thereto, to register and keep effective the registration of the Fund and the Shares with state securities authorities to enable the Fund to make a continuous offering of its Shares pursuant to Citi’s state registration, renewal and sales reporting procedures, which shall be made available to the Fund upon request.
(b) The Fund shall be responsible for identifying to Citi in writing those transactions and assets to be treated as exempt from reporting for each state and territory of the United States and for each foreign jurisdiction.
Blue Sky Services. The Transfer Agent will perform the Blue Sky Services set forth on the attached Schedule 1.2(t) titled “Blue Sky Services” (“Schedule 1.2(t)”). The fees for Blue Sky Services shall be set forth on Schedule 2.1 Fees and Expenses.”
Blue Sky Services. Prepare such reports, applications and documents as may be necessary or desirable to register the Interests with state securities authorities; monitor the sale of Interests for compliance with state securities laws, and file with the appropriate state securities authorities the registration statements and reports for the Fund and the Interests and all amendments thereto, as may be necessary or convenient to register and keep effective the registration of the Fund and the Interests, or any exemption from registration, with state securities authorities;
