Client Acknowledgement. We acknowledge and confirm that I/we have been provided with a copy of the Terms of Business of Wealth Alliance Ltd and that I/we have read, understand and agree to these terms.
Client Acknowledgement. Client acknowledges by applying for a Margin Account, that Client has carefully considered all of the factors set forth in this Margin Agreement, the Margin Risks Disclosure Statement, which is attached hereto, and the Client Relationship Agreement and agrees that the use of margin borrowing is suitable for Client given Client’s financial condition, tolerance for risk and investment objectives. Client acknowledges that borrowing on margin involves a high degree of risk. Client should discuss the use of margin with Client’s Baird Financial Advisor before engaging in margin transactions.
Client Acknowledgement. Client acknowledges receipt of Part 2 of Form ADV; a disclosure statement containing at least the information required by Part 2A Appendix 1 of Form ADV. If the appropriate disclosure statement was not delivered to the client at least 48 hours prior to the client entering into any written advisory contract with this investment adviser, then the client has the right to terminate the contract without penalty within five business days after entering into the contract. For the purposes of this provision, a contract is considered entered into when all parties to the contract have signed the contract, or, in the case of a contract, otherwise signified their acceptance, any other provision of his contract notwithstanding. Client also acknowledges receiving and reviewing the Advisor’s Privacy Policy included on this Agreement and Client agrees to allow Advisor to make such limited disclosures of Client information as are permitted under its Privacy Policy.
Client Acknowledgement. The Client acknowledges that it is the Client's responsibility to:
(i) ensure the Client knows the current Minimum Trading Size and Maximum Trading Size applicable to any trade the Client wishes to place; and
(ii) ensure the Client understands how to calculate the Minimum Trading Size and Maximum Trading Size.
Client Acknowledgement. 7.1 This summary policy and process will take effect on the date on which you enter an Agreement for the receipt of investment management services from Deutsche Bank Wealth Management. By continuing to receive investment management services and/or carrying out transactions with Deutsche Bank Wealth Management after that date you consent to the provisions of this summary policy and process.
Client Acknowledgement. By accepting to be categorized as a Professional or Eligible Counterparty, I confirm that:
Client Acknowledgement. You acknowledge that:
Client Acknowledgement. 4.1 You acknowledge that:
4.1.1 You have been urged to seek such independent advice as You consider necessary before signing Our Quotation & Provisional Acceptance and entering in to The Agreement.
4.1.2 We source Lending Proposal(s) from an unrestricted number of Lenders. In this role, We are doing no more than effecting an introduction between You and the Lender(s) to enable You to choose a Finance Product which, in your sole opinion, is suitable for You. We are not Your agent or otherwise acting on Your behalf, and there is no duty upon Us to provide you with impartial advice, information or recommendation. On occasion We may choose to provide a Finance Offer where We are the Lender.
4.1.3 We will receive Commission from the Lender as well as receiving Fees separately from You pursuant to clause 3.1, 3.2 and 5.1 of The Agreement; for the avoidance of doubt these sums are subject to the terms of Our arrangements with the Lender who pays that Commission and will not be subject to the refund arrangements in clause 3.3 above.
4.1.4 You have read The Brokers terms and conditions set out below and agree that they form part of this agreement.
4.1.5 Where the Finance Offer is on a lease basis (either finance lease, fixed term hire, minimum term rental, operating lease or similar): (i) You will usually need to serve notice to the Lender(s) to end the contract after the minimum period and (ii) title of the assets at the end of the lease does not automatically pass to You. At the end of the lease agreement, We or the Lender(s) may offer some/all of the following options (i) You continue leasing the equipment and continue making payments, ii) You return the equipment to Us or the Lender(s) and/or (iii) You purchase the equipment from Us for an additional payment.
4.2 You consent that; You agree to pay the Fees:
4.2.1 You are aware that We will receive Commission from a Lender for introducing You to them, and You have no objections to Us receiving this amount. Whichever Lender You choose We receive commission from them (either a fixed fee of fixed % of the amount you borrow) and different Lenders pay different rates. For certain Lenders, we do have influence over the interest rate and fees, and this can impact the amount you pay under the Finance Agreement. If you wish to receive any further information concerning Commission paid to us by the Lender, please let Us know in writing.
4.2.2 Where the Commission we receive from a Lender is up to and including 5% of the a...
Client Acknowledgement. Client acknowledges and agrees as follows:
a. The ultimate responsibility for all claims submitted is that of the Client and Client shall remain responsible for subsequent correction, adjustment, or repayment of any payment regardless of reason or cause.
b. The submission of false, fraudulent or misleading data, information, or statements to the government and/or commercial third party payors in connection with health insurance coding, billing and claims submission is a crime and can subject the violator to imprisonment and fines. Client shall indemnify and hold MPMS and its owners, directors, and employees harmless from and against any claims submitted on behalf of and in the name of the Client for which client has provided MPMS false, fraudulent, incomplete, misleading, or otherwise incorrect information or data, including but not limited to, the coding of claims pursuant to Section 2 above.
c. Client shall be responsible for maintaining all original source documents to enable it to verify and document the claims submitted to their party payors (whether such claims are submitted in paper or electronic form).
Client Acknowledgement. The Client acknowledges that the internet is an inherently unstable and insecure environment. While GLO will make reasonable efforts to ensure the delivery and security of its services, it cannot guarantee uninterrupted service or protection from malicious actors. The Client further acknowledges that marketing and advertising returns are subject to various external factors, and GLO offers no guarantees on specific outcomes or returns on investment.
