Compliance Regulation. We comply with all regulatory requirements applicable made under the Financial Services and Markets Act (FSMA), or of the regulations of the Intermediary’s country of domicile, include treating clients fairly, having appropriate systems in place which reflect the nature, scale and complexity of its business and conducting its business with due skill, care and diligence. Professional Indemnity Insurance We maintain in force appropriate Professional Indemnity Insurance as required by the FCA in each claim in respect of liabilities arising as a result of their respective involvements with the Companies policies.
Compliance Regulation of domicile, include treating clients fairly, having appropriate systems in place which reflect the nature, scale and complexity of its business and conducting its business with due skill, care and diligence. Professional Indemnity Insurance We maintain in force appropriate Professional Indemnity Insurance as required by the FCA in each claim in respect of liabilities arising as a result of their respective involvements with the Companies policies.
Compliance Regulation. Licensee represents, warrants and undertakes, as appropriate, that: this Agreement and the relationship created hereby as well as Licensee’s activities hereunder do not and will not infringe any statutory regulations concerning bribery and/or corruption, including but not limited to the OECD (Organization for Economic Co-operation and Development) Convention on Combating Bribery of Foreign Public Officials in International Business Transactions and the related implementing legislation and do not result in an infringement of such regulations on the part of Licensor and further warrants that, in connection with the provision of the services or any of them, Licensee will duly observe at all times throughout the period of this Agreement all applicable laws and the terms of this Agreement, neither Licensee nor, to Licensee’s knowledge, any other person, including but not limited to employees or agents of Licensee has, either directly or indirectly, offered or will offer a monetary payment or benefit in kind, a loan, gift, donation or any other asset of value in favor of a person in charge or an employee of a government body, state authority or state agency, state- owned enterprise, international government organization, political candidate or political party or official of such party or a person acting in an official capacity for the above named persons or another person with the intention to obtain an unlawful advantage. Trade Control and Export/Import Compliance Licensee (The Parties) herby acknowledge(s) that the export, re-export, import, shipment, purchase, sale, transfer or delivery of any item, software and/or technical documentation under this Agreement may be subject to applicable export, import and sanction laws and regulations (in their most current version), including but not limited to Germany, the European Union, the United States (as stipulated in the U.S. Export Administration Regulations (EAR), 15 CFR Parts 730-774, or in the International Traffic in Arms Regulations (ITAR), 22 CFR Parts 120-130), the United Nations (as stipulated the United Nations Security Council Consolidated List), and those of other relevant foreign jurisdictions (collectively hereinafter referred to as “Trade Control Laws”). Licensee warrants that neither itself nor any of its Subsidiaries are listed on any applicable sanctioned party list or controlled by a sanctioned person. If at any time following the entry into force of this Agreement Licensee or any of its Subsidiar...
