DUTIES OF INSURANCE COMPANY. Each insurance company must keep such records, make such identification of contracts, funds and accounts within funds, and supply such information as may be necessary for the proper administration of the Plan under which it is carrying insurance benefits.
DUTIES OF INSURANCE COMPANY a. Insurance Company will administer the Contracts and the Accounts, including all Contract owner service and communication activities, such as: filing any reports or other filings required by any law or regulation; establishing each Account; creating the Contracts, confirmation and other administrative forms or documents; and obtaining all required regulatory approvals to permit the sale and maintenance of the Contracts.
DUTIES OF INSURANCE COMPANY. A. MAINTENANCE OF ACCOUNTING RECORDS INSURANCE COMPANY shall be responsible for the maintenance of all books and records in connection with the said variable contracts. Such books and records shall be maintained and preserved in conformity with any requirements under the Exchange Act, any regulations thereunder, or under NASD rules to the extent that such requirements are applicable to variable contract operations. All such books and records shall be maintained and held by INSURANCE COMPANY on behalf of and as agent for BROKER/DEALER. All such books and records are, and shall at all times remain, the property of BROKER/DEALER and shall at all times be subject to inspection by duly authorized officers, auditors or representatives of BROKER/DEALER and by the Securities and Exchange Commission, the NASD, or other regulatory authority having proper jurisdiction.
DUTIES OF INSURANCE COMPANY. On behalf of the Separate Account, the Insurance Company will furnish the Principal Underwriter with copies of the Disclosure Documents and other documents that the Principal Underwriter reasonably requests for use in connection with the distribution of the Contracts.
DUTIES OF INSURANCE COMPANY. Each insurance company must keep such records, make such identification of contracts, funds and accounts within funds, and supply such information as may be necessary for the proper administration of the Plan under which it is carrying insurance benefits. Note: The provisions of this Article XI are not applicable, and the Plan may not invest in insurance contracts, if a Custodian signatory to the Adoption Agreement is a bank which has not acquired trust powers from its governing state banking authority. * * * * * * * * * * * * * * *
DUTIES OF INSURANCE COMPANY. 11.03 ARTICLE XII, MISCELLANEOUS
DUTIES OF INSURANCE COMPANY. 77 ARTICLE XII TOP-HEAVY PROVISIONS..............................................77 12.01 DETERMINATION OF TOP-HEAVY STATUS..................................77 12.02 DEFINITIONS........................................................78 12.03 TOP-HEAVY MINIMUM ALLOCATION.......................................79 12.04 DETERMINING TOP-HEAVY CONTRIBUTION RATES...........................80 12.05 PLAN WHICH WILL SATISFY TOP-HEAVY..................................80 12.06 TOP-HEAVY VESTING..................................................80
DUTIES OF INSURANCE COMPANY. (a) No insurance company is a party to this Agreement nor shall any insurance company be responsible for the validity of this Agreement. No insurance company is required to examine the terms of this Agreement nor be responsible for any action taken by the Trustee.
DUTIES OF INSURANCE COMPANY. 11.03 9.03 Powers.........................9.01 ARTICLE XII, MISCELLANEOUS 9.04 General........................9.01 12.01 Evidence............................12.01 9.05
DUTIES OF INSURANCE COMPANY. Each insurance company must keep such records, make such identification of contracts, funds and accounts within funds, and supply such information as may be necessary for the proper administration of the Plan under which it is carrying insurance benefits. [NOTE: THE PROVISIONS OF THIS ARTICLE XI ARE NOT APPLICABLE, AND THE PLAN MAY NOT INVEST IN INSURANCE CONTRACTS, IF A CUSTODIAN SIGNATORY TO THE ADOPTION AGREEMENT IS A BANK WHICH HAS NOT ACQUIRED TRUST POWERS FROM ITS GOVERNING STATE BANKING AUTHORITY.]
