Limitations on Scope of Services. In order to clarify the extent of our relationship, Xxxxx Xxxxxxx is required under MSRB Rule G-421 to describe any limitations on the scope of the activities to be performed for you. Accordingly, the Scope of Services are subject to the following limitations: The Scope of Services is limited solely to the services described herein and is subject to limitations set forth within the descriptions of the Scope of Services. Any duties created by this Agreement do not extend beyond the Scope of Services or to any other contract, agreement, relationship, or understanding, if any, of any nature between the Client and the Financial Services Provider. To assist us in complying with our duties to our regulators, you agree that if we are asked to evaluate the advice or recommendations of third parties, you will provide us written direction to do so. The Scope of Services does not include tax, legal, accounting or engineering advice with respect to any Issue or Product or in connection with any opinion or certificate rendered by counsel or any other person at closing and does not include review or advice on any feasibility study.
Limitations on Scope of Services. Except as may be provided by any other then-outstanding agreements between the parties, NUVOLA shall retain all authority with respect to the management and operation of the Business. It is further understood that the Services to be provided by BOLC under this Agreement are strictly administrative in nature. BOLC will have no management responsibility with respect to the Business, and NUVOLA shall be solely responsible for the control, policy making, and direction of the Business.
Limitations on Scope of Services. The Scope of Services is subject to the following limitations:
(i) The Scope of Services is limited solely to the services described therein and is subject to any limitations set forth within the description of the Scope of Services.
(ii) Unless otherwise provided in the Scope of Services described herein, Municipal Advisor is not responsible for certifying as to the accuracy or completeness of any preliminary or final official statement, other than with respect to any information about Municipal Advisor provided by Municipal Advisor for inclusion in such documents.
(iii) The Scope of Services does not include tax, legal, or accounting advice with respect to any Issue or in connection with any opinion or certificate rendered by counsel or any other person at closing and does not include review or advice on any feasibility study.
(iv) If Client has designated Municipal Advisor as its independent registered municipal advisor (“XXXX”) for purposes of SEC Rule 15Ba1-1(d)(3)(vi) (the “XXXX exemption”) with respect to the activities and aspects described in the Scope of Services, the Scope of Services as they relate to such designation as XXXX shall be subject to any limitations with respect to Municipal Advisor’s activities as XXXX as may be provided in the Scope of Services described herein. Municipal Advisor is not responsible for verifying that it is independent (within the meaning of the XXXX exemption as interpreted by the SEC) from another party wishing to rely on the exemption from the definition of municipal advisor afforded under the XXXX exemption. Any reference to Municipal Advisor, its personnel and its role as XXXX in the written representation of Client contemplated under SEC Rule 15Ba1-1(d)(3)(vi)(B) is subject to prior approval by Municipal Advisor, and Client agrees not to represent, publicly or to any specific person, that Municipal Advisor is Client’s XXXX with respect to any aspect of municipal financial products or the issuance of municipal securities, or with respect to any specific municipal financial product or any specific issuance of municipal securities, outside the Scope of Services without Municipal Advisor’s prior written consent.
Limitations on Scope of Services. A. The Scope of Services is subject to the following limitations:
B. The Scope of Services is limited solely to the services described therein and is subject to any limitations set forth within the description of the Scope of Services.
C. Unless otherwise provided in the Scope of Services described herein, Municipal Advisor is not responsible for preparing any preliminary or final official statement, or for certifying as to the accuracy or completeness of any preliminary or final official statement, other than with respect to any information about Municipal Advisor provided by Municipal Advisor for inclusion in such documents.
D. The Scope of Services does not include tax, legal, accounting or engineering advice with respect to any Issue or Product or in connection with any opinion or certificate rendered by counsel or any other person at closing, and does not include review or advice on any feasibility study.
Limitations on Scope of Services. In order to clarify the extent of our relationship, Xxxxx Xxxxxxx is required under MSRB Rule G-421 to describe any limitations on the scope of the activities to be performed for you. Accordingly, the Scope of Services are subject to the following limitations: The Scope of Services is limited solely to the services described herein and is subject to limitations set forth within the descriptions of the Scope of Services. Any duties created by this Agreement do not extend beyond the Scope of Services or to any other contract, agreement, relationship, or understanding, if any, of any nature between the Client and the Financial Services Provider. Unless explicitly directed by you in writing, the Scope of Services does not include evaluating advice or recommendations received by you from third parties. The Scope of Services does not include tax, legal, accounting or engineering advice with respect to any Issue or Product or in connection with any opinion or certificate rendered by counsel or any other person at closing and does not include review or advice on any feasibility study.
Limitations on Scope of Services. The Scope of Services is subject to such limitations as may be provided in the Agreement.
Limitations on Scope of Services. In order to clarify the extent of our relationship, Xxxxx is required under MSRB Rule G-421 to describe any limitations on the scope of the activities to be performed for you. Accordingly, the Scope of Services are subject to the following limitations: The Scope of Services is limited solely to the services described herein and is subject to limitations set forth within the descriptions of the Scope of Services. Any duties created by this Agreement do not extend beyond the Scope of Services or to any other contract, agreement, relationship, or understanding, if any, of any nature between the Client and Piper. The Scope of Services does not include evaluating advice or recommendations received by you from third parties. The Client acknowledges that if Client chooses to issue the Bonds on a tax exempt basis, Client acknowledges the Client’s continuing covenants and responsibilities regarding tax exemption that will be contained in the Bond Documents, including the Tax Exemption Certificate, if applicable, and Bond Resolution. Client acknowledges that the services provided by Xxxxx are not intended to be construed as tax advice with respect to the issuance of the Bonds. To the extent that we provided the Client and bond counsel with certain computations that show a bond yield, issue price, weighted average maturity and certain other information with respect to the Bonds, these computations are made using software licensed to Piper by a third party vendor, DBC, and are provided for informational purposes only. We express no view regarding the legal sufficiency of any such computations or the correctness of any legal interpretation made by bond counsel. To assist us in complying with our duties to our regulators, you agree that if we are asked to evaluate the advice or recommendations of third parties, you will provide us written direction to do so. The Client has selected Xxxxxx & Xxxxxx P.C. as bond counsel (“Bond Counsel”) and has not relied on Piper for any assistance selecting Bond Counsel, Xxxxx is not party to the engagement agreement between Client and Bond Counsel, including having a working knowledge of any limitations under said agreement; and Xxxxx shall assume no responsibility for the work or opinions provided by Bond Counsel; and The Client will select a nationally recognized bond counsel to serve the Client as disclosure counsel (“Disclosure Counsel”) and will not rely on Financial Services Provider for any assistance selecting Disclosure Counse...
Limitations on Scope of Services. The Scope of Services are subject to the following limitations: The Scope of Services with respect to Xxxxxxxx’ engagement as municipal advisor shall be limited solely to the services set forth in this Schedule as they relate to the Transaction, and shall not encompass (i) the services described herein with respect to any other offering or potential offering of the Client or (ii) any services not described herein with respect to the Transaction. Other than with respect to the receipt and same day return or forwarding of good faith deposits, if applicable, this engagement does not contemplate that Xxxxxxxx will receive deposits of or maintain custody of any Client funds, or will provide fiduciary or agency services offered by Xxxxxxxx or any of its affiliates. Unless otherwise provided in Schedule A, Xxxxxxxx is not responsible for preparing any preliminary or final official statement or other disclosure documents, or for certifying as to the accuracy or completeness of any preliminary or final official statement or other disclosure documents, other than with respect to any information about Xxxxxxxx provided by Xxxxxxxx for inclusion in such documents. The Scope of Services does not include tax, legal, accounting or engineering advice with respect to any Transaction or in connection with any opinion or certificate rendered by counsel or any other person at closing, and does not include review or advice on any feasibility study. The Scope of Services may be changed only by written amendment to this Schedule, and the parties agree to amend this Schedule promptly to reflect any material changes or additions to the Scope of Services.
Limitations on Scope of Services. In order to clarify the extent of our relationship, Xxxxx is required under MSRB Rule G-421 to describe any limitations on the scope of the activities to be performed for you. Accordingly, the Scope of Services are subject to the following limitations: The Scope of Services is limited solely to the services described herein and is subject to limitations set forth within the descriptions of the Scope of Services. Any duties created by this Agreement do not extend beyond the Scope of Services or to any other contract, agreement, relationship, or understanding, if any, of any nature between the Client and Piper. Unless explicitly directed by you and agreed to by us in writing, the Scope of Services does not include evaluating advice or recommendations received by you from third parties. To the extent that we provided the Client and bond counsel with certain computations that show a bond yield, issue price, weighted average maturity and certain other information with respect to the Bonds, these computations are made using software licensed to the Financial Services Provider by a third party vendor, DBC, and are provided for informational purposes only. We express no view regarding the legal sufficiency of any such computations or the correctness of any legal interpretation made by bond counsel. The Scope of Services does not include tax, legal, accounting or engineering advice, or review of any third-party feasibility study, with respect to any Issue or Product or in connection with any opinion or certificate rendered by counsel or any other person at closing.
Limitations on Scope of Services. The Scope of Services is subject to the following limitations:
i.) The Scope of Services is limited solely to the services described herein and is subject to any limitations set forth within the description of the Scope of Services.
ii.) Unless otherwise provided in the Scope of Services described herein, Xxxxx is not responsible for preparing any preliminary or final official statement, or for certifying as to the accuracy or completeness of any preliminary or final official statement, other than with respect to any information about Xxxxx provided by Xxxxx for inclusion in such documents.
iii.) The Scope of Services does not include tax, legal, accounting or engineering advice with respect to any Financing or in connection with any opinion or certificate rendered by counsel or any other person at closing and does not include review or advice on any feasibility study.
iv.) Xxxxx will not have the authority to bind, commit or act on behalf of the Client in connection with any Financing, or to otherwise act as agent for the Client in the Scope of Services provided.
v.) As municipal advisor, Xxxxx will not be able to provide underwriting or placement agent services to the Client in connection with any Financing.
