Listing; Registration. The Common Stock is listed on the Principal Market. During the last twelve months, trading in the Common Stock has not been suspended by the SEC or the Principal Market. As of the date of this Agreement, other than as disclosed in the SEC Documents, neither the Borrower nor any of its Subsidiaries has received any communication, written or oral, from the SEC or the Principal Market regarding the suspension or termination of trading of the Common Stock on the Principal Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act, and neither the Borrower nor any of its Subsidiaries has taken, or presently intend to take, any action designed to terminate, or that is likely to have the effect of terminating, the registration of the Common Stock under the Exchange Act; nor has the Borrower or any of its Subsidiaries received any notification that the SEC is contemplating terminating such registration. The Common Stock is eligible for clearing through DTC, through its Deposit/Withdrawal At Custodian (DWAC) system, and the Borrower is eligible for and participating in the Direct Registration System (DRS) of DTC with respect to the Common Stock. The transfer agent for the Common Stock is a participant in, and the Common Stock is eligible for transfer pursuant to, DTC’s Fast Automated Securities Transfer Program. The Common Stock is not, and has not at any time been, subject to any DTC “chill,” “freeze” or similar restriction with respect to any DTC services, including the clearing of transactions in shares of Common Stock through DTC.
Listing; Registration. Prior to the Effective Time, Parent will use its best efforts to cause the Parent Common Stock to be issued in the Merger to be approved for listing on the Nasdaq National Market, subject only to notice of official issuance.
Listing; Registration. The Common Stock of the Company is registered pursuant to Section 12(b) of the Exchange Act and is listed on The NASDAQ Global Market (“NASDAQ”) under the ticker symbol “ATRC.” The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from NASDAQ nor has the Company received any notice that it is not in compliance with the listing or maintenance requirements of NASDAQ. The Company believes that it is, and has no reason to believe that it will not in the foreseeable future continue to be, in material compliance with all such listing and maintenance requirements. Except as described in the Registration Statement, the Prospectus and the Pricing Disclosure Package, there are no affiliations among the Company’s directors and officers and members of the FINRA. A Registration Statement relating to the Common Stock on Form 8-A or other applicable form under the Exchange Act has become effective.
Listing; Registration. Altisource will require that the Referral Listing Agent list the property in the local MLS in accordance with MLS guidelines and at a set list price as specified by Residential. Retail Properties shall not be marketed in a time-limited bidding format or otherwise be sold via an auction process or website without Residential’s approval. Additionally, Altisource shall request, and Residential hereby authorizes, that each Referral Listing Agent obtain any property registrations and inspections as required by local and state laws for any Retail Property. [***]
Listing; Registration. In the event the Corporation lists the Common Stock on any national securities exchange or quotation system or registers the Common Stock under the Securities Act, it shall also list the shares of Class B Non-Voting Common Stock at the same time, to the extent such listing or registration is permitted by applicable laws, rules and regulations, and reasonably feasible.
Listing; Registration. 29 Section 6.04 Conduct of Parent ............................................29 Section 6.05 Obligations of Merger Sub ....................................29
Listing; Registration. The shares of Common Stock are listed on the Nasdaq Capital Market, the Company is currently in compliance in all material respects with all continued listing standards and corporate governance standards of the Nasdaq Capital Market and the Company has no knowledge of any proceeding intended to suspend or terminate listing of its securities on the Nasdaq Capital Market. The Company has no reason to believe that it will not in the foreseeable future continue to be in material compliance with all such standards. The Common Stock is registered under Section 12(b) of the 1934 Act. The Company has filed with Nasdaq all required notices and applications relating to the listing of the Securities on Nasdaq and, upon issuance, the Securities will be listed on Nasdaq.
Listing; Registration. (a) The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is currently listed and quoted on the Principal Market under the trading symbol “GXP”, and the Common Shares have been listed on the Principal Market, subject to notice of issuance. The Company meets the requirements for use of Form S-3 under the Securities Act. The Company has prepared and filed with the Commission a registration statement on Form S-3 (File No. 333-133891), to be used in connection with, among other securities, the public offering and sale of Common Stock, including the Common Shares, of the Company. Such registration statement, including the financial statements, exhibits (but excluding the Statements of Eligibility on Form T-1) and schedules thereto, in the form in which it became effective under the Securities Act, including any required information deemed to be a part of the registration statement at the time of effectiveness pursuant to Rule 430B under the Securities Act, is called the “Registration Statement”. The term “Base Prospectus” shall mean the base prospectus dated May 8, 2006 relating to the Company’s Common Stock, including the Common Shares, and certain other of the Company’s securities. The term “Prospectus” shall mean the Base Prospectus as supplemented by the prospectus supplement containing the plan of distribution of the Common Shares, in the form in which it is filed with the Commission pursuant to Rule 424(b) under the Securities Act and any pricing supplement relating to a particular issuance of the Issuance Shares (each, an “Issuance Supplement”) except that if any revised prospectus is provided to BNYMCM by the Company for use in connection with the offering of the Common Shares that is not required to be filed by the Company pursuant to Rule 424(b) promulgated by the Commission under the Securities Act, the term “Prospectus” shall refer to such revised prospectus from and after the time it is first provided to BNYMCM for such use. Any reference herein to the Registration Statement or the Prospectus shall be deemed to refer to and include the documents that are or are deemed to be incorporated by reference therein pursuant to Item 12 of Form S-3 under the Securities Act. All references in this Agreement to the Registration Statement, the Prospectus, or any amendments or supplements to any of the foregoing, shall include any copy thereof filed with the Commission pursuant to its Electronic Data Gathering, Analysis and Retrieval S...
Listing; Registration. If so requested by the Trustee, the Seller shall use is reasonable best efforts to cause the Common Shares to be listed on the New York Stock Exchange or such other exchange on which the Company’s voting Common Stock is then listed. The Seller will, as promptly as practicable (but in any event within 180 days) after a request by the Trustee, prepare for filing at the Seller’s expense a registration statement with the Securities and Exchange Commission sufficient to permit the public offering of the Common Shares in accordance with the terms of this Agreement, and the Seller will use its reasonable best efforts to cause such registration statement to become effective as promptly as practicable and to remain effective for a reasonable period, all to the extent required to permit the sale or other disposition of such Common Shares. The Seller shall also use its reasonable best efforts to register or qualify the Common Shares so registered under the blue sky laws of such jurisdictions within the United States as the Trustee may reasonably request; provided, however, that in connection therewith the Seller shall not be required to qualify as a foreign corporation or to file a general consent to service of process in any jurisdiction or subject itself to taxation in any jurisdiction in which it was not otherwise subject to taxation.
Listing; Registration. The Company shall promptly secure the listing of the shares of Common Stock issuable upon exercise of this Warrant upon each national securities exchange or automated quotation system, if any, upon which shares of Common Stock are then listed or become listed (subject to official notice of issuance upon exercise of this Warrant) and shall maintain, so long as any other shares of Common Stock shall be so listed, such listing of all shares of Common Stock from time to time issuable upon the exercise of this Warrant; and the Company shall so list on each national securities exchange or automated quotation system, as the case may be, and shall maintain such listing of, any other shares of capital stock of the Company issuable upon the exercise of this Warrant if and so long as any shares of the same class shall be listed on such national securities exchange or automated quotation system. The holder of this Warrant shall be entitled to the benefits of such registration rights in respect of the Warrant Shares as are set forth in a Registration Rights Agreement, dated as of the date hereof, between Foothill Capital Corporation and the Company.
