Ongoing Functions. The Transfer Agent will perform the following functions on an ongoing basis:
(a) furnish daily reports of transactions in Shares;
(b) furnish monthly reports of transactions in Fund Shares by type (custodial, trust, Xxxxx, XXX, other) including numbers of accounts;
(c) furnish state-by-state blue sky registration reports to the Fund;
(d) calculate sales load or compensation payment, if applicable, and provide such information to the Fund;
(e) calculate dealer commissions for the Fund, as applicable;
(f) provide toll-free lines for direct Shareholder use, plus customer liaison staff with on-line inquiry capacity;
(g) mail duplicate confirmations to dealers of their clients' activity, whether executed through the dealer or directly with the Transfer Agent;
(h) provide detail for underwriter or broker confirmations and other participating dealer Shareholder accounting, in accordance with such procedures as may be agreed upon between the Fund and the Transfer Agent;
(i) provide Shareholder lists and statistical information concerning accounts to the Fund; and
(j) provide timely notification of Fund activity and such other information as may be agreed upon from time to time between the Transfer Agent and the Fund Custodian, to the Fund or the Custodian.
Ongoing Functions. PFPC will perform the following functions on an ongoing basis for each class or series of Shares of the Fund:
(a) furnish state-by-state registration reports to the Fund;
(b) calculate front-end sales charges, if any, payable in connection with the purchase of Retail A Shares and provide for the payment of all such sales charges to the Fund's distributor (subject to the applicable limitations of the National Association of Securities Dealers, Inc. on asset-based sales charges);
(c) calculate dealer commissions for the Fund, as applicable, if any;
(d) provide toll-free lines for direct Shareholder use, plus customer liaison staff with on-line inquiry capacity;
(e) mail duplicate confirmations to dealers of their clients' activity, whether executed through the dealer or directly with PFPC, if any;
(f) provide detail for underwriter or broker confirmations and other participating dealer Shareholder accounting, in accordance with such procedures as may be agreed upon from time to time by the Fund and PFPC;
(g) provide Shareholder lists and statistical information concerning accounts to the Funds; and
(h) provide timely notification of Fund activity, and such other information as may be agreed upon from time to time by PFPC and the Custodian, to the Fund or the Custodian.
Ongoing Functions. The Transfer Agent will perform the following functions on an ongoing basis:
(a) furnish state-by-state registration and sales reports to the Administrator;
(b) calculate Account Executive load or compensation payment and provide such information to the Company, if any;
(c) calculate dealer commissions for the Company, if any;
(d) provide toll-free lines for direct Shareholder use, plus customer liaison staff with on-line inquiry capacity;
(e) mail duplicate confirmations to dealers of their clients' activity, whether executed through the dealer or directly with the Transfer Agent, if any;
(f) provide detail for underwriter or broker confirmations and other participating dealer Shareholder accounting, in accordance with such procedures as may be agreed upon between the Company and the Transfer Agent, if any;
(g) provide Shareholder lists and statistical information concerning accounts to the Company; and
(h) provide timely notification of Company activity and such other information as may be agreed upon from time to time between the Transfer Agent and the Custodian, to the Company or the Custodian.
Ongoing Functions. The Transfer Agent will perform the following functions on an ongoing basis:
(a) provide the Fund with duplicate confirmations of shareholder activity, whether executed through a dealer or directly with the Transfer Agent;
(b) provide shareholder lists and statistical information concerning accounts to the Fund; and
(c) provide timely notification of Fund activity and such other information as may be agreed upon from time to time between the Transfer Agent and the Fund's custodian(s), to the Fund or the custodian(s) and such reports to the Fund as provided in Schedule A hereto.
Ongoing Functions. The Transfer Agent will perform the following functions on an ongoing basis:
(a) furnish state-by-state registration reports to the Company;
(b) calculate Account Executive load or compensation payment and provide such information to the Company, if any;
(c) calculate dealer commissions for the Company, if any;
(d) provide toll-free lines for direct Shareholder use, plus customer liaison staff with on-line inquiry capacity;
(e) mail duplicate confirmations to dealers of their clients' activity, whether executed through the dealer or directly with the Transfer Agent, if any;
(f) provide detail for underwriter or broker confirmations and other participating dealer Shareholder
(g) provide Shareholder lists and statistical information concerning accounts to the Company;
(h) provide timely notification of Company activity and such other information as may be agreed upon from time to time between the Transfer Agent and the Company, the Administrator and the Custodian, to the Company, the Custodian or the Administrator; and
(i) install or cause to be installed, micro-computer systems in the offices of certain Shareholders and shall provide or cause to be provided, communication networks in connection with the use of such systems by Shareholders (the "Computer Access Program") pursuant to directives given by The Boston Company Advisors, Inc. with respect to the Computer Access Program in accordance with the Company's Administration Agreement.
Ongoing Functions. The Transfer Agent will perform the following functions on an ongoing basis:
(a) furnish state-by-state registration reports to the Fund;
(b) provide toll-free lines for direct Shareholder use, plus customer liaison staff with on-line inquiry capacity;
(c) provide the Fund with duplicate confirmations of stockholder activity, whether executed through a dealer or directly with the Transfer Agent;
(d) provide detail for underwriter or broker confirmations and other participating dealer Shareholder accounting, in accordance with such procedures as may be agreed upon between the Fund and the Transfer Agent;
(e) provide Shareholder lists and statistical information concerning accounts to the Fund; and
(f) provide timely notification of Fund activity and such other information as may be agreed upon from time to time between the Transfer Agent and the Fund's Custodian, to the Fund or the Custodian and such reports to the Fund as provided in Schedule A hereto.
Ongoing Functions. The Transfer Agent will perform the following functions on an ongoing basis for each class or series of the Fund:
(a) furnish state-by-state registration reports to the Fund;
(b) calculate front-end sales charges payable in connection with the purchase of Retail A Shares and contingent deferred sales charges payable in connection with the redemption of Retail B Shares and provide for the payment of all such sales charges to the Fund's distributor (subject to the applicable limitations of the National Association of Securities Dealers, Inc. on asset-based sales charges);
(c) calculate dealer commissions for the Fund, as applicable, if any;
(d) provide toll-free lines for direct Shareholder use, plus customer liaison staff with on-line inquiry capacity;
(e) mail duplicate confirmations to dealers of their clients' activity, whether executed through the dealer or directly with the Transfer Agent, if any;
(f) provide detail for underwriter or broker confirmations and other participating dealer Shareholder accounting, in accordance with such procedures as may be agreed upon from time to time by the Fund and the Transfer Agent;
(g) provide Shareholder lists and statistical information concerning accounts to the Fund; and
(h) provide timely notification of Fund activity, and such other information as may be agreed upon from time to time by the Transfer Agent and the Custodian, to the Fund or the Custodian.
Ongoing Functions. The Transfer Agent will perform the following functions on an ongoing basis for each class or series of the Fund:
(a) furnish state-by-state registration reports to the Fund;
(b) calculate any applicable load or compensation payment, as applicable, and provide such information to the Fund, if any;
(c) calculate dealer commissions for the Fund, as applicable, if any;
(d) provide toll-free lines for direct Shareholder use, plus customer liaison staff with on-line inquiry capacity if needed as determined by the parties hereto;
(e) mail duplicate confirmations to dealers of their clients' activity, whether executed through the dealer or directly with Transfer Agent, if any;
(f) provide detail for underwriter or broker confirmations and other participating dealer Shareholder accounting, in accordance with such procedures as may be agreed upon from time to time by the Fund and the Transfer Agent;
(g) provide Shareholder lists and statistical information concerning accounts to the Fund; and
(h) provide timely notification of Fund activity, and such other information as may be agreed upon from time to time by the Transfer Agent and the Fund's custodian, to the Fund or the custodian. In addition to and neither in lieu nor in contravention of the services set forth in the above paragraphs (5) through (9) and subparagraphs (a) through (h), the Transfer Agent shall (i) perform the customary services of a transfer agent, dividend disbursing agent, custodian of certain retirement plans and, as relevant, agent in connection with accumulation, open-account or similar plans (including without limitation any periodic investment plan or periodic withdrawal program), including but not limited to: maintaining all Shareholder accounts, preparing Shareholder meeting lists, mailing proxies, receiving and tabulating proxies, mailing Shareholder reports and Prospectuses to current Shareholders, withholding taxes on U.S. resident and non-resident alien accounts, preparing and filing U.S. Treasury Department Forms 1099 and other appropriate forms required with respect to dividends and distributions by federal and state authorities for all Shareholders, preparing and mailing confirmation forms and statements of account to Shareholders for all purchases and redemptions of Shares and other confirmable transactions in Shareholder accounts, preparing and mailing activity statements for Shareholders at the direction of the Fund on a periodic basis and as requested by Shareholders, and prov...
Ongoing Functions. The Transfer Agent will perform the following functions on an ongoing basis:
(a) furnish state-by-state registration reports to the Company;
(c) calculate dealer commissions for the Company, if any;
(d) provide toll-free lines for direct Shareholder use, plus customer liaison staff with on-line inquiry capacity;
(e) mail duplicate confirmations to dealers of their clients' activity, whether executed through the dealer or directly with the Transfer Agent, if any;
(f) provide detail for underwriter or broker confirmations and other participating dealer Shareholder accounting, in accordance with such procedures as may be agreed upon between the Company and the Transfer Agent;
(g) provide Shareholder lists and statistical information concerning accounts to the Company;
(h) provide timely notification of Company activity and such other information as may be agreed upon from time to time between the Transfer Agent and the Company, PIMC and the Custodian, to the Company, the Custodian or PIMC; and
(i) install or cause to be installed, micro-computer systems in the offices of certain Shareholders and shall provide or cause to be provided, communication networks in connection with the use of such systems by Shareholders (the "Computer Access Program") pursuant to directives given by The
Ongoing Functions. FDISG will perform the following functions on an ongoing basis for each class or series of Shares of the Fund:
(a) furnish state-by-state registration reports to the Fund;
(b) calculate dealer commissions for the Fund, as applicable, if any;
(c) provide toll-free lines for direct Shareholder use, plus customer liaison staff with on-line inquiry capacity;
(d) mail duplicate confirmations to dealers of their clients' activity, whether executed through the dealer or directly with FDISG, if any;
(e) provide detail for underwriter or broker confirmations and other participating dealer Shareholder accounting, in accordance with such procedures as may be agreed upon from time to time by the Fund and FDISG;
(f) provide Shareholder lists and statistical information concerning accounts to the Funds; and
(g) provide timely notification of Fund activity, and such other information as may be agreed upon from time to time by FDISG and the Custodian, to the Fund or the Custodian. FEE SCHEDULE For the services to be rendered, the facilities to be furnished and the payments to be made by FDISG, as provided for in this Agreement, the Fund, on behalf of each Portfolio, will pay FDISG on the first business day of each month a fee for the previous month at the rates listed below. Upon any termination of this Agreement before the end of any month, the fee for such part of a month shall be prorated according to the proportion which such period bears to the full monthly period and shall be payable upon the date of termination of this Agreement.
