Post Transaction Period Sample Clauses

Post Transaction Period. Upon consummation of the Going Public Transaction, HFG agrees to: (i) assist Pubco in obtaining a new CUSIP number and a new stock symbol upon the changing of its name; (ii) if necessary, coordinate with the Company’s legal counsel the preparation and assembly of application materials for the listing of Pubco’s common stock on a national stock exchange; and (iii) provide Pubco with such additional advisory services as may be reasonably requested, to the extent HFG has the expertise or legal right to render such services.
Sample 1
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Post Transaction Period. Upon consummation of the Going Public Transaction, HFG agrees to: (i) coordinate and supervise a training program for the purpose of facilitating new management's operation of Pubco (the Company agrees that all costs and expenses charged by third party consultants introduced by HFG and engaged by the Company will be the sole responsibility of the Company); (ii) if necessary, coordinate the preparation by the Company's legal counsel of an information statement to be filed with the SEC to change Pubco's name and to in turn assist in obtaining a new CUSIP number and stock symbol for Pubco; (iii) oversee the development by third parties of Pubco's investor relations efforts, which effort shall include (a) establishing a program for communicating with brokerage professionals, investment bankers and market makers; and (b) creating a complete investor relations strategy to be implemented in English and Chinese. The Company agrees that all costs and expenses charged by investor relations and press relations firms introduced by HFG and engaged by Pubco or the Company will be the sole responsibility of the Company; (iv) assist the Company's legal counsel in the preparation and assembly of application materials for the listing of Pubco's common stock on a national exchange or quotation medium that may include, but shall not necessarily be limited to, the American Stock Exchange or the NASDAQ Stock Market; and (v) provide Pubco with such additional financial advisory services as may be reasonably requested, to the extent HFG has the expertise or legal right to render such services.
Sample 1
Post Transaction Period. Upon consummation of the Going Public Transaction, HFG agrees to: (i) coordinate and supervise a training program for the purpose of facilitating new management’s operation of Pubco; (ii) if necessary, facilitate the preparation of an information statement to be filed with the SEC to change Pubco’s name and to in turn assist in obtaining a new CUSIP number and stock symbol for Pubco; (iii) assist in developing and implementing Pubco’s investor relations efforts, which shall include (a) establishing a program for communicating with brokerage professionals, investment bankers and market makers; (b) creating a complete investor relations strategy to be implemented in English and Chinese; and (c) assisting in the preparation and dissemination of press releases (the Company agrees that all costs and expenses charged by investor relations and press relations firms introduced by HFG and engaged by Pubco will be the sole responsibility of Pubco); (iv) provide assistance and guidance in the preparation and assembly of application materials for the listing of Pubco’s common stock on a national exchange or quotation medium that shall necessarily be limited to the American Stock Exchange or the NASDAQ Stock Market; and (v) provide Pubco with such additional financial advisory services as may be reasonably requested, to the extent HFG has the expertise or legal right to render such services.
Sample 1
Post Transaction Period. Upon consummation of the Going Public Transaction, HFG agrees to: (i) assist Pubco in the preparation of a Form 211 Application to make Pubco’s securities eligible for quotation on the OTC BB; (ii) if necessary, coordinate with the Company’s legal counsel the preparation and assembly of application materials for the listing of Pubco’s common stock on a national stock exchange; and (iii) provide Pubco with such additional advisory services as may be reasonably requested, to the extent HFG has the expertise or legal right to render such services.
Sample 1
Post Transaction Period. Upon consummation of the Going Public Transaction, and until the end of the Authorization Period (as defined in Section 3, below) HFG shall: (i) identify a law firm that shall prepare a registration statement on Form 10 so as to register the Company’s common stock under Section 12 of the Securities Exchange Act of 1934, as amended. HFG shall be responsible for the payment of all legal fees associated with the preparation, filing and clearing of all comments related to such registration statement. Edgarization and non-legal expenses shall be borne by the Company; (ii) identify and help negotiate the retention of a PCAOB registered firm to act as the Company’s independent audit firm; (iii) introduce registered broker/dealer that will file the Form 211 Application with FINRA so as to allow the Company’s common stock to be eligible for trading on the OTC Marketplace. HFG shall assist the Company in providing the information necessary to prepare and file the Form 211 Application. (iv) assist in developing and implementing the Company’s investor relations efforts. The Company agrees that all costs and expenses charged by investor relations and press relations firms introduced by HFG and engaged by the Company will be the sole responsibility of the Company; (v) identify candidates to serve as independent members of the Company’s Board of Directors; (vi) assist in the engagement of Securities Transfer Corporation as the Company’s transfer agent and registrar; (vii) at the appropriate time, provide assistance and guidance in the preparation and assembly of application materials for the listing of the Company’s common stock on either the NASDAQ or NYSE/AMEX stock markets; and (viii) provide the Company with such additional advisory services as may be reasonably requested, to the extent HFG has the expertise or legal right to render such services.
Sample 1
Post Transaction Period. Upon consummation of the Going Public Transaction, HFG agrees to: (i) coordinate and supervise a training program for the purpose of facilitating new management’s operation of the public company; (ii) if necessary, consult on the preparation of an information statement to be filed with the SEC to change Pubco’s name and to in turn assist in obtaining a new CUSIP number and stock symbol for Pubco; (iii) consult on the development and implementation of Pubco’s investor relations efforts, which shall include (a) a program for communicating with brokerage professionals, investment bankers and market makers; (b) a complete investor relations strategy to be implemented in English and Chinese; and (c) the preparation and dissemination of press releases (the Company agrees that all costs and expenses charged by investor relations and press relations firms introduced by HFG and engaged by Pubco will be the sole responsibility of Pubco); (iv) provide assistance and guidance in the preparation and assembly of application materials for the listing of Pubco’s common stock on a national exchange or quotation medium that may include, but shall not necessarily be limited to, the American Stock Exchange or the NASDAQ Stock Market; (v) act as Pubco’s exclusive advisor on all financing efforts for a period of 24 months following the closing of the Going Public Transaction; and (vi) provide Pubco with such additional financial advisory services as may be reasonably requested, to the extent HFG has the expertise or legal right to render such services.
Sample 1
Post Transaction Period. During the period commencing on the closing date of the Going Public Transaction and ending upon the expiration of the Authorization Period (as defined in Section 3. below) Advisor shall undertake the following on behalf of the Company: (i) If requested, identify and introduce the Company to U.S based investment banking firms to act as placement agent or underwriter for the Company's contemplated capital raising transaction; (ii) Identify a licensed broker/dealer that will file a Form 211 Application with the Financial Industry Regulatory Authority (“FINRA”) so as to allow the Company’s common capital stock to become eligible for trading on the OTC Marketplace. Advisor shall assist the Company in providing the information necessary for submission as part of the Form 211 Application; (iii) Coordinate with counsel to prepare and file the Company’s application for listing on a Major Exchange, and help respond to all comments to the listing application; (iv) Assist Company counsel in establishing corporate governance protocols mandated by the Major Exchanges; (v) Assist in the identification and engagement of a licensed stock transfer agent and registrar; (vi) Coordinate the process for making the Company’s securities DTC, FAST and DWAC eligible; and (vii) Provide the Company with such additional advisory services as may be reasonably requested, to the extent Advisor has the expertise or legal right to render such services.
Sample 1
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Post Transaction Period. Upon consummation of the Financing and the Going Public Transaction, HFG agrees to: (i) coordinate and supervise a training program for the purpose of facilitating new management’s operation of Pubco. It is HFG’s obligation to introduce third party consultants to the Company when needed (all costs and expenses charged by the third party consultants have to be approved by the Company in advance and are the responsibility of the Company or Pubco once such third parties are engaged); (ii) work with legal counsel to facilitate the changing of Pubco’s name, and help obtain a new CUSIP number and stock symbol for Pubco; (iii) oversee third party development of Pubco’s investor relations efforts, which effort shall include (a) establishing a program for communicating with brokerage professionals, investment bankers and market makers; and (b) creating a complete investor relations strategy to be implemented in English and Chinese. Except as otherwise provided for herein, the Company agrees that all costs and expenses charged by investor relations and press relations firms introduced by HFG and engaged by Pubco or the Company will be the sole responsibility of Pubco or the Company; (The detailed arrangement will be based upon the mutually acceptable terms reached by all related parties in a further discussion) (iv) coordinate with the Company’s legal counsel in the preparation and assembly of application materials for the listing of Pubco’s common stock on a national exchange or quotation medium that may include, but shall not necessarily be limited to, the American Stock Exchange or the NASDAQ Stock Market; (v) act as Pubco’s exclusive representative for the purpose of coordinating future capital raising transactions for a period of 24 months following the expiration of the Authorization Period (as hereinafter defined), with all parties agreeing to work together to reach mutually acceptable terms for any future financings.
Sample 1
Post Transaction Period. Upon consummation of the Combination Transaction, HFG agrees to: (i) provide assistance and guidance in the preparation and assembly of application materials for the listing of the Company’s common capital stock on a national exchange or quotation medium that may include, but shall not necessarily be limited to the NYSE AMEX or the NASDAQ Stock Market; and (ii) provide such other assistance as shall be mutually agreed upon by the parties hereto.
Sample 1

Related to Post Transaction Period

  • Tax Periods Ending on or Before the Closing Date Buyer shall prepare or cause to be prepared and file or cause to be filed all Tax Returns for the Company and the Company Subsidiary for all periods ending on or prior to the Closing Date which are required to be filed (taking into account all extensions properly obtained) after the Closing Date.

  • Termination Period This Option shall be exercisable for three (3) months after Participant ceases to be a Service Provider, unless such termination is due to Participant’s death or Disability, in which case this Option shall be exercisable for twelve (12) months after Participant ceases to be a Service Provider. Notwithstanding the foregoing sentence, in no event may this Option be exercised after the Term/Expiration Date as provided above and this Option may be subject to earlier termination as provided in Section 13 of the Plan.

  • HSR Waiting Period The waiting period applicable to the consummation of the Merger under the HSR Act shall have expired or been terminated.

  • Consideration Period You have 21 days from the date this Separation Agreement is given to you to consider this Separation Agreement before signing it. You may use as much or as little of this 21-day period as you wish before signing. If you do not sign and return this Separation Agreement within this 21-day period, you will not be eligible to receive the benefits described in this Separation Agreement.

  • Lock-Up Period Participant hereby agrees that Participant shall not offer, pledge, sell, contract to sell, sell any option or contract to purchase, purchase any option or contract to sell, grant any option, right or warrant to purchase, lend, or otherwise transfer or dispose of, directly or indirectly, any Common Stock (or other securities) of the Company or enter into any swap, hedging or other arrangement that transfers to another, in whole or in part, any of the economic consequences of ownership of any Common Stock (or other securities) of the Company held by Participant (other than those included in the registration) for a period specified by the representative of the underwriters of Common Stock (or other securities) of the Company not to exceed one hundred and eighty (180) days following the effective date of any registration statement of the Company filed under the Securities Act (or such other period as may be requested by the Company or the underwriters to accommodate regulatory restrictions on (i) the publication or other distribution of research reports and (ii) analyst recommendations and opinions, including, but not limited to, the restrictions contained in NASD Rule 2711(f)(4) or NYSE Rule 472(f)(4), or any successor provisions or amendments thereto). Participant agrees to execute and deliver such other agreements as may be reasonably requested by the Company or the underwriter which are consistent with the foregoing or which are necessary to give further effect thereto. In addition, if requested by the Company or the representative of the underwriters of Common Stock (or other securities) of the Company, Participant shall provide, within ten (10) days of such request, such information as may be required by the Company or such representative in connection with the completion of any public offering of the Company’s securities pursuant to a registration statement filed under the Securities Act. The obligations described in this Section 4 shall not apply to a registration relating solely to employee benefit plans on Form S-1 or Form S-8 or similar forms that may be promulgated in the future, or a registration relating solely to a Commission Rule 145 transaction on Form S-4 or similar forms that may be promulgated in the future. The Company may impose stop-transfer instructions with respect to the shares of Common Stock (or other securities) subject to the foregoing restriction until the end of said one hundred and eighty (180) day (or other) period. Participant agrees that any transferee of the Option or shares acquired pursuant to the Option shall be bound by this Section 4.

  • Settlement Period (a) For recording time worked, there shall be a settlement period of four weeks. (b) The settlement period shall commence at the beginning of a pay period.

  • Qualifying Period If a regular employee is promoted or transferred to a position, then that employee shall be considered a qualifying employee in her new position for a period of ninety (90) calendar days. If a regular employee is promoted or transferred to a position either within or outside the certification and is found to be unsatisfactory, she shall be returned to her previously held position. If a regular employee is promoted to a position, either within or outside the certification, and finds the position to be unsatisfactory, she shall be returned to her previously held position.

  • Tolling Period If it becomes necessary or desirable for the Corporation to seek compliance with the provisions of Section 14.2 by legal proceedings, the period during which Grantee shall comply with said provisions will extend for a period of twelve (12) months from the date the Corporation institutes legal proceedings for injunctive or other relief.

  • HSR Act Waiting Period Any applicable HSR Act waiting period shall have expired or been terminated.

  • Xxxxx Period After payment of the first Dues, the Subscriber is entitled to a grace period of 30 days for the payment of any Dues due. During this grace period, the Agreement will remain in force. However, the Subscriber will be liable for payment of Dues accruing during the period the Agreement continues in force.

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