Reallowance. The terms of any reallowance of selling commissions, dealer manager fees and the stockholder servicing fees shall be set forth in the Participating Distribution Agreement, Servicing Agreement or similar agreement entered into with the Participating Distribution Agents or Servicing Dealers, as applicable. The Company will not be liable or responsible to any Participating Distribution Agent or Servicing Dealer for direct payment or reallowance of any selling commissions, dealer manager fees or stockholder servicing fees to such Participating Distribution Agent or Servicing Dealer, the payment or reallowance, as applicable, of any selling commissions, dealer manager fees or stockholder servicing fees to such Participating Distribution Agent or Servicing Dealer being the sole and exclusive responsibility of the Dealer Manager. Notwithstanding the foregoing, at the discretion of the Company, the Company may act as agent of the Dealer Manager by making direct payment of selling commissions, dealer manager fees or stockholder servicing fees to Participating Distribution Agents or Servicing Dealers on behalf of the Dealer Manager without incurring any liability.
Reallowance. The Distributor may reallow any or all of the distribution or service fees, front-end sales charges and contingent deferred sales charges which it is paid by the Fund to such brokers, dealers and other financial institutions and intermediaries as the Distributor may from time to time determine.
Reallowance. The terms of any reallowance of selling commissions, dealer manager fees and the distribution fees shall be set forth in the Selected Dealer Agreement or Servicing Agreement entered into with the Dealers or Servicing Dealers, as applicable. The Company will not be liable or responsible to any Dealer or Servicing Dealer for direct payment of commissions, or any reallowance of dealer manager fees or the Servicing Fee to such Dealer or Servicing Dealer, it being the sole and exclusive responsibility of the Dealer Manager for payment of commissions or any reallowance of dealer manager fees or the Servicing Fee to Dealers and Servicing Dealers. Notwithstanding the foregoing, at the discretion of the Company, the Company may act as agent of the Dealer Manager by making direct payment of commissions, dealer manager fees or Servicing Fees to Dealers on behalf of the Dealer Manager without incurring any liability. The Dealer Manager shall not be obligated to pay selling commissions, distribution fees or any reallowance of the dealer manager fees to Dealers and Servicing Broker Dealers until such time as the Dealer Manager is in receipt of such amounts from the Company.
Reallowance. The terms of any reallowance of Placement Fee and Investor Servicing Fee shall be set forth in the Participating Distribution Agreement, Servicing Agreement or similar agreement entered into with the Participating Distribution Agents or Servicing Dealers, as applicable. The Sponsor will not be liable or responsible to any Participating Distribution Agent or Servicing Dealer for direct payment or reallowance of any Placement Fee or Investor Servicing Fee to such Participating Distribution Agent or Servicing Dealer, the payment or reallowance, as applicable, of any Placement Fee or Investor Servicing Fee to such Participating Distribution Agent or Servicing Dealer being the sole and exclusive responsibility of the Dealer Manager. Notwithstanding the foregoing, at the discretion of the Sponsor, the Sponsor may act as agent of the Dealer Manager by making direct payment of Placement Fee or Investor Servicing Fee to Participating Distribution Agents or Servicing Dealers on behalf of the Dealer Manager without incurring any liability.
Reallowance. The terms of any reallowance of the Selling Commissions, Dealer Manager Fee, and Investor Servicing Fee shall be set forth in the Participating Intermediary Agreement, Servicing Agreement or similar agreement entered into with the Participating Intermediaries or Servicing Dealers, as applicable. The Sponsor will not be liable or responsible to any Participating Intermediary or Servicing Dealer for direct payment or reallowance of any Selling Commissions, Dealer Manager Fee or Investor Servicing Fee to such Participating Intermediary or Servicing Dealer, the payment or reallowance, as applicable, of any Selling Commissions, Dealer Manager Fee or Investor Servicing Fee to such Participating Intermediary or Servicing Dealer being the sole and exclusive responsibility of the Dealer Manager. Notwithstanding the foregoing, at the discretion of the Sponsor, the Sponsor may act as agent of the Dealer Manager by making direct payment of the Selling Commissions, Dealer Manager Fee or Investor Servicing Fee to Participating Intermediaries or Servicing Dealers on behalf of the Dealer Manager without incurring any liability.
Reallowance. The Reallowance paid to Financial Institutions for sales of John Xxxcxxx Funds is the same as that paid to Selling Brokers described and set forth in each Fund's then-current prospectus. No Commission will be paid on sales of John Xxxxxxx Xxxx Xxxagement Fund or any John Xxxcxxx Xxxd that is without a sales charge. Purchases of Class A shares of $1 million or more, or purchases into an account or accounts whose aggregate value of fund shares is $1 million or more will be made at net asset value with no initial sales charge. On purchases of this type, the Distributor will pay a commission as set forth in each Fund's then-current prospectus. John Hancxxx Xxxds, Inc. will pay Financial Institutions for sales of Class B shares of the Funds a marketing fee as set forth in each Fund's then- current prospectus for Selling Brokers. 20 JOHN XXXCXXX XXXDS, INC. SCHEDULE C DISTRIBUTION PLAN SCHEDULE OF COMPENSATION DATED JANUARY 1, 1995 TO THE FINANCIAL INSTITUTION SALES AND SERVICE AGREEMENT RELATING TO SHARES OF JOHN XXXCXXX XXXDS FIRST YEAR SERVICE FEE Pursuant to the Distribution Plan applicable to each of the Funds listed in Schedule A, the Distributor will advance to you a First Year Service Fee related to the purchase of Class A shares (only if subject to sales charge) or Class B shares of any of the Funds, as the case maybe, sold by your firm on or after July 1, 1993. This Service Fee will be compensation for your personal service and/or the maintenance of shareholder accounts ("Customer Servicing") during the twelve-month period immediately following the purchase of such shares, in an amount not to exceed .25 of 1% of the average daily net assets attributable to Class A shares or Class B shares of the Fund, as the case may be, purchased by your customers.
Reallowance. In determining the amount of any reallowance payable to us hereunder, you reserve the right to exclude any sales that you reasonably determine are not made in accordance with the terms of the applicable Fund Prospectuses or the provisions of this Agreement.
Reallowance. You may reallow not in excess of $ per share as a selling concession to dealers who are members in good standing of the National Association of Securities Dealers, Inc. ("NASD") or to foreign dealers who are not eligible for membership in the NASD and who have agreed (i) not to sell the Securities within the United States of America, its territories or possessions or to persons who are citizens thereof or residents therein, and (ii) to abide by the applicable Conduct Rules of the NASD.
Reallowance. The Dealer Manager may, in its sole discretion, direct payment of up to .75% for 2 and 3 year term L Bonds and up to 1.00% for 5 and 7 year term L Bonds of the gross offering proceeds of the Units sold by Soliciting Dealer as additional compensation to the Soliciting Dealer. Subject to the same terms and conditions as set forth in Section 6(a). Subject to the immediately succeeding paragraph, the Dealer Manager may, in its sole discretion, request the Company to reimburse Soliciting Dealer for reasonable accountable bona fide due diligence expenses, provided such expenses have actually been incurred, are supported by detailed and itemized invoices provided to the Company and the Dealer Manager, and the Company or the Dealer Manager had theretofore given its prior written approval of the incurrence of such expenses. The due diligence reimbursement is paid from and in no event will exceed the accountable expense allowance which is paid from the Company to the Dealer Manager. Xxxxxxx Equity, LLC Soliciting Dealer Agreement 6
Reallowance. The terms of any reallowance of Upfront Sales Loads and Investor Servicing Fees shall be set forth in the Participating Intermediary Agreement, Servicing Agreement or similar agreement entered into with the Participating Intermediaries or Servicing Dealers, as applicable. The Sponsor will not be liable or responsible to any Participating Intermediary or Servicing Dealer for direct payment or reallowance of any Upfront Sales Loads or Investor Servicing Fees to such Participating Intermediary or Servicing Dealer, the payment or reallowance, as applicable, of any Upfront Sales Loads or Investor Servicing Fees to such Participating Intermediary or Servicing Dealer being the sole and exclusive responsibility of the Dealer Manager. Notwithstanding the foregoing, at the discretion of the Sponsor, the Sponsor may act as agent of the Dealer Manager by making direct payment of Upfront Sales Loads or Investor Servicing Fees to Participating Intermediaries or Servicing Dealers on behalf of the Dealer Manager without incurring any liability.
